Centre for Internet and Society

An Urgent Need for the Right to Privacy

sumandro — 2016-03-17T07:40:12Z

Along with a group of individuals and organisations from academia and civil society, we have drafted and are signatories to an open letter addressed to the Union government and urging the same to "urgently take steps to uphold the constitutional basis to the right to privacy and fulfil it’s constitutional and international obligations." Here we publish the text of the open letter. Please follow the link below to support it by joining the signatories.

Read and sign the open letter.

Text of the Open Letter

As our everyday lives are conducted increasingly through electronic communications the necessity for privacy protections has also increased. While several countries across the globe have recognised this by furthering the right to privacy of their citizens the Union Government has adopted a regressive attitude towards this core civil liberty. We urge the Union Government to take urgent measures to safeguard the right to privacy in India.

Our concerns are based on a continuing pattern of disregard for the right to privacy by several governments in the past. This trend has increased as can be plainly viewed from the following developments.

In 2015, the Attorney General in the case of *K.S. Puttaswamy v. Union of India*, argued before the Hon’ble Supreme Court that there is no right to privacy under the Constitution of India. The Hon'ble Court was persuaded to re-examine the basis of the right to privacy upsetting 45 years of judicial precedent. This has thrown the constitutional right to privacy in doubt and the several judgements that have been given under it. This includes the 1997 PUCL Telephone Tapping judgement as well. We urge the Union Government to take whatever steps are necessary and urge the Supreme Court to hold that a right to privacy exists under the Constitution of India.

Recently Mr. Arun Jaitley, Minister for Finance introduced the Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Bill, 2016. This bill was passed on March 11, 2016 in the middle of budget discussion on a short notice as a money bill in the Lok Sabha when only 73 of 545 members were present. Its timing and introduction as a money bill prevents necessary scrutiny given the large privacy risks that arise under it. This version of the bill was never put up for public consultation and is being rushed through without adequate discussion. Even substantively it fails to give accountable privacy safeguards while making Aadhaar mandatory for availing any government subsidy, benefit, or service.

We urge the Union Government to urgently take steps to uphold the constitutional basis to the right to privacy and fulfil it’s constitutional and international obligations. We encourage the Government to have extensive public discussions on the Aadhaar Bill before notifying it. We further call upon them to constitute a drafting committee with members of civil society to draft a comprehensive statute as suggested by the Justice A.P. Shah Committee Report of 2012.

Signatories:

Amber Sinha, the Centre for Internet and Society
Japreet Grewal, the Centre for Internet and Society
Joshita Pai, Centre for Communication Governance, National Law University
Raman Jit Singh Chima, Access Now
Sarvjeet Singh, Centre for Communication Governance, National Law University
Sumandro Chattapadhyay, the Centre for Internet and Society
Sunil Abraham, the Centre for Internet and Society
Vanya Rakesh, the Centre for Internet and Society

For more details visit https://cis-india.org/internet-governance/blog/an-urgent-need-for-the-right-to-privacy

The New Aadhaar Bill in Plain English

Amber Sinha, Vanya Rakesh and Vipul Kharbanda — 2016-03-11T04:41:38Z

We have put together a plain English version of the The Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Bill, 2016.

The Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Bill, 2016

Chapter I. PRELIMINARY

Section 1

This Act is called Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016.
It will be applicable in whole of India (except the state of Jammu and Kashmir).
It will become applicable on a date to be notified by the Central Government.

Section 2

“Aadhaar number” is the identification number issued to an individual under the Act;
“Aadhaar number holder” is the person who has been given an Aadhaar number;
“authentication” is the process of verifying the Aadhaar number, demographic information and biometric information of any person by the Central Identities Data Repository (CIDR);
“authentication record” is the record of the authentication which will contain the identity of the requesting entity and the response of the CIDR;
“Authority” or “UIDAI” refers to the Unique Identification Authority of India established under this Act;
“benefit” means any relief or payment which may be notified by the Central Government;
“biometric information” means photograph, fingerprint, Iris scan, or any other biological attributes specified by regulations;
“Central Identities Data Repository” or “CIDR” means a centralised database containing all Aadhaar numbers, demographic information and biometric information and other related information;
“Chairperson” means the Chairperson of the UIDAI;
“core biometric information” means fingerprint, Iris scan, or any biological attributes specified by regulations;
“demographic information” includes information relating to the name, date of birth, address and other relevant information as specified by regulations. This information will not include race, religion, caste, tribe, ethnicity, language, records of entitlement, income or medical history;
“enrolling agency” means an agency appointed by the UIDAI or a Registrar for collecting demographic and biometric information of individuals for issuing Aadhaar numbers;
“enrolment” means the process of collecting demographic and biometric information from individuals for the purpose of issuing Aadhaar numbers;
“identity information” in respect of an individual, includes his Aadhaar number, his biometric information and his demographic information;
“Member” includes the Chairperson and Member of the Authority appointed under section 12;
“notification” means a notification published in the Official Gazette and the expression “notified” with its cognate meanings and grammatical variations will be construed accordingly;
“prescribed” means prescribed by rules made by the Central Government under this Act;
“records of entitlement” means the records of benefits, subsidies or services provided to any individual under any government programme;
“Registrar” means any person authorized by the UIDAI to enroll individuals under the Act;
“regulations” means the regulations made by the UIDAI under this Act;
“requesting entity” means an agency that submits the Aadhaar number and other information of an individual to the CIDR for authentication;
“resident” means a person who has resided in India for atleast 182 days in the last twelve months before the date of application for enrolment;
“service” means any facility or assistance provided by the Central Government in any form;
“subsidy” means any form of aid, support, grant, etc. in cash or kind as notified by the Central Government.

Chapter II. ENROLMENT

Section 3

Every resident is entitled to get an Aadhaar number.
At the time of enrollment, the enrolling agency will inform the individual of the following details—

how their information will be used;
what type of entities the information will be shared with; and
that they have a right to see their information and also tell them how they can see their information.

After collecting and verifying the information given by the individuals, the UIDAI will issue an Aadhaar number to each individual.

Section 4

Once an Aadhaar number has been issued to a person, it will not be re-assigned to any other person.
An Aadhaar number will be a random number and will not contain any attributes or identity of the Aadhaar number holder.
if adopted by a service provider, an Aadhaar number may be accepted as proof of identity of the person.

Section 5

The UIDAI will take special measures to issue Aadhaar number to women, children, senior citizens, persons with disability, unskilled and unorganised workers, nomadic tribes or to such other persons who do not have any permanent residence and similar categories of individuals.

Section 6

The UIDAI may require Aadhaar number holders to update their Aadhaar information, so that it remains accurate.

Chapter III. AUTHENTICATION

Section 7

As a condition for receiving subsidy for which the expenditure is incurred from the Consolidated Fund of India, the Government may require that a person should be authenticated or give proof of the Aadhaar number to establish his/her identity. In the case a person does not have an Aadhaar number, he/she should make an application for enrolment. If an Aadhaar number is not assigned, the person will be offered viable and alternate means of identification for receiving the subsidy, benefit or service.

Section 8

The UIDAI will authenticate the Aadhaar information of people as per the conditions prescribed by the government and may also charge a fees for doing so.
Any requesting entity will— (a) take consent from the individual before collecting his/her Adhaar information; (b) use the information only for authentication with the CIDR;
The entity requesting authentication will also inform the individual of the following— (a) what type of information will be shared for authentication; (b) what will the information be used for; and (c) whether there is any alternative to submitting the Aadhaar information to the requesting entity.
The UIDAI will respond to the authentication request with yes, no, or other appropriate response and share identity information about the Aadhaar number holder but not share any biometric information.

Section 9

The Aadhaar number or its authentication will not be a proof of citizenship or domicile.

Section 10

The UIDAI may engage any number of entities to establish and maintain the CIDR and to perform any other functions specified by the regulations.

Chapter IV. UNIQUE IDENTIFICATION AUTHORITY OF INDIA

Section 11

The UIDAI will be established by the Central Government to be responsible for the processes of enrolment and authentication of Aadhaar numbers.
The UIDAI will be a body corporate with the power to buy and sell property, to enter into contracts and to sue or be sued.
The head office of the UIDAI will be in New Delhi.
The UIDAI may establish its offices at other places in India.

Section 12

The UIDAI will have a Chairperson, two part-time Members and a chief executive officer, who to be appointed by the Central Government.

Section 13

The Chairperson and Members will be competent people with at least 10 years experience and knowledge in technology, governance, law, development, economics, finance, management, public affairs or administration.

Section 14

The Chairperson and the Members will be appointed for 3 years and can be re-appointed after their term. But no Member or Chairperson will be more than 65 years of age.
The Chairperson and Members will take an oath of office and of secrecy.
The Chairperson or Member may— (a) resign from office, by giving an advance written notice of at least 30 days; or (b) be removed from his office because she/he gets disqualified on any of the grounds mentioned in section 15.
The salaries and allowances of the Members and Chairperson will be prescribed under the government.

Section 15

The Central Government may remove a Chairperson or Member, who—
(a) has gone bankrupt;
(b) is physically or mentally unable to do his/her job;
(c) has been convicted of an offence involving moral turpitude;
(d) has a financial conflict of interest in performing his/her functions; or
(e) has abused his/her position so that the government needs to remove him/her in public interest.
The Chairperson or a Member will be given a chance to present his/her side of the story before being removed, unless he/she is being removed on the grounds of bankruptcy or criminal conviction.

Section 16

An Ex-Chairperson or Ex-Member will have to take the approval of the Central Government,—

to accept any job in any entity (other than a government organization) which was associated with any work done for the UIDAI while that person was a Chairperson or Member, for a period of three years after ceasing to hold office;
to act or advise any entity on any particular transaction for which that person had provided advice to the UIDAI while he/she was the Chairperson or a Member;
to give advice to any person using information which was obtained as the Chairperson or a Member which is not available to the public in general; or
to accept any offer of employment or appointment as a director of any company with which he/she had direct and significant official dealings during his/her term of office, for a period of three years.

Section 17

The Chairperson will preside over the meetings of the UIDAI and have the powers and perform the functions of the UIDAI.

Section 18

The chief executive officer (CEO) of the UIDAI will not be below the rank of Additional Secretary to the Government of India.
The chief executive officer will be responsible for— (a) the day-to-day administration of the UIDAI; (b) implementing the programmes and decisions of the UIDAI; (c) making proposals for the UIDAI; (d) preparation of the accounts and budget of the UIDAI; and (e) performing any other functions prescribed in the regulations.
The CEO will annually submit the following things to the UIDAI for its approval — (a) a general report covering all the activities of the Authority in the previous year; (b) programmes of work; (c) the annual accounts for the previous year; and (d) the budget for the coming year.
The CEO will have administrative control over the officers and other employees of the Authority.

Section 19

The time and place of the meetings of the UIDAI and the rules and procedures of those meetings will be prescribed by regulations.
The meetings will be presided by the Chairperson, and if they are absent, then the senior most Member of the UIDAI.
All decisions at the meetings of the UIDAI will be taken by a majority vote. In case of a tie, the person presiding the meeting will have the casting vote.
All decisions of the UIDAI will be signed by the Chairperson or any other Member or the Member-Secretary authorised by the UIDAI in this behalf.
If any Member, who is a director of a company and because of this has any financial interest in matters coming up for consideration at a meeting, that member should disclose the financial interest and not take any further part in the discussions and decision on that matter.

Section 20

No actions or proceeding of the UIDAI will become invalid merely because of—

any vacancy in, or any defect in the constitution of, the UIDAI;
any defect in the appointment of a person as Chairperson or Member of the Authority; or
any irregularity in the procedure of the Authority not affecting the merits of the case.

Section 21

The UIDAI, with the approval of the Government, can decide on the number and types of officers and employees that it would require.
The salaries and allowances of the employees, officer and chief executive officer will be prescribed under the government.

Section 22.

Once the UIDAI is establishment—

all the assets and liabilities of the existing Unique Identification Authority of India, established by the Government of India through notification dated the 28th January, 2009, will stand transferred to the new UIDAI.
all data and information collected during enrolment, all details of authentication performed, by the existing Unique Identification Authority of India will be deemed to have been done by the UIDAI. All debts, liabilities incurred and all contracts entered into by the Unique Identification Authority of India will be deemed to have been entered into by the UIDAI;
all money due to the existing Unique Identification Authority of India will be deemed to be due to the UIDAI; and
all suits and other legal proceedings instituted by or against such Unique Identification Authority of India may be continued by or against the UIDAI.

Section 23

The UIDAI will develop the policy, procedure and systems for issuing Aadhaar numbers to individuals and perform their authentication. The powers and functions of the UIDAI include—

specifying the demographic information and biometric information required for enrolment and the processes for collection and verification of that information;
collecting demographic information and biometric information from people seeking Aadhaar numbers;
appointing of one or more entities to operate the CIDR;
generating and assigning Aadhaar numbers to individuals;
performing authentication of Aadhaar numbers;
maintaining and updating the information of individuals in the CIDR;
omitting and deactivating an Aadhaar number;
specifying the manner of use of Aadhaar numbers for the purposes of providing or availing of various subsidies and other purposes for which Aadhaar numbers may be used;
specifying the terms and conditions for appointment of Registrars, enrolling agencies and service providers and revocation of their appointments;
establishing, operating and maintaining of the CIDR;
sharing the information of Aadhaar number holders;
calling for information and records, conducting inspections, inquiries and audit of the operations of the CIDR, Registrars, enrolling agencies and other agencies appointed under this Act;
specifying processes relating to data management, security protocols and other technology safeguards under this Act;
specifying the conditions/procedures for issuance of new Aadhaar number to existing Aadhaar number holder;
levying and collecting the fees or authorising the Registrars, enrolling agencies or other service providers to collect fees for the services provided by them under this Act;
appointing committees necessary to assist the Authority in discharge of its functions;
promoting research and development for advancement in biometrics and related areas;
making and specifying policies and practices for Registrars, enrolling agencies and other service providers;
setting up facilitation centres and grievance redressal mechanisms;
other powers and functions as prescribed.

The Authority may,— (a) enter into agreements with various state governments and Union Territories for collecting, storing, securing or processing of information or delivery of Aadhaar numbers to individuals or performing authentication; (b) appoint Registrars, engage and authorize agencies to collect, store, secure, process information or do authentication or perform other functions under this Act. The Authority may engage consultants, advisors and other persons required for efficient discharge of its functions.

Chapter V. GRANTS, ACCOUNTS AND AUDIT AND ANNUAL REPORT

Section 24

The Central Government may grant money to the UIDAI as it may decide, upon due appropriation by Parliament.

Section 25

Fees/revenue collected by the UIDAI will be credited to the Consolidated Fund of India

Section 26

The UIDAI will prepare an annual statement of accounts in the format prescribed by Central Government
The Comptroller and Auditor-General will audit the account of the UIDAI annually at intervals decided by him, at the UIDAI’s expense.
The Comptroller and Auditor-General or his appointees will have the same powers of audit they usually have to audit Government accounts.
The UIDAI will forward the statement of accounts certified by the Comptroller and Auditor-General and the audit report, to the Central Government who will lay it before both houses of Parliament.

Section 27

The UIDAI will provide returns, statements and particulars as sought, to the Central Government, as and when required.
The UIDAI will prepare an annual report containing the description of work for previous years, annual accounts of previous year, and the programmes of work for coming year.
The copy of the annual report will be laid before both houses of Parliament by the Central Government.

Chapter VI. PROTECTION OF INFORMATION

Section 28

The UIDAI will ensure the security and confidentiality of identity information and authentication records.
The UIDAI will take measures to ensure that all information with the UIDAI, including CIDR records is secured and protected against access, use or disclosure and against destruction, loss or damage.
The UIDAI will adopt and implement appropriate technical and organisational security measures, and ensure the same are imposed through agreements/arrangements with its agents, consultants, advisors or other persons.
Unless otherwise provided, the UIDAI or its agents will not reveal any information in the CIDR to anyone.
An Aadhaar number holders may request UIDAI to provide access his information (excluding the core biometric information) as per the regulations specified.

Section 29

The core biometric information collected will not be a) shared with anyone for any reason, and b) used for any purpose other generation of Aadhaar numbers and authentication.
Identity information, other than core biometric information, may be shared only as per this Act and regulations specified under it.
Identity information available with a requesting entity will not be used for any purpose other than what is specified to the individual, nor will it be shared further without the individual’s consent.
Aadhaar numbers or core biometric information will not be made public except as specified by regulations.

Section 30

All biometric information collected and stored in electronic form will be deemed to be “electronic record” and “sensitive personal data or information” under Information Technology Act, 2000 and its provisions and rules will apply to it in addition to this Act.

Section 31

If the demographic or biometric information about any Aadhaar number holder changes, is lost or is found to be incorrect, they may request the UIDAI to make changes to their record in the CIDR, as necessary.
The identity information in the CIDR will not be altered, except as provided in this Act.

Section 32

The UIDAI will maintain the authentication records in the manner and for as long as specified by regulations.
Every Aadhaar number holder may obtain his authentication record as specified by regulations.
The UIDAI will not collect, keep or maintain any information about the purpose of authentication.

Section 33

The UIDAI may reveal identity information, authentication records or any information in the CIDR following a court order by a District Judge or higher. Any such order may only be made after UIDAI is allowed to appear in a hearing.
The confidentiality provisions in Sections 28 and 29 will not apply with respect to disclosure made in the interest of national security following directions by a Joint Secretary to the Government of India, or an officer of a higher rank, authorised for this purpose.
An Oversight Committee comprising Cabinet Secretary, and Secretaries of two departments — Department of Legal Affairs and DeitY— will review every direction under 33 B above.
Any directions under 33 B above are valid for 3 months, after which they may be extended following a review by the Oversight Committee.

Chapter VII. OFFENCES AND PENALTIES

Section 34

Impersonating or attempting to impersonate another person by providing false demographic or biometric information will punishable by imprisonment of up to three years, and/or fine of up to ten thousand rupees.

Section 35

Changing or attempting to change any demographic or biometric information of an Aadhaar number holder by impersonating another person (or attempting to do so), with the intent of i) causing harm or mischief to an Aadhaar number holder, or ii) appropriating the identity of an Aadhaar number holder, is punishable with imprisonment up to three years and fine up to ten thousand rupees.

Section 36

Collection of identity information by one not authorised by this Act, by way of pretending otherwise, is punishable with imprisonment up to three years or a fine up to ten thousand rupees (in case of an individual), and fine up to one lakh rupees (in case of a company).

Section 37

Intentional disclosure or dissemination of identity information, to any person not authorised under this Act, or in violation of any agreement entered into under this Act, will be punishable with imprisonment up to three years or a fine up to ten thousand rupees (in case of an individual), and fine up to one lakh rupees (in case of a company).

Section 38

The following intentional acts, when not authorised by the UIDAI, will be punishable with imprisonment up to three years and a fine not less than ten lakh rupees:

accessing or securing access to the CIDR;
downloading, copying or extracting any data from the CIDR;
introducing or causing any virus or other contaminant into the CIDR;
damaging or causing damage to the data in the CIDR;
disrupting or causing disruption to access to CIDR;
causing denial of access to an authorised to the CIDR;
revealing information in breach of (D) in Section 28, or Section 29;
destruction, deletion or alteration of any files in the CIDR;
stealing, destruction, concealment or alteration of any source code used by the UIDAI.

Section 39

Tampering of data in the CIDR or removable storage medium, with the intention to modify or discover information relating to Aadhaar number holder will be punishable with imprisonment up to three years and a fine up to ten thousand rupees.

Section 40

Use of identity information in violation of Section 8 (3) by a requesting entity will be punishable with imprisonment up to three years and/or a fine up to ten thousand rupees (in case of an individual), and fine up to one lakh rupees (in case of a company).

Section 41

Violation of Section 8 (3) or Section 3 (2) by a requesting entity or enrolling agency will be punishable with imprisonment up to one year and/or a fine up to ten thousand rupees (in case of an individual), and fine up to one lakh rupees (in case of a company).

Section 42

Any offence against this Act or regulations made under it, for which no specific penalty is provided, will be punishable with be punishable with imprisonment up to one year and/or a fine up to twenty five thousand rupees (in case of an individual), and fine up to one lakh rupees (in case of a company).

Section 43

In case of an offence under Act committed by a Company, all person in charge of and responsible for the conduct of the company will also be held to be guilty and liable for punishment unless they can prove lack of knowledge of the offense or that they had exercised all due diligence to prevent it.
In case an offence is committed by a Company with the consent, connivance or neglect of a director, manager, secretary or other officer of a company, they will also be held guilty of the offence.

Section 44

This Act will also apply to offences committed outside of India by any person, irrespective of their nationality, if the offence involves any data in the CIDR.

Section 45

Offences under this Act will not be investigated by police officers below the rank of Inspector of Police.

Section 46

Penalties imposed under this Act will not prevent imposition of any other penalties or punishment under any other law in force.

Section 47

Courts will take cognizance of offences under this Act only upon complaint being made by the UIDAI or any officer authorised by it.
No court inferior to that of a Chief Metropolitan Magistrate or a Chief Judicial Magistrate will try any offence under this Act.

Chapter VIII. MISCELLANEOUS

Section 48

Central Government has the power to supersede the UIDAI, through a notification, not for longer than six months, in the following circumstances: i) In case of circumstances beyond the control of the UIDAI, ii) The UIDAI has defaulted in complying with directions of the Central Government, affecting financial position of the UIDAI, iii) Public emergency
Upon publication of notification, Chairperson and Members of the UIDAI must vacate the office
Powers, functions and duties will be performed by person(s) authorised by the President.
Properties controlled and owned by UIDAI will vest in the Central Government.
Central Government will reconstitute the UIDAI upon expiration of supersession, with fresh appointment of Chairperson and Members.

Section 49

Chairperson, members, employees etc. are deemed to be public servants within the meaning of section 21 of the Indian Penal Code.

Section 50

Central Government has the power to issue directions to the UIDAI on questions of policy (to be decided by the Government), except technical and administrative matters and the UIDAI will be bound by it.
The UIDAI will be given an opportunity to express views before direction is given.

Section 51

The UIDAI may delegate its powers and functions to a Member or officer of the UIDAI.

Section 52

No suit, prosecution or other legal proceedings will lie against the Central Government, UIDAI, Chairperson, any Member, officer, or other employees of the UIDAI for an act done in good faith.

Section 53

The Central Government has the power to makes Rules for matters prescribed under this provision.

Section 54

UIDAI has the power to make regulations for matters prescribed under this provision.

Section 55

Rules and regulations under this Act will be laid before each House of Parliament for a total period of thirty days, both Houses must agree in making modification, and then the Rules will come into effect.

Section 56

Provisions of this Act are in addition to, and not in derogation of any other law currently in effect.

Section 57

This Act will not prevent use of Aadhaar number for other purposes under law by the State or other bodies.

Section 58

The Central Government may pass an order to remove a difficulty in giving effect to the provisions of this Act, not beyond three years from the commencement of this Act.

Section 59

Action take by Central Government under the Resolution of the Government of India for setting up the UIDAI or by the Department of Electronics and Information Technology under the notification including the UIDAI under the Ministry of Communications and Information Technology will be deemed to have been validly done or taken.

STATEMENT OF OBJECTS AND REASONS

Correct identification of targeted beneficiaries for delivery of subsidies, services, frants, benefits, etc has become a challenge for the Government
This has proved to be a major hindrance for successful implementation of these programmes.
In the absence of a credible system to authenticate identity of beneficiaries, it is difficult to ensure that the subsidies, benefits and services reach to intended beneficiaries.
The UIDAI was established to lay down policies and implement the Unique Identification Scheme of the Government, by which residents of India were to be provided unique identity number.
Upon successful authentication, this number would serve as proof of identity for identification of beneficiaries for transfer of benefits, subsidies, services and other purposes.
With increased use of the Aadhaar number, steps to ensure security of such information need to be taken and offences pertaining to certain unlawful actions, created.
It has been felt that the processes of enrolment, authentication, security, confidentiality and use of Aadhaar related information must be made statutory.
The Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Bill, 2016 seeks to provide for issuance of Aadhaar numbers to individuals on providing his demographic and biometric information to the UIDAI, requiring Aadhaar numbers for identifying an individual for delivery of benefits, subsidies, and services, authentication of the Aadhaar number, establishment of the UIDAI, maintenance and updating the information of individuals in the CIDR, state measures pertaining to security, privacy and confidentiality of information in possession or control of the UIDAI including information stored in the Central Identities Data Repository and identify offences and penalties for contravention of relevant statutory provisions.

For more details visit https://cis-india.org/internet-governance/blog/the-new-aadhaar-bill-in-plain-english

Aadhaar Bill fails to incorporate suggestions by the Standing Committee

amber — 2016-03-10T15:58:57Z

In 2011, a standing committee report led by Yashwant Sinha had been scathing in its indictments of the Aadhaar BIll introduced by the UPA government. Five years later, the NDA government has introduced a new bill which is a rehash of the same. I look at the concerns raised by the committee report, none of which have been addressed by the new bill.

The article was published by The Wire on March 10, 2016

In December, 2010, the UPA Government introduced the National Identification Authority of India Bill, 2010 in the Parliament. It was subsequently referred to a Standing Committee on Finance by the Speaker of Lok Sabha under Rule 331E of the the Rules of Procedure and Conduct of Business in Lok Sabha. This Committee, headed by BJP leader Yashwant Sinha took evidence from the Minister of Planning and the UIDAI from the government, as well as seeking the view of parties such as the National Human Rights Commission, Indian Banks Association and researchers like Dr Reetika Khera and Dr. Usha Ramanathan. In 2011, having heard from various parties and considering the concerns and apprehensions about the UID scheme, the Committee deemed the bill unacceptable and suggested a re-consideration of the the UID scheme as well as the draft legislation.

The Aadhaar programme has so far been implemented under the Unique Identification Authority of India, a Central Government agency created through an executive order. This programme has been shrouded in controversy over issues of privacy and security resulting in a Public Interest Litigation filed by Judge Puttaswamy in the Supreme Court. While the BJP had criticised the project as well as the draft legislation when it was in opposition, once it came to power and particularly, after it launched various welfare schemes like Digital India and Jan Dhan Yojna, it decided to continue with it and use Aadhaar as the identification technology for these projects. In the last year, there have been orders passed by the Supreme Court which prohibited making Aadhaar mandatory for availing services. One of the questions that the government has had to answer both inside and outside the court on the UID project is the lack of a legislative mandate for a project of this size. About five years later, the new BJP led government has come back with a rehash of the same old draft, and no comments made by the standing committee have been taken into account.

The Standing Committee on the old bill had taken great exception to the continued collection of data and issuance of Aadhaar numbers, while the Bill was pending in the Parliament. The report said that the implementation of the provisions of the Bill and continuing to incur expenditure from the exchequer was a circumvention of the prerogative powers of the Parliament. However, the project has continued without abeyance since its inception in 2009. I am listing below some of the issues that the Committee identified with the UID project and draft legislation, none of which have been addressed in current Bill.

One of the primary arguments made by proponents of Aadhaar has been that it would be useful in providing services to marginalized sections of the society who currently do not have identification cards and consequently, are not able to receive state sponsored services, benefits and subsidies. The report points that the project would not be able to achieve this as no statistical data on the marginalized sections of the society are being used to by UIDAI to provide coverage to them. The introducer systems which was supposed to provide Aadhaar numbers to those without any form of identification, has been used to enroll only 0.03% of the total number of people registered. Further, the Biometrics Standards Committee of UIDAI has itself acknowledged the issues caused due to a high number of manual laborers in India which would lead to sub-optimal fingerprint scans. A report by 4G Identity Solutions estimates that while in any population, approximately 5% of the people have unreadable fingerprints, in India it could lead to a failure to enroll up to 15% of the population. In this manner, the project could actually end up excluding more people.

The Report also pointed to a lack of cost-benefit analysis done before going ahead with scheme of this scale. It makes a reference to the report by the London School of Economics on the UK Identity Project which was shelved due to a) huge costs involved in the project, b) the complexity of the exercise and unavailability of reliable, safe and tested technology, c) risks to security and safety of registrants, d) security measures at a scale that will result in substantially higher implementation and operational costs and e) extreme dangers to rights of registrants and public interest. The Committee Report insisted that such global experiences remained relevant to the UID project and need to be considered. However, the new Bill has not been drafted with a view to address any of these issues.

The Committee comes down heavily on the irregularities in data collection by the UIDAI. They raise doubts about the ability of the Registrars to effectively verify the registrants and a lack of any security audit mechanisms that could identify issues in enrollment. Pointing to the news reports about irregularities in the process being followed by the Registrars appointed by the UIDAI, the Committee deems the MoUs signed between the UIDAI and the Registrars as toothless. The involvement of private parties has been under question already with many questions being raised over the lack of appropriate safeguards in the contracts with the private contractors.

Perhaps the most significant observation of the Committee was that any scheme that facilitates creation of such a massive database of personal information of the people of the country and its linkage with other databases should be preceded by a comprehensive data protection law. By stating this, the Committee has acknowledged that in the absence of a privacy law which governs the collection, use and storage of the personal data, the UID project will lead to abuse, surveillance and profiling of individuals. It makes a reference to the Privacy Bill which is still at only the draft stage. The current data protection framework in the Section 43A rules under the Information Technology Act, 2000 are woefully inadequate and far too limited in their scope. While there are some protection built into Chapter VI of the new bill, these are nowhere as comprehensive as the ones articulated in the Privacy Bill. Additionally, these protections are subject to broad exceptions which could significantly dilute their impact.

For more details visit https://cis-india.org/internet-governance/blog/aadhaar-bill-fails-to-incorporate-suggestions-by-the-standing-committee

Aadhaar Bill 2016 & NIAI Bill 2010 - Comparing the Texts

sumandro — 2016-03-09T11:25:01Z

This is a quick comparison of the texts of the Aadhaar Bill 2016 and the National Identification Authority of India Bill 2010. The new sections in the former are highlighed, and the deleted sections (that were part of the latter) are struck out.

Source: http://cis-india.github.io/aadhaar-bill-2016/

For more details visit https://cis-india.org/internet-governance/blog/aadhaar-bill-2016-niai-bill-2010-text-comparison

A comparison of the 2016 Aadhaar Bill, and the 2010 NIDAI Bill

Vanya Rakesh — 2016-03-09T04:08:01Z

This blog post does a clause-by-clause comparison of the provisions of National Identification Authority of India Bill, 2010 and the Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016

Title

2010 Bill: The Bill was titled as the National Identification Authority of India Bill, 2010.

2016 Bill : The Bill has been titled as the Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016.

Purpose/Object Clause

2010 Bill: The purpose of Bill was stated to provide for the establishment of the National Identification Authority of India to issue identification numbers to residents of India as well as certain other classes of individuals , to facilitate access to benefits and services, to which they are entitled.

2016 Bill : The purpose of this Bill has been stated to ensure targeted delivery of subsidies, benefits and services to residents of India in an efficient and transparent manner by assigning unique identity numbers to such individuals.

Definitions

2010 Bill: “Authentication” was defined as the process in which the Aadhaar number, along with other attributes (including biometrics) are submitted to the Central Identities Data Repository for verification, done on the basis of information, data or documents available with the Repository.
2016 Bill : “Authentication” has been defined as the process by which the Aadhaar number, along with demographic or biometric information of an individual is submitted to the Central Identities Data Repository for the purpose of verification, done on the basis of the correctness of (or lack of) information available with it.

2010 Bill: “Authentication Record” was not defined in the previous Bill.
2016 Bill : “Authentication Record” has been defined under clause 2(d) as the record of the time of authentication, the identity of the entity requesting such record and the response provided by the Authority for this purpose.

2010 Bill: “Authority” was defined under clause 2(d) as National Identification Authority of India established under provisions of the Bill.

2016 Bill :“Authority” has been defined under clause 2(e) as Unique Identification Authority of India established under provisions of the Bill.

2010 Bill: “Benefit” was not defined in the previous Bill.
2016 Bill : “Benefit” has been defined under clause 2(f) as any advantage, gift, reward, relief, or payment (either in cash or kind), or such other benefits, which is provided to an

individual/ a group of individuals as notified by the Central Government.

2010 Bill: “Biometric Information” was defined under clause 2(e) as a set of biological attributes of an individual as may be specified by regulations.
2016 Bill : “Biometric Information” has been defined under clause 2(g) as biological attributes of an individual like photograph, fingerprint, Iris scan, or other such biological

attributes as may be specified by regulations.

2010 Bill: “Core Biometric Information” was not defined in the previous Bill.
2016 Bill : “Core Biometric Information” has been defined under clause 2(j) as biological attribute of an individual like fingerprint, Iris scan, or such other biological attribute as

may be specified by regulations.

2010 Bill: “Demographic Information” was defined under clause 2(h) as information specified in the regulations for the purpose of issuing an Aadhaar number, like information relating to the name, age, gender and address of an individual (other than race, religion, caste, tribe, ethnicity, language, income or health), and such other information.
2016 Bill : “Demographic Information” has been defined under clause 2(k) as information of an individual as may be specified by regulations for the purpose of issuing an Aadhaar number like information relating to the name, date of birth, address and other relevant information, excluding race, religion, caste, tribe, ethnicity, language, records of entitlement, income or medical history of an individual.

2010 Bill: “Enrolling Agency” was defined under clause 2(i) as an agency appointed by the Authority or the Registrars for collecting information under the Act.
2016 Bill : “Enrolling Agency” has been defined under clause 2(l) as an agency appointed by the Authority or a Registrar for collecting demographic and biometric information of individuals under this Act.

2010 Bill: “Member” was defined under clause 2(l) to include the Chairperson and a part-time Member of the Authority appointed under the provisions of the Bill.
2016 Bill : “Member” has been defined under clause 2(o) to include the Chairperson and Member of the Authority appointed under the provisions of the Bill.

2010 Bill: “Records of Entitlement” was not defined under the previous Bill.
2016 Bill : “Records of Entitlement” has been defined under clause 2(r) as the records of benefits, subsidies or services provided to, or availed by, any individual under any programme.

2010 Bill: “Requesting Entity” was not defined under the previous Bill.
2016 Bill : “Requesting Entity” has been defined under clause 2(u) as an agency or person that submits information of an individual comprising of the Aadhaar number and

demographic or biometric information to the Central Identities Data Repository for the purpose of authentication.

2010 Bill: “Resident” was defined under clause 2(q) as an individual usually residing in a village, rural area, town, ward, demarcated area (demarcated by the Registrar General of Citizen Registration) within a ward in a town or urban area in India.
2016 Bill : “Resident” has been defined under clause 2(v) as an individual who has resided in India for a period or periods amounting in all to one hundred and eighty-two days or more in the twelve months immediately preceding the date of application for enrolment.

2010 Bill: “Review Committee” was defined under clause 2(r) as the Identification Review Committee constituted under the provisions of the Bill.
2016 Bill : “Review Committee” has not been defined under the Bill.

2010 Bill: “Service” was not defined in the previous Bill.
2016 Bill : “Service” has been defined under clause 2 (w) as any provision, facility, utility or any other assistance provided in any form to an individual or a group of individuals as may be notified by the Central Government.

2010 Bill: “Subsidy” was not defined in the previous Bill.
2016 Bill : “Subsidy” has been defined under clause 2(x) as any form of aid, support, grant, subvention, or appropriation (either in cash or kind), as may be notified by the Central Government, given to an individual or a group of individuals.

Enrolment

Aadhaar Numbers

2016 Bill : Under clause 3(2) of the Bill, it is stated that at the time of enrolment, The enrolling agency shall inform the individual undergoing enrolment the following details:

(a) the manner in which the information so collected shall be used,

(b) the nature of recipients with whom the information is intended to be shared during authentication,and

(c) the existence of a right to access information, the procedure for making such requests for access, and details of the person/department in-charge to whom such requests can be

made.

Properties of Aadhaar Number

2010 Bill : Clause 4 (3) stated that subject to authentication, the Aadhaar number shall be accepted as a proof of identity of the Aadhaar number holder.

2016 Bill : Clause 4 (3) states that subject to authentication, the Aadhaar number (either in physical or electronic form) shall be accepted as a proof of identity of the Aadhaar

number holder.

The Explanation under this clause states that for the purpose of this provision, “electronic form” shall have the same meaning as assigned to it in section 2 (1) (r) of the Information Technology Act, 2000.

Authentication

Proof of Aadhaar number necessary for receipt of certain subsidies, benefits and services, etc.

2016 Bill : Under clause 7 of the Bill it is provided that for the purpose of establishing an individual's identity as a condition to receipt a a subsidy, benefit or service. the Central or State Government (as the case may be), require that such individual undergo authentication, or furnish proof of possession of Aadhaar number. In case the Aadhaar number has not been assigned to an individual, such individual must make an application for enrolment.

The Proviso states that the individual shall be offered alternate and viable means of identification for delivery of the subsidy, benefit or service, in an Aadhaar number is not assigned to an individual.

Authentication of Aadhaar number

2010 Bill: Clause 5 of the Bill stated that authentication of the Aadhaar number shall be performed by the Authority, in relation to the holders’ biometric and demographic information, subject to such conditions and on payment of the prescribed fees. Also, it was provided that the Authority shall respond to an authentication query with a positive, negative or other appropriate response (excluding any demographic and biometric information).

2016 Bill : The Bill states that authentication of the Aadhaar number shall be performed by the Authority, in relation to the holders’ biometric and demographic information, subject to such conditions and on payment of the prescribed fees.

Clause 8 (2) provides that unless otherwise provided in the Act, the requesting entity shall—

For the purpose of authentication, obtain the consent of an individual before collecting his identity information, and
ensure that the identity information of an individual is only used for submission to the Central Identities Data Repository for authentication.

Clause 8 (3) provides that the following details shall be informed by the requesting entity to the individual submitting his identity information for the purpose of authentication:

a. the nature of information that may be shared upon authentication;

b. the uses to which the information received during authentication may be put by the requesting entity; and

c. alternatives to submission of identity information to the requesting entity.

Clause 8(4) states that the Authority shall respond to an authentication query with a positive, negative or other appropriate response (excluding any core biometric information).

Prohibition on requiring certain information.

2010 Bill: Clause 9 of the Bill prohibited the Authority to make an individual give information pertaining to his race, religion, caste, tribe, ethnicity, language, income or health.

2016 Bill : This provision has been removed from the 2016 Bill.

Unique Identification Authority Of India

Establishment of Authority

2010 Bill: Clause 11(1) of the Bill stated that the Central Government shall establish an Authority called as the National Identification Authority of India, to exercise the powers conferred on it and to perform the functions assigned to it under this Act. Also, clause 11(3) provided that the head office of the Authority shall be in the National Capital Region, referred to in section 2(f) of the National Capital Region Planning Board Act, 1985.

2016 Bill : Clause 11(1) of the Bill states that the Central Government shall establish an Authority called as the Unique Identification Authority of India, responsible for the processes of enrolment, authentication and perform such other functions assigned to it under this Act. Also, clause 11(3) provides that the head office of the Authority shall be in New Delhi.

Composition of Authority

2010 Bill: Clause 12 provided that the Authority shall consist of a Chairperson and two part-time Members, to be appointed by the Central Government.

2016 Bill : Clause 12 of the Bill provides that the Authority shall consist of a Chairperson (appointed on part-time or full- time basis) , two part-time Members, and the chief executive officer (who shall be Member-Secretary of the Authority), to be appointed by the Central Government.

Qualifications for appointment of Chairperson and Members of Authority

2010 Bill: Clause 13 provided that the Chairperson and Members of the Authority shall be persons of ability, integrity and outstanding calibre having experience and knowledge in the matters relating to technology, governance, law, development, economics, finance, management, public affairs or administration.

2016 Bill : Clause 13 provides that the Chairperson and Members of the Authority shall be persons of ability and integrity having experience and knowledge of at least ten years in matters relating to technology, governance, law, development, economics, finance, management, public affairs or administration.

Term of office and other conditions of service of Chairperson.

2010 Bill: Proviso to Clause 14 (1) stated that the Chairperson of the Unique Identification Authority of India, who would have been appointed before the commencement of this Act by notification A-43011/02/2009-Admn.I (Vol.II) dated the 2nd July, 2009, shall continue as a Chairperson of the Authority for the term for which he had been appointed. Clause 14(4) prohibited the Chairperson from holding any other office during the period of holding his office in the Authority. Proviso to clause 14 (5) stated the salary, allowances and the other terms and conditions of service of the Chairperson shall not be varied to his disadvantage after his appointment.

2016 Bill : These provisions have not been included in the Bill.

Removal of Chairperson and Members

2010 Bill: Clause 15 (2) stated that unless a reasonable opportunity of being heard has been duly provided, the Chairperson or a Member shall not be removed under clauses (d) or (e) of sub-section (1).

2016 Bill : Clause 15 (2) stated that unless a reasonable opportunity of being heard has been duly provided, the Chairperson or a Member shall not be removed under clauses (b), (d) or (e) of sub-section (1).

Restrictions on Chairperson or Members on employment after cessation of office

2010 Bill: Clause 16 (a) provided that the Chairperson or a member, who ceases to hold office, shall not accept any employment in, or connected with the management or administration of, any person which has been associated with any work under the Act, for a period of three years from the date on which they cease to hold office, without previous approval of the Central Government.

The proviso to this clause stated that this provision shall not apply to any employment under the Central Government, State Government, local authority, any statutory authority or any corporation established by or under any Central, State or provincial Act or a Government Company, as defined in section 617 of the Companies Act, 195.

2016 Bill: Clause 16 (a) provides that the Chairperson or a member, who ceases to hold office, shall not accept any employment in, or connected with the management of any organisation, company or any other entity which has been associated with any work done or contracted out by the Authority (whether directly or indirectly), during his tenure as Chairperson or Member, as the case may be, for a period of three years from the date on which he ceases to hold office, without previous approval of the Central Government.

Functions of Chairperson

2010 Bill: Clause 17 of the Bill provided that the Chairperson shall have powers of general superintendence, direction in the conduct of the affairs of the Authority, preside over the meetings of the Authority, and exercise and discharge such other powers and functions of the Authority as prescribed, without prejudice to any of the provisions of the Act.

2016 Bill : Clause 17 of the Bill states that the Chairperson shall preside over the meetings of the Authority, and exercise and discharge such other powers and functions of the Authority as prescribed, without prejudice to any of the provisions of the Act.

Chief Executive Officer

2010 Bill: Clause 20 (1) of the Bill stated that a chief executive officer, not below the rank of the Additional Secretary to the Government of India, who shall be the Member-Secretary of the Authority,shall be appointed by the Central Government.

2016 Bill : Clause 18 (1) stated that a chief executive officer, not below the rank of the Additional Secretary to the Government of India, shall be appointed by the Central Government. In the list of its responsibilities, clause 18 (2) (e) additionally provides for performing such other functions, or exercising such other powers, as may be specified by regulations.

Meetings

2010 Bill: Clause 18 (4) provided that all decisions of the Authority shall be authenticated by the signature of the Chairperson or any other Member who is authorised by the Authority for this purpose.

2016 Bill : Clause 19 (4) provided that all decisions of the Authority shall be signed by the Chairperson, any other Member or the Member-Secretary authorised by the Authority.

Vacancies, etc., not to invalidate proceedings of Authority

2010 Bill: Clause 19 (b) of the Bill stated that No act or proceeding of the Authority shall be invalid merely by reason of any defect in the appointment of a person as a Member of the Authority

2016 Bill : Clause 20 (b) of the Bill stated that No act or proceeding of the Authority shall be invalid merely by reason of any defect in the appointment of a person as Chairperson or Member of the Authority

Powers and functions of Authority

Clause 23 (2) (k)

2010 Bill: Clause 23 (2) (k) provided that the powers and functions of the Authority may include sharing the information of Aadhaar number holders, with their written consent, with such agencies engaged in delivery of public benefits and public services as the Authority may by order direct, in a manner as specified by regulations.

2016 Bill : Clause 23 (2) (k) provides that the powers and functions of the Authority may include sharing the information of Aadhaar number holders, subject to the provisions of this Act.

Clause 23 (2) (r)

2010 Bill : Clause 23 (2) (r) stated that the powers and functions of the Authority may include specifying, by regulation, the policies and practices for Registrars, enrolling agencies and other service providers.

2016 Bill : Clause 23 (2) (r) states that the powers and functions of the Authority may include evolving of, and specifying, by regulation, the policies and practices for Registrars, enrolling agencies and other service providers.

Grants, Accounts and Audit and Annual Report

2010 Bill: Clause 25 provided that the fees or revenue collected by the Authority shall be credited to the Consolidated Fund of India and the entire amount so credited be transferred to the Authority.

2016 Bill : Clause 25 states that the fees or revenue collected by the Authority shall be credited to the Consolidated Fund of India.

Identity Review Committee

2010 Bill: Clause 28 of the Bill provided for establishment of the Identity Review Committee, consisting of three members (including the chairperson) who are persons of eminence, ability, integrity and having knowledge and experience in the fields of technology, law, administration and governance, social service, journalism, management or social sciences. Clause 29 of the Bill enlisted several functions to be undertaken by the Review Committee so constituted.

2016 Bill: These provisions have been removed from the Bill.

Protection of Information

Security and confidentiality of information

2010 Bill: Clause 30 (2) of the Bill stated that the Authority shall take measures (including security safeguards) to ensure security and protection of information in possession/control of the Authority (including information stored in the Central Identities Data Repository), against any loss, unauthorised access, use or unauthorised disclosure of the same.

2016 Bill : Clause 28 (3) states that the Authority shall take measures to ensure security and protection of information in possession/control of the Authority (including information stored in the Central Identities Data Repository), against access, use or disclosure not permitted under this Act or regulations made thereunder, and against accidental or intentional destruction, loss or damage.

A new provision-clause 28(4)- states that the Authority shall undertake the following additional measures for protection of information:

(a) adopt and implement appropriate technical and organisational security measures,

(b) ensure that the agencies, consultants, advisors or other persons appointed or engaged for performing any function of the Authority under this Act, have in place appropriate technical and organisational security measures for the information, and

(c) ensure that the agreements or arrangements entered into with such agencies, consultants, advisors or other persons, impose obligations equivalent to those imposed on the Authority under this Act, and require such agencies, consultants, advisors and other persons to act only on instructions from the Authority.

Restriction on sharing information

2010 Bill: The Bill did not provide for restrictions on sharing of information.

2016 Bill: This new provision under Clause 29 states that no core biometric information, collected or created under this Act, shall be—

(a) shared with anyone for any reason whatsoever; or

(b) used for any purpose other than generation of Aadhaar numbers and authentication under this Act.

Also, the identity information, other than core biometric information, collected or created

under this Act may be shared only in accordance with the provisions of this Act as specified under Regulations.

Clause 29 (3) prohibits usage of identity information available with a requesting entity for any purpose, other than that specified to the individual at the time of submitting any identity information for authentication, or disclosed further, except with the prior consent of the individual to whom such information relates.

Clause 29 (4) prohibits publication, displaying or publicly posting of the Aadhaar number or core biometric information collected or created under this Act in respect of an Aadhaar number holder, except for the purposes as may prescribed in Law.

Biometric information deemed to be sensitive personal information.

2010 Bill: The Bill did not contain provisions stating that the biometric information shall be deemed to be sensitive personal information for the purpose of this Act.

2016 Bill: Clause 30 states that the biometric information collected and stored in electronic form shall be deemed to be “electronic record” and “sensitive personal data or information”, and the provisions contained in the Information Technology Act, 2000 and the rules made thereunder shall apply to such information,to the extent not in derogation of the provisions of this Act.

The Explanation defines

(a) “electronic form” - as defined under section 2 (1) (r) of the Information Technology Act, 2000,

(b) “electronic record” as defined under section 2 (1) (t) of the Information Technology Act, 2000

(c)“sensitive personal