Centre for Internet and Society

Open Standards Workshop at IGF '09

pranesh — 2011-08-23T02:54:03Z

The Centre for Internet and Society co-organized a workshop on 'Open Standards: A Rights-Based Framework' at the fourth Internet Governance Forum, at Sharm el-Sheikh. The panel was chaired by Aslam Raffee of Sun Microsystems and the panellists were Sir Tim Berners-Lee of W3C, Renu Budhiraja of India's DIT, Sunil Abraham of CIS, Steve Mutkoski of Microsoft, and Rishab Ghosh of UNU-MERIT.

Sir Tim Berners-Lee started the session with an address on various rights. Rights, he noted can range from being things like the rights to air and water to the right not to have the data carrier you use determine which movie you watch. Then, there are tensions between rights: the right to anonymity can clash with the right to know who posted information on making a bomb. Berners-Lee stated that for 2009, he has chosen to pursue one particular right: the right to government-held data. This data can include everything from where schools are to emergency services such as locations of hospitals. Today, we are talking about standards.

The World Wide Web Consortium (W3C) is a fifteen-year old body in which all kinds of people come together for purposes of setting standards around the World Wide Web. Thus, everything from HTML, which is used to write Web pages to WCAG, which are guidelines to enable people with disabilities access websites through assistive technologies. W3C conducts its discussions openly: anybody who has a good idea has a right to participate in its discussions -- it does not matter who one works for, who one represents -- what does matter are the ideas one brings to the table. The kinds of standards that W3C deals with are of interest to an immensely wide-ranging group of people. Even ten-year olds have actually expressed their opinions about standards like HTML. All this openness of participation must be guaranteed while ensuring that the processes move forward.

Next spoke Renu Budhiraja of the Department of Information and Technology, which is a part of the Indian government. She started off by hoping that this workshop would be not only a platform to share knowledge, but also to reach consensus on a few matters. Next, she laid out why open standards are extremely important for the Indian government. What citizens want in their interactions with the government are ease of interaction and efficiency. For them it is immaterial whether a certain service is provided by Department A or Department B. Thus we need to move towards a single-window government service for citizens, enabling them to interact easily with the government's various departments. While such an initiative must be centralized for it to be effective, it is crucial that its implementation be decentralized and suited to each district or localities' needs.

There is, understandably, a huge institutional mechanism behind ensuring that these systems are based on open standards. We have expert committees, consisting of academics and knowledgeable bureaucrats, and working groups, which include industry groups. Through these, we have evolved a National Policy on Open Standards, which is currently in a draft stage, but shall be notified soon. This policy outlines the principles based on which particular standards required for governmental functioning are to be chosen or evolved. This document will ensure long-term accessibility to public documents and information, and seamless interoperability of various governmental services and departments. It will also reduce the risk of vendor lock-in and reduce costs, and thus ensure long-term, sustainable, scalable and cost-effective solutions.

Ms. Budhiraja noted that there are a few aspects of the policy that bear discussion in a forum such as the IGF. First is the issue of whether royalty-free is the only choice for innovation. All other things equal, between royalty-free and reasonable and non-discriminatory (RAND) standards, of course royalty-free is to be preferred. But what if a superior technology (JPEG200 vs. JPEG) is RAND? What should the government's position be in such a case? Further, what should the government's position be when in a particular domain a RAND standard is the only option?

Next is the issue of single vs. multiple open standards. When interoperability is what we are aiming at, can multiple standards be recommended as some in the industry are asking us to do? And then is the issue of market maturity. The government sometimes finds itself in a situation where a standard is available, but well-developed products around that standard aren't and there aren't sufficient vendors using that standard. All these issues are of great practical importance when a government works on a policy document on standards.

Next up was Sunil Abraham, Executive Director of the Centre for Internet and Society. His presentation was on open standards as citizens' and consumers' rights. He started off by citing the example of the Smart Card Operating System for Transport Application (SCOSTA) standard, and the implications that the SCOSTA story has on large-scale projects such as the National Unique ID project currently under way in India. SCOSTA, an open standard, was being written off as unimplementable by all the MNC smart card vendors who wished to push RAND standards. IIT Kanpur helped the government develop a working implementation. Within twenty days, the card manufacturers submitted modified cards for compliance testing by NIC. Because of SCOSTA being an open standard, local companies also joined the tender. The cost went down from Rs. 600 per card to Rs. 30 per card. This shows the benefits of open standards as a means of curbing oligopolistic pricing, and working for the benefit of consumers.

From a rights-based perspective, access to the state machinery is a primary right. Citizens should not be required to pirate or purchase software to interact with the state. If e-governance solutions are based on proprietary standards, not all citizens would be equal. The South African example or requiring a particular browser to access the election commission's website shows that in a rather drastic fashion. When intellectual property interferes with governmental needs, governments have not been shy of issuing compulsory licences. This was seen when during the Great War the United States government pooled various flight-related patents and compulsorily licensed them, as well as what we are currently seeing with many Aids-related drugs being compulsorily licensed in developing countries. Thus, there are precedents for such licensing, and governments should explore them in the realm of e-governance. Many countries now have statutes that guarantee the right to government-held information. Government Interoperability Frameworks should take these into account, and mandate all government-to-citizen (G2C) information be transacted via open standards. This must be backed up by a strong accessibility policy to ensure that the governments don't discriminate between their citizens.

Proprietary standards act like pseudo-intellectual property rights, just as DRMs do. They add a layer on top of rights such as copyright, and can prevent the exercise of fair use and fair dealing rights because of an inability to legally negotiate the standards in which the content is encoded in a cost-free manner. In guaranteeing this balance between copyrights and fair dealing rights, free software and alternative IP models play a crucial role. Because of software patents being recognized in a few countries, development of free software which allows citizens to exercise their fair use rights is harmed in all countries.

Steve Mutkoski of Microsoft spoke next and placed the standards debate in a large context. He noted that standards are a technicality that are only a small part of the large issue which is interoperability in e-governance and delivery to citizens. The real challenges are organizational and semantic interoperability. Frequently interoperability is not harmed by technical issues, but by legal and organizational issues. Governments used to work on paper; during the shift to electronic data, they didn't engage in any organizational changes. Thus they continue to function with electronic data the same way that they did with paper-based data. Governments often lack strong privacy policies regarding the data that each of their departments holds. This harms governmental functioning. Additionally, legacy hardware and software have to be catered to by the standards we are talking about: sometimes an open standard just will not work.

Standards don't guarantee interoperability, and there is significant work done on this by noted academics ("Why Standards Are Not Enough To Guarantee End-to-End Interoperability" Lewis et al.; "Difficulties Implementing Standards" Egyedi & Dahanayake; "Standards Compliant, But Incompatible?" Egyedi et al.). Mandated standards lists will not help address interoperability issues between different implementations of the same standard. What would help? Transparency of implementations; collaboration with community; active participation in maintenance of standards, etc., would help. There is a need for continued public sector reform, with a focus on citizen-centric e-governance, and a need to engage with the question of whether government-mandated standards lists lead the market or follow the market.

Rishab Aiyer Ghosh, a senior researcher at UN University, Maastricht, spoke next. He started by noting that technical standards are left to technical experts. That needs to change, which is why discussing open standards at the IGF is important. He next set off a hypothetical: imagine you go to the city council office in Sharm el Sheik, and at the parking lot there it says that your car has to be a Ford if you are to park there; or if the Dutch government insists that you have a Philips TV if you are to receive the national broadcaster's signal. While these might seem absurd, situations like this arise all the time when it comes to the realm of software. Thus, the social effects of open standards are of utmost importance, and not just their technical qualities. Analysing the social effects of open standards takes us back to the economics of technology and technological standards. Technological standards exhibit network externalities: their inherent value is less than the value of others using them. Being the only person in the world with a telephone won't be very useful. Technological standards also exhibit path dependence: once you go with one technological format, it is difficult to change over to another even if that other format is superior to the first. Thus, clearly, standards benefit when there is a 'natural monopoly'. The challenge really arises when faced with the question of how to ensure a monopoly in a technology without the supplier of that technology exhibiting monopolistic tendencies. This can only be done when the technology is open and developed openly, of which the web standards and the W3C are excellent examples. If the technology or the process are semi-open, then because of the few intellectual property rights attached to the technology, some would be better off than others. Just as governments cannot insist on driving a particular make of cars as a prerequisite for access to them, they cannot insist on using a particular proprietary standard as a means of accessing them.

Many interesting questions arose when the floor was thrown open to the audience. "Should governments only mandate a particular standard when it is certain that market maturity exists?" Not really, since governmental decisions also give signals to the market and help direct attention to those standards. It would be best if roadmaps were provided, with particular under-mature standards being designated as "preferred standards", thus helping push industry in a particular direction. Examples where this strategy has borne fruit abound. This is also the strategy found in the Australian GIF. On the issue of multiplicity of standards, Sir Tim was very clear that they have to be avoided at all costs. He gave the example of XSLT and CSS, which are both stylesheet formats. He noted that their domain of operation was very different (with one being for servers and the other for clients), so having two standards with similar functions but different domains of operation does not make them multiple standards. Multiple standards defeat the purpose of the standardization process.

It was noted that governmental choices are of practical importance to citizens. During the Hurricane Katrina emergency, the federal emergency website only worked properly if Internet Explorer was used. How do we move forward? We must move forward by having policies that strike a balance between allowing for the natural evolution of standards and stability. The Government Interoperability Frameworks must be dynamic documents, allowing for categorization between standards and having clear roadmaps to enable industry to provide solutions to the government in a timely fashion. Governments must be strong in order to push industry towards openness, for the sake of its citizens, and not let industry dictate proprietary standards as the solution. Some opined that since there are dozens of domains that governments function in, maintaining lists of standards is a time-consuming process that is not justified, but others rebutted that by noting that for enterprise architectures to work, governments have to maintain such lists internally. Opening up that list to citizens and service providers would not entail greater overheads.

Sunil Abraham talking Open Standards at IGF09

(Video added on December 30, 2009)

For more details visit https://cis-india.org/openness/blog-old/dcos-workshop-09

Second Response to Draft National Policy on Open Standards for e-Governance

pranesh — 2011-08-18T05:06:31Z

The government is in the process of drafting a national policy on open standards for e-governance. The National Informatics Centre recently released draft version 2 of the policy, and CIS sent in its comments on the draft.

CIS has been following the drafting of the national policy on open standards for e-governance with much interest. Last year, we offered our comments on the first draft of the policy. The policy has since gone through two more iterations (copies of which are kept on the Fosscomm site), labelled versions 1.15 and 2, and we have again offered comments on the latest version. The evolution the draft policy has been mired in controversy, as documented by Venkatesh Hariharan of Red Hat. It seems that the National Association of Software and Services Companies (NASSCOM) has been trying to nullify the effect of the policy by pushing for recognition of proprietary standards within the policy, and that too without consultation with its members.

We believe that proprietary standards go against the interests the government, which as the primary consumer of the standards would have to pay royalties and would face vendor lock-in, of small and medium enterprises, which provide direct and indirect services to the government, since they would be required to invest in those closed standards to service the government, and most of all, of the citizens of India.

Based on that view, we have noted four deficiencies in version 2 of the draft policy: the possibility of following the letter of policy while violating its spirit; the possibility of patenting and closed licensing of government-developed standards; that no framework provided for review or phasing out interim standards; and certain problematic definitions in the glossary to the policy.

All these points are elaborated upon in the comments we submitted to the Department of Information Technology.

For more details visit https://cis-india.org/openness/blog-old/second-response-to-draft-policy

DCOS Agreement on Procurement

pranesh — 2011-08-23T02:58:35Z

On December 6, 2008, at the closing of the third Internet Governance Forum in Hyderabad, India, the Dynamic Coalition on Open Standards (DCOS), of which the Centre for Internet and Society is a member, released an agreement entitled the "Dynamic Coalition on Open Standards (DCOS) Agreement on Procurement in Support of Interoperability and Open Standards".

For more details visit https://cis-india.org/openness/blog-old/dcos-agreement-on-procurement

Workshop on Reforming the International ICT Standardization System

pranesh — 2011-08-23T02:56:30Z

On Day 4, the last day, of the Internet Governance Forum, a workshop was conducted by the Dynamic Coalition on Open Standards on the reforming the international ICT standardisation system. The panellists were Bob Jolliffe of Freedom to Innovate South Africa, Sunil Abraham of the Centre for Internet and Society, Ashish Gautam of IBM India, and Aslam Raffee, Chairperson of the Government IT Officers' Council, OSS Working Group, Republic of South Africa, who moderated the session.

Mr. Rafee, after introducing the panellists, laid out the parameters of the discussion. He noted that the discussion was not about "open standards" per se, but about the standardisation process.

Mr. Jolliffe noted that the main problems revolved around the question of legitimacy of the Standard Setting Organizations, which often arises from "standardisation by corporations" (a phrase coined by Martin Bryan), as shown by the representatives of the individual countries to the international bodies. For the international standardization process to acquire legitimacy, the national bodies need to do so first. A start can be made, Mr. Jolliffe noted, through simple steps like increase in stakeholder participation beyond vendors, full disclosure of institutional affiliations at the standardisation bodies, better streamlining of processes such as the fast-track system, and full and clear disclosures with regard to IP licensing terms would help in increasing accountability and legitimacy of standard setting organizations.

He also indicated that financial transparency, modernisation of processes (including remote participation), regulation of proportional influence of private interests, a code of best practices and innovation in patent searches, full interest disclosures, and clear display of IPR policies of committees would help in increasing the openness of standards.

Mr. Abraham chose to focus on the national standardization processes, and the lessons that can be learnt from those. He highlighted that the discussions around open standards were really discussions about standards followed by public institutions. He analogized the situation to private houses vs. the public road infrastructure, noting how the road infrastructure cannot be private. Ensuring that the public infrastructure was open to all, he said, was the important role played by the standardisation process. He went on to highlight the importance of open standards as a lever in the hands of governments which can be used to fix monopoly situations, as it was in the case of SCOSTA smart card standard, where the use of an open standard led to a drop in price from Rs.600 to Rs.30 and increased the number of vendors from 3 to 12. He then narrated a number of "stories" from India, Pakistan and Malaysia to show the various forms of weaknesses within the national standard setting processes. He further concluded that countries with weak institutions are the ones less likely to support open standards.

Mr. Abraham added the need to adopt common definitions of "open standards" and transparency of processes and encouragement of remote participation as suggestions for the standardization system.

Mr. Gautam from IBM India chose to talk about the standards principles that the company follows, and the need for reform of the standardization processes.

For more details visit https://cis-india.org/openness/blog-old/workshop-on-reforming-the-international-ict-standardization-system

Research Project on Open Video in India

pranesh — 2011-08-23T02:51:36Z

Open Video Alliance and the Centre for Internet and Society are calling for researchers for a project on open video in India, its potentials, limitations, and recommendations on policy interventions.

Project Timeline

From mid-April to mid-July.

Summary of Outputs

A 15-20 page paper surveying the online video environment in India and the opportunities it presents for creative expression, political participation, social justice, and other such concerns. The paper should deal with the structural limitations of the medium (e.g.: limited bandwidth, IP lobbies discourage re-appropriation of cultural materials, online video is inaccessible to the deaf, and so on) and how they can be addressed. Recommendations should be bold but in touch with the real policy and business frameworks of present-day India.
Several 1-2 page briefs on specific policy matters like: where is jurisdiction being exercised? what are the policy inflections? and, what interventions are needed to solve the structural limitations of the medium?

Survey Paper

The survey paper should describe the online video scenario in India, and three or more policy tensions. The paper should focus on areas of intellectual property rights, network issues, standards, device freedom and interoperability, accessibility, etc. The Open Video Alliance website[ova] for a complete list of relevant issues.

Overall, it should paint both a qualitative as well as a quantitative picture of online video in India, and in which structural improvements are needed (if any) to empower individuals.This paper should not be viewed as a recommendation to policymakers but instead as a general interest document which will inform and appeal to many audiences. While we expect the paper to span several distinct issues, there should be a prevailing narrative to weave them together.

Basic Assumptions

We want online video to be a participatory and collaborative social medium powered by open source. We also value the ability of individuals to express themselves using these tools, and the ability of new entrants to challenge incumbents and innovate on top of existing technologies. No time is needed to be spent establishing these values—instead, through this paper we try to identify structural improvements to the online video medium. How do we get from the status quo to the ideal open video environment? What investments must be made? What protections must be put into place for users, producers, etc.? Further, we should be able to make some broad recommendations to governments, foundations, and big institutions.

Because the network and IP enforcement environment in India are still malleable, we want to stress that there are many possible shapes that the online video medium could take. Our goal is to shine some light on how a medium that privileges the values outlined above could take shape.

Suggested Methodology

First, you would need to carry out a basic survey of the literature. Second, you should talk to various organizations using video, discover what they consider the structural limitations of online video, and what might be considered open video practices: some are legal, some are technical. You would use this data to direct original research and weave your findings into an engaging narrative.

Next Steps

You send 2 writing samples, a CV, and letter of recommendation;
We'll discuss the unifying themes and identify a more detailed timeline;
We produce a contract;
We Pick a regular time to meet every other week, to track progress.

For more details visit https://cis-india.org/openness/blog-old/open-video-research

Civic Hacking Workshop

pranesh — 2011-08-23T03:14:03Z

CIS, with the UK Government's Foreign Office and the Cabinet Office Team for Digital Engagement, and Google India, is organizing a workshop on open data (or the lack thereof) and 'civic hacking'.

The UK Government's Foreign Office and the Cabinet Office Team for Digital Engagement, Google India and the Centre for Internet and Society, Bangalore are organizing a 'Civic Hacking Workshop' on Wednesday, July 28, 2010, bringing together civic-minded technologists who've been working with governmental data in India and Britain.

The workshop will discuss the problems of obtaining data, especially in India, the technological solutions that these various groups have encountered, the difficulties of technology as a mass-based civic solution, and the visions that these groups have for a more engaged civil society and the contributions they seek to make to the public.

The people attending are, from India (Bangalore):

Alok Singh (Akshara Foundation)
Shivangi Desai (Akshara Foundation)
Arun Ganesh (Geohackers / National Institute of Design)
A. Pandian (Mapunity)
Sridhar Raman (Mapunity)
S. Raghavan Kandala (Mapunity)
Thejesh GN (Janaagraha / Infosys)
Sushant Sinha (IndianKanoon.com / Yahoo)
Vijay Rasquinha (Mahiti)
P.G. Bhat (SmartVote.in)
Pranesh Prakash (CIS)
Raman Jit Singh Chima (Google)

And from Britain:

David McCandless (Information Is Beautiful)
Harry Metcalfe (TellThemWhatYouThink.org / Open Rights Group)
Tim Green (Democracy Club)
Edmund von der Burg (YourNextMP)
Rohan Silva (Special Adviser to the PM)

For more details visit https://cis-india.org/openness/blog-old/civic-hacking-workshop

Call for Comments for Report on the Online Video Environment in India

pranesh — 2012-12-14T12:12:14Z

The Open Video Alliance, the Centre for Internet and Society and iCommons are pleased to announce a public call for comments on version 1 of "Online Video Environment in India: A Survey Report".

This report is an outcome of a research project that seeks to survey the online video environment in India and the opportunities this new medium presents for creative expression and civic engagement. This report by Siddharth Chadha, Ben Moskowitz, and Pranesh Prakash seeks to define key issues in the Indian context and begins to develop a short-term policy framework to address them.

The basic assumption of this paper is that the online video medium should support creative and technical innovation, competition, and public participation, and that open source technology can help develop these traits. These assumptions are not elaborated upon here. Instead, this report looks at questions of “openness” that are not strictly technological and legal; that are specific to video in India; and that provide points of entry to a simple policy framework.

Please do write in to Ben Moskowitz (ben at openvideoalliance.org) and Pranesh Prakash (pranesh at cis-india.org) with any suggestions, criticisms, or general comments that you have by January 20, 2011.

Download the paper.

For more details visit https://cis-india.org/openness/blog-old/comments-online-video-report

CIS Comments on the Interoperability Framework for e-Governance (Phase I)

pranesh — 2013-05-22T10:48:52Z

In November 2010, the Central Government released the Draft 0.6 of the Technical Standards for the Interoperability Framework for e-Governance (Phase I), requesting comments by January 27, 2011. Here are the comments that CIS submitted.

General Review Comments

The present document is an excellent step in the right direction, following very ably the policy guidelines laid down in the National Policy on Open Standards for e-Governance.
The Expert Committee and other contributors have made excellent choices as to the 19 standards that have been laid down in the IFEG. It is praiseworthy that of these 18 are designated as mandatory, and only two are designated as interim standards. Furthermore, the system has been very transparent with the selection of standards, providing concise descriptions for each.
It is also important to note that while accessibility has been mentioned while talking of HTML, accessibility standards should preferably also be specifically mentioned in the presentation and archival domain.
However, many other governmental interoperability frameworks are going beyond merely listing technical standards. Some governments, such as Germany and the EU, go beyond technical interoperability, and also have documents dealing with organizational, informational, and legal interoperability. These are equally important components of an interoperability framework. Other governments also also lay down best practice guides, and other aids to implementation, sometimes even including application recommendations. Further, there are many which lay out standards for the the semantic layer, business services layer, etc.
We at the Centre for Internet and Society are currently advising the government of Iraq on development of their e-Governance Interoperability Framework, and would be glad to extend any support that the Department of IT may require of us, including comments on all further phases.

Specific Section-wise Review Comments

Section 5.2.7 - In the “additional remarks” row, it is stated that “If Adobe Systems Incorporated’s intent to make it royalty free is achieved then no further reviews will be necessary.”

This should be changed to indicate that (a) there might be entities other than Adobe that hold necessary patents over PDF v1.7, and (b) that a desirable feature—of there being multiple implementations of the standard—might not be fulfilled by PDF v1.7.

Adobe has in fact published a public patent licence that covers PDF v1.7 (ISO 32000-1:2008), and makes all of Adobe’s essential claims over PDF v1.7 available royalty-free.

For more details visit https://cis-india.org/openness/blog-old/comments-ifeg-phase-1

Engaging on the Digital Commons

pranesh — 2011-08-20T12:56:26Z

We at the Centre for Internet and Society are very glad to be able to participate in the 13th Biennial Conference of the International Association for the Study of the Commons (IASC). Our interest in the conference arises mainly from our work in the areas of intellectual property rights reform and promotion of different forms of ‘opennesses’ that have cropped up as a response to perceived problems with our present-day regime of intellectual property rights, including open content, open standards, free and open source software, open government data, open access to scholarly research and data, open access to law, etc., our emerging work on telecom policy with respect to open/shared spectrum, and the very important questions around Internet governance. The article by Sunil Abraham and Pranesh Prakash was published in the journal Common Voices, Issue 4.

Our work on intellectual property reform are proactive measures at effecting policy change that go towards protecting and preserving an intellectual, intangible commons. We have opposed the Protection and Utilization of the Public-funded Intellectual Property Bill (an Indian version of the American Bayh-Dole Act) which sought to privatise the fruits of publicfunded research by mandating patents on them. We are working towards reform of copyright law which we believe is lopsided in its lack of concern for consumers and that its current march towards greater enclosure of the public domain is unsustainable. Believing that not all areas of industry and technology are equal, and that patent protection is ill-suited for the software industry, we have worked to ensure that the current prohibitions against patenting of software are effectively followed.

Defensively—that is working within the existing framework of intellectual property law—we seek to promote the various forms of copyright and patent licensing that have arisen as reactions to restrictive IP laws. Free/open source software and open content have arisen as a reaction to the restrictive nature of copyright law, such as the presumption under copyright law that a work is copyrighted by the mere fact of it coming into existence. (for instance, this was not so in the United States until 1989, till when a copyright notice was required to assert copyright). While earlier the presumption was that a work was to belong to the public domain, after the Berne Convention, that presumption was reversed. This led to the creation of the idea of special licences, by using which one could allow all others to share his/her work and reuse it. This innovation in using the law to promote, rather than restrict, what others could do with one’s works has enabled the creation and sharing of everything from Wikipedia, to Linux (which powers more than 85 percent of the world’s top 500 supercomputers) and Apache HTTP server (more than 60 percent of all websites). The advent of the Internet has allowed the creation of intangible digital commons.

We are also starting to engage with the question of telecom policy around spectrum allocation, and believe that promotion of a shared spectrum would help make telecom services, including broadband Internet, available to people at reasonable prices. We also believe that Internet governance should not be the prerogative of governments, and should not happen in a top-down fashion.

Comparisons between tangible commons and intangible commons have been made by people like Elinor and Vincent Ostrom, who in 1977 contributed to our understanding of subtractability and public goods. James Boyle has written about the expansion of copyright law as “the second enclosure movement”, following in the footsteps of the first enclosure movement against the take-over of common land which stretched from the fifteenth century till the nineteenth. Yochai Benkler, has written extensively on commons in information and communication systems as well as on spectrum commons. Just as Elinor Ostrom’s work shows how Garrett Hardin’s evocative ‘tragedy of the commons’ and the problems of free-riding are very often avoided in practice, Michael Heller’s equally evocative phrase ‘gridlock economy’ shows that ‘over-propertisation’ of knowledge can lead to a ‘tragedy of the anti-commons’.

Through this conference we wish to learn of the lessons that academic writings on tangible commons have to impart to intangible commons which are configured very differently (in terms of subtractability, for instance). Ostrom’s work shows how individuals can, in a variety of settings, work to find institutional solutions that promote social cooperation and human betterment. As part of her nine design principles of stable local common pool resource management, she lists clearly defined boundaries for effective exclusion of external unentitled parties. How does that work, when even the existing mechanisms of boundary-definition in intellectual property, such as patent claims, are often decried as being ambiguous thanks to the legalese they are written in? What of traditional knowledge for which defining the community holding ownership rights becomes very difficult? As Ostrom and Hess note, “the rules and flow patterns are different with digital information”, but how do these differences affect the lessons learned from CPR studies? How do Ostrom’s pronouncements against uniform top-down approaches to resource management affect the way that copyright and patents seek to establish a uniform system across multiple areas of art, science and industry (musical recordings and paintings, pharmaceuticals and software)? And how can Ostrom’s work on management of natural resources inform us about the management of resources such as spectrum or the Internet itself? These are all very interesting and important questions that need to be explored, and we are glad that this conference will help us understand these issues better.

Please read the article in Common Voices Issue 4 here

For more details visit https://cis-india.org/openness/blog-old/digital-commons

Opening Government: A Guide to Best Practice in Transparency, Accountability and Civic Engagement across the Public Sector

pranesh — 2012-12-14T10:26:42Z

The Transparency & Accountability Initiative has published a book called “Opening Government: A Guide to Best Practice in Transparency, Accountability and Civic Engagement across the Public Sector”. We at the Centre for Internet & Society contributed the section on Open Government Data.

Cross-posted from the Transparency & Accountability Initiative blog.

Download the full report (PDF, 440 Kb)

Open Government Partnership

In January 2011, a small group of government and civil society leaders from around the world gathered in Washington, DC to brainstorm on how to build upon growing global momentum around transparency, accountability and civic participation in governance. The result was the creation of the Open Government Partnership (OGP), a new multi-stakeholder coalition of governments, civil society and private sector actors working to advance open government around the world — with the goals of increasing public sector responsiveness to citizens, countering corruption, promoting economic efficiencies, harnessing innovation, and improving the delivery of services.

In September 2011, these founding OGP governments will gather in New York on the margins of the UN General Assembly to embrace a set of high-level open government principles, announce country-specific commitments for putting these principles into practice and invite civil society to assess their performance going forward. Also in September, a diverse coalition of governments will stand up and announce their intention to join a six-month process culminating in the announcement of their own OGP commitments and signing of the declaration of principles in January 2012.

'Opening Government' report

To help inform governments, civil society and the private sector in developing their OGP commitments, the Transparency and Accountability Initiative (T/A Initiative) reached out to leading experts across a wide range of open government fields to gather their input on current best practice and the practical steps that OGP participants and other governments can take to achieve it.

The result is the first document of its kind to compile the state of the art in transparency, accountability and citizen participation across 15 areas of governance, ranging from broad categories such as access to information, service delivery and budgeting to more specific sectors such as forestry, procurement and climate finance.

Each expert’s contribution is organized according to three tiers of potential commitments around open government for any given sector — minimal steps for countries starting from a relatively low baseline, more substantial steps for countries that have already made moderate progress, and most ambitious steps for countries that are advanced performers on open government.

Chapters and Contributing Authors

Aid – Publish What You Fund
Asset disclosure - Global Integrity
Budgets – The International Budget Project
Campaign finance – Transparency International - USA
Climate finance – World Resources Institute
Fisheries – TransparentSea
Financial sector reform Global Financial Integrity
Forestry – Global Witness
Electricity – Electricity Governance Initiative
Environment – The Access Initiative
Extractive industries – The Revenue Watch Institute
Open government data – The Centre for Internet and Society - India
Procurement – Transparency International-USA
Right to information – Access Info and the Center for Law and Democracy
Service delivery – Twaweza

For more details visit https://cis-india.org/openness/blog-old/opening-government-best-practice-guide

Comments on the draft National Data Sharing and Accessibility Policy

pranesh — 2011-08-24T06:32:55Z

A draft of the 'National Data Sharing and Accessibility Policy', which some hope will be the open data policy of India, was made available for public comments in early May. This is what the Centre for Internet and Society submitted.

These are the comments that we at the Centre for Internet and Society submitted to the National Spatial Data Infrastructure on the draft National Data Sharing and Accessibility Policy.

Comments on the National Data Sharing and Accessibility Policy by the Centre for Internet and Society

We would like to begin by noting our appreciation for the forward-thinking nature of the government that is displayed by its pursuit of a policy on sharing of governmental data and enabling its use by citizens. We believe such a policy is a necessity in all administratively and technologically mature democracies. In particular, we applaud the efforts to make this applicable through a negative list of data that shall not be shared rather than a positive list of data that shall be shared, hence making sharing the default position. However, we believe that there are many ways in which this policy can be made even better than it already is.

1. Name

We believe that nomenclature of the policy must accurately reflect both the content of the policy as well as prevailing usage of terms. Given that 'accessibility' is generally used to mean accessibility for persons with disabilities, it is advisable to change the name of the policy.

Recommendation:

A. We would recommend calling this the "National Open Data Policy" to reflect the nomenclature already established for similar policies in other nations like the UK. In the alternative, it could be called a "National Public Sector Information Reuse Policy". If neither of those are acceptable, then it could be re-titled the "National Data Sharing and Access Policy".

2. Scope and Enforceability

It is unclear from the policy what all departments it covers, and whether it is enforceable.

Recommendation:

A. This policy should cover the same scope as the Right to Information (RTI) Act: all 'public authorities' as defined under the RTI Act should be covered by this policy.

B. Its enforceability should be made clear by including provisions on consequences of non-compliance.

3. Categorization

The rationale for the three-fold categorization is unclear. In particular, it is unclear why the category of 'registered access' exists, and on what basis the categorization into 'open access' and 'registered access' is to be done. If the purpose of registration is to track usage, there are many better ways of doing so without requiring registration.

Recommendation:

A. Having three categories of:

Open data
Partially restricted data
Restricted data

B. Data that is classified as non-shareable (as per a reading of s.8 and s.9 of RTI Act as informed by the decisions of the Central Information Commission) should be classified as ‘restricted’.

C. The rationale for classifying data as 'open' or 'partially restricted' should be how the data collection body is funded. If it depends primarily on public funds, then the data it outputs should necessarily be made fully open. If it is funded primarily through private fees, then the data may be classified as 'partially restricted'. 'Partially restricted' data may be restricted for non-commercial usage, with registration and/or a licence being required for commercial usage.

4. Licence

No licence has been prescribed in the policy for the data. Despite India not allowing for database rights, it still allows for copyright over original literary works, which includes original databases. All governmental works are copyrighted by default in India, just as they are in the UK. To ensure that this policy goes beyond merely providing access to data to ensure that people are able to use that data, it must provide for a conducive copyright licence.

Recommendation:

A. The licence that has been created by the UK government (another country in which all governmental works are copyrighted by default) may be referred to: http://www.nationalarchives.gov.uk/doc/open-government-licence/

B. However, the UK needed to draft its own licence because the concept of database rights are recognized in the EU, which is not an issue here in India. Thus, it would be preferable to use the Open Data Commons - Attribution licence:

http://www.opendatacommons.org/licenses/by/

The UK licence is compatible with both the above-mentioned licence as well as with the Creative Commons - Attribution licence, and includes many aspects that are common with Indian law, e.g., bits on usage of governmental emblems, etc.

5. Integrity of the data

Currently, there is no way of ensuring that the data that is put out by the data provider is indeed the data that has been downloaded by a citizen.

Recommendation:

It is imperative to require data providers to provide integrity checks (via an MD5 hash of the data files, for instance) to ensure that technological corruption of the data can be detected.

6. Authenticity of the data

Currently, there is no way of ensuring that the data that is put out by the data provider indeed comes from the data provider.

Recommendation:

It is preferable to require data providers to authenticate the data by using a digital signature.

7. Archival and versioning

The policy is silent on how long data must be made available.

Recommendation:

There must be a system of archival that is prescribed to enable citizens to access older data. Further, a versioning and nomenclature system is required alongside the metadata to ensure that citizens know the period that the data pertains to, and have access to the latest data by default.

8. Open standards

While the document does mention standards-compliance, it is preferable to require open standards to the greatest extent possible, and require that the data that is put out be compliant with the Interoperability Framework for e-Governance (IFEG) that the government is currently in the process of drafting and finalizing.

Recommendation:

A. The policy should reference the National Open Standards Policy that was finalised by the Department of Information Technology in November 2010, as well as to the IFEG.

B. The data should be made available, insofar as possible, in structured documents with semantic markup, which allows for intelligent querying of the content of the document itself. Before settling upon a usage-specific semantic markup schema, well-established XML schemas should be examined for their suitability and used wherever appropriate. It must be ensured that the metadata are also in a standardized and documented format.

9. Citizen interaction

One of the most notable failings of other governments' data stores has been the fact that they don't have adequate interaction with the citizen projects that emerge from that data. For instance, it is sometimes seen that citizens may point out flaws in the data put out by the government. At other times, citizens may create very useful and interesting projects on the basis of the data made public by the government.

Recommendation:

A. The government's primary datastore (data.gov.in) should catalogue such citizen projects, including open and documented APIs that the have been made available for easy access to that data.

B. Additionally the primary datastore should act as a conduit for citizen's comments and corrections to the data provider. Data providers should be required to take efforts to keep the data up-to-date.

C. Multiple forms of access should preferably be provided to data, to allow non-technical users interactive use of the data through the Web.

10. Principles, including 'Protection of Intellectual Property'

It is unclear why ‘protection of intellectual property’ is one of the guiding principles of this policy. Only those ideals which are promoted by this policy should be designated as ‘principles’. This policy, insofar as we can see, has no relation whatsoever with protection of intellectual property. The government is not seeking to enforce copyright over the data through this policy. Indeed, it is seeking to encourage the use of public data. Indeed, the RTI Act makes it clear in s.9 that government copyright shall not act as a barrier to access to information.

Given that, it makes no sense to include ‘protection of intellectual property’ amongst the principles guiding this policy. Further, there are some other principles that may be removed without affecting the purpose or aim of this document: ‘legal conformity’ (this is a given since a policy wouldn’t wish to violate laws); ‘formal responsibility’ (‘accountability’ encapsulates this); ‘professionalism’ (‘accountability’ encapsulates this); ‘security’ (this policy isn’t about promoting security, though it needs to take into account security concerns).

Recommendation:

A. Remove ‘protection of intellectual property’, ‘legal conformity’, ‘formal responsibility’, ‘professionalism’, and ‘security’ from the list of principles in para 1.2.

For more details visit https://cis-india.org/openness/blog-old/draft-ndsap-comments

Open Government Data in India (v2)

pranesh — 2012-12-14T10:25:25Z

The first draft of the second version of the Open Government Data Report is now online. Nisha Thompson worked on updating the first version of the report. This updated version of the report on open government data in India includes additional case studies as well as a potential policy (National Data Sharing and Accessibility Policy) that would create a central government data portal. The report was distributed for peer review and public feedback.

There are additional government case studies regarding e-governance and how they are changing the way data is collected and distributed. The report also looks at the issues around open data at the city and panchayat level and profiles new projects that are working to fill that void. It also includes a deeper account account of the global perspective on open government data and how India's experience with open data will be different from what the west is doing. Please do let us know what you think are deficiencies in the report, corrections that should be made, or even just general comments. Drop in a word even if you just find it useful. Please do write in to pranesh[at]cis-india.org by Friday, September 2, 2011. Download the [draft report].

For more details visit https://cis-india.org/openness/blog-old/ogd-draft-v2-call-for-comments

How India Makes E-books Easier to Ban than Books (And How We Can Change That)

pranesh — 2012-02-21T11:50:56Z

Without getting into questions of what should and should not be unlawful speech, Pranesh Prakash chooses to take a look at how Indian law promotes arbitrary removal and blocking of websites, website content, and online services, and how it makes it much easier than getting offline printed speech removed.

E-Books Are Easier To Ban Than Books, And Safer

Contrary to what Mr. Sibal's recent hand-wringing at objectionable online material might suggest, under Indian laws currently in force it is far easier to remove material from the Web, by many degrees of magnitude, than it is to ever get them removed from a bookstore or an art gallery. To get something from a bookstore or an art gallery one needs to collect a mob, organize collective outrage and threats of violence, and finally convince either the government or a magistrate that the material is illegal, thereby allowing the police to seize the books or stop the painting from being displayed. The fact of removal of the material will be noted in various records, whether in government records, court records, police records or in newspapers of record. By contrast, to remove something from the Web, one needs to send an e-mail complaining about it to any of the string of 'intermediaries' that handle the content: the site itself, the web host for the site, the telecom companies that deliver the site to your computer/mobile, the web address (domain name) provider, the service used to share the link, etc. Under the 'Intermediary Guidelines Rules' that have been in operation since 11th April 2011, all such companies are required to 'disable access' to the complained-about content within thirty-six hours of the complaint. It is really that simple.

"That's ridiculous," you think, "surely he must be exaggerating." Think again. A researcher working with us at the Centre for Internet and Society tried it out, several times, with many different intermediaries and always with frivolous and flawed complaints, and was successful six out of seven times . Thus it is easier to prevent Flipkart or Amazon from selling Rushdie's Midnight's Children than it is to prevent a physical bookstore from doing so: today Indira Gandhi wouldn't need to win a lawsuit in London against the publishers to remove a single line as she did then; she would merely have to send a complaint to online booksellers and get the book removed. It is easier to block Vinay Rai's Akbari.in (just as CartoonsAgainstCorruption.com was recently blocked) than it is to prevent its print publication. Best of all for complainants: there is no penalty for frivolous complaints such as those sent by us, nor are any records kept of who's removed what. Such great powers of censorship without any penalties for their abuse are a sure-fire way of ensuring a race towards greater intolerance, with the Internet — that republic of opinions and expressions — being a casualty.

E-Book Bans Cannot Be Challenged

In response to some of the objections raised, the Cyberlaw Division of the Department of Information Technology, ever the dutiful guardian of free speech, noted that if you have a problem with access to your content being 'disabled', you could always approach a court and get that ban reversed. Unfortunately, the Cyberlaw Division of the Department of Information Technology forgot to take into account that you can't contest a ban/block/removal if you don't know about it. While they require all intermediaries to disable access to the content within thirty-six hours, they forgot to mandate the intermediary to tell you that the content is being removed. Whoops. They forgot to require the intermediary to give public notice that content has been removed following a complaint from person ABC or corporation XYZ on such-and-such grounds. Whoops, again.

So while records are kept, along with reasons, of book bans, there are no such records required to be kept of e-book bans.

E-Book Censors Are Faceless

Vinay Rai is a brave man. He is being attacked by fellow journalists who believe he's disgracing the professional upholders of free-speech, and being courted by television channels who believe that he should be encouraged to discuss matters that are sub judice. He is viewed by some as a man who's playing politics in courts on behalf of unnamed politicians and bureaucrats, while others view him as being bereft of common-sense for believing that companies should be legally liable for not having been clairvoyant and removing material he found objectionable, though he has never complained to them about it, and has only provided that material to the court in a sealed envelope. I choose, instead, to view him as a scrupulous and brave man. He has a face, and a name, and is willing to openly fight for what he believes in. However, there are possibly thousands of unscrupulous Vinay Rais out there, who know the law better than he does, and who make use not of the court system but of the Intermediary Guidelines Rules, firmly assured by those Rules that their censorship activities will never be known, will never be challenged by Facebook and Google lawyers, and will never be traced back to them.

Challenging Invisible Censorship

Dear reader, you may have noticed that this is a bit like a trial involving Free Speech in which Free Speech is presumed guilty upon complaint, is not even told what the charges against it are, has not been given a chance to prove its innocence, and has no right to meet its accusers nor to question them. Yet, the Cyberlaw Division of the Department of Information Technology continues to issue press releases defending these Rules as fair and just, instead of being simultaneously Orwellian and Kafkaesque. These Rules are delegated legislation passed by the Department of Information Technology under s.79 of the Information Technology Act. The Rules were laid before Parliament during the 2011 Monsoon session. We at CIS believe that these Rules are *ultra vires* the IT Act as well as the Constitution of India, not only with respect to what is now (newly) proscribed online (which in itself is enough to make it unconstitutional), but how that which is purportedly unlawful is to be removed. We have prepared an alternative that we believe is far more just and in accordance with our constitutional principles, taking on best practices from Canada, the EU, Chile, and Brazil, while still allowing for expeditious removal of unlawful material. We hope that the DIT will consider adopting some of the ideas embodied in our draft proposal.

As Parliament passed the IT Act in the midst of din, without any debate, it is easy to be skeptical and wonder whether Rules made under the IT Act will be debated. However, I remain hopeful that Parliament will not only exercise its power wisely, but will perform its solemn duty — borne out of each MP's oath to uphold our Constitution — by rejecting these Rules.

Photo credit: Lynn Gardner, under CC-BY-NC-SA 2.0 licence*

This was reproduced in Outlook Magazine on 27 January 2012

For more details visit https://cis-india.org/internet-governance/blog/india-ebooks-easier-to-ban-than-books

Counter-proposal by the Centre for Internet and Society: Draft Information Technology (Intermediary Due Diligence and Information Removal) Rules, 2012

pranesh — 2016-04-24T11:56:49Z

Any restriction on freedom of speech should embody and be guided by the following principles, as identified by the UN Special Rapporteur on Freedom of Opinion and Expression.

For more details visit https://cis-india.org/internet-governance/counter-proposal-by-cis-draft-it-intermediary-due-diligence-and-information-removal-rules-2012.odt

WGIG+8: Stock-Taking, Mapping, and Going Forward

pranesh — 2013-04-04T06:49:31Z

On February 27, 2013, the Centre for Internet and Society conducted a workshop on the Working Group on Internet Governance report, titled "WGIG+8: Stock-Taking, Mapping, and Going Forward" at the World Summit on the Information Society (WSIS) + 10 meeting at Fontenoy Building, conference room # 7, UNESCO Headquarters, Paris from 9.30 a.m. to 11.00 a.m.

Details of the event were published on the UNESCO website.

Session Personnel

Pranesh Prakash was the moderator for the session. There were about 10-15 participants along with 5 remote participants.

There were four speakers:

William Drake, International Fellow and Lecturer, Media Change & Innovation Division, IPMZ at the University of Zurich
Carlos Afonso, Executive Director of the Núcleo de Pesquisas, Estudos e Formação (NUPEF) institute
Avri Doria, Dotgay LLC, Association for Progressive Communications, International School for Internet Governance
Désirée Miloshevic, International Affairs and Policy Adviser, Afilias

Summary of the Discussion

Speakers Summaries

William Drake:
Mr. Drake argued that the WGIG process demonstrated the benefits of multistakeholder collaboration, and facilitated the WSIS negotiations, and the multistakeholder process that WGIG embodied promoted public engagement in the Internet governance debate. The working definition of “Internet governance” that the WGIG came up with demystified the nature and scope of Internet governance. One important outcome of the WGIG report was the proposal of the establishment of the Internet Governance Forum. The WGIG began the holistic assessment of “horizontal issues,” including development, and made some broad but useful recommendations on key “vertical issues”. And lastly, the WGIG offered four models for the oversight of core resources that helped to focus the global debate on the governance of the Internet’s core resources.

Carlos Afonso:
Mr. Afonso commented on the issue of international interconnection costs, and pointed out that they continue to be complex and involve complicated cost accounting. Mr. Afonso then pointed out that the Number Resource Organization (NRO) and the Regional Internet Registries (RIRs) could be doing more in the context of IPv6, in the way of stimulating backbone operators to ensure IPv6 visibility of the networks below them — many are already IPv6-ready but upstream providers do not provide corresponding transit. He also drew attention to “enhanced cooperation” as an issue that had not been anticipated at the time of the report, but had since become an important issue; similarly, he identified social networking and (in response to a question) military uses of the Internet, etc., as other such issues. He opined that the WGIG report needed to be elaborated upon in the present context.

Avri Doria:
Ms. Doria argued that while the report was reluctantly accepted after having been first rejected by the governments, it has proven to be highly useful. She praised the report for its working definition of IG, as it is still being used, and because the report made a clear distinction between governments and the governance of the Internet. She then argued that the definition of roles and responsibilities of stakeholders is very loose in the WGIG report and that these definitions are something that needs further study as they do not take into account the full role and responsibilities of all stakeholders. She also argued that the National Telecommunications and Information Administration is transferring some of its oversight powers over technical governance of the domain name system, to multistakeholder processes as can be seen from the “Affirmation of Commitments” which has replaced the earlier “Memorandum of Understanding” it had with ICANN." She argued that the Affirmation of Commitment based review teams are an important experiment that should be followed with interest.

Désirée Miloshevic:
Ms. Miloshevic pointed out that outside the meta issue of keeping the Internet open for innovation, issues relating to freedom of speech and human rights were the most important challenges facing Internet governance today. She highlighted that several issues, such as economic benefits, consumer protection, freedom to connect and education are issues that have either not been addressed or have been addressed inadequately in the report. She then went on to argue that the IGF, which is an outcome of the WGIG report has had a tangible impact on IG, particularly on clarifying IG as a multi-stakeholder process rather than describing mere institutional regulation models. For example, the IGF allows for newly identified public policy issues to continue to feature as topics in the IGF as emerging issues, such as open data, etc. Ms. Miloshevic also emphasised the need for stakeholders to increase the development of capacity in dealing with IG issues at the global level.

Summary of General Discussion

Overall, it was agreed by all panelists that the WGIG 2005 report and the WSIS process have had a large impact on Internet Governance (IG), particularly in terms of an increase in public awareness and participation in IG as well as in framing of IG as involving multiple stakeholders and not just governments. This has in turn led to a shifting of power equations as well as an increase in openness and transparency. The report has helped create the distinction between governments and governance of the Internet, and framed, through the working definition of IG that was later incorporated in the WSIS Tunis Agenda, the non-technical aspects of IG as a core part of IG. Further, the identification and mapping of issues associated with IG and the generation of institutional governance models were important outcomes of the report. The report was also seen as instrumental in the creation of the Internet Governance Forum (IGF).

Panellists also noted the changed context and the progress (and in many cases, lack of progress) since the WGIG report. Issues were raised around the lack of progress in implementing the specific recommendations made by the report. Inadequate capacity-building of actors in the global South, and efforts of the Number Resource Organization (NRO) and the Regional Internet Registries (RIRs) with respect to IPv6 were used as examples. It was also pointed out that a number of concerns have materialized that had not been anticipated at the time of the report, including 'enhanced cooperation', the emergence of social networking, and military uses of the Internet.

Moderator's summary

The WGIG and its report, the background report and the book that followed from that report, have proven to be crucial in defining the formulation and direction of Internet governance for the past 8 years, and have resulted in a multi-stakeholder governance model for the Internet and the IGF, and have set many norms that have shifted power equations. However, many significant issues that weren't central to Internet governance during the formulation of the WGIG report have since emerged, the majority of the recommendations made in the WGIG report haven't seen much progress, the capacity of actors in the global South to engage in IG issues has not increased greatly, and the IGF needs to gain greater credibility and centrality. Transnational private corporations are emerging as increasingly powerful actors in Internet governance and are slowly shifting the balance, a development that was unforeseen in 2005 when governments were seen as the most powerful actors.

Any agreed recommendations from the session

The panelists recommended the production of an analytical report that would explore the current status of the issues and recommendations laid in the original report issues as well as identify any new concerns that have arisen since 2005. An important aspect of this report would be an emphasis on the benefits of the IGF and the role of the WGIG process and report in underscoring the significance of multi-stakeholder processes. Further recommendations included the continued advancement of Internet rights and principles and enhanced cooperation, as these are two focus areas that have emerged since the WGIG report, and the strengthening of the IGF.

For more details visit https://cis-india.org/internet-governance/blog/wgig-8-stock-taking-mapping-and-going-forward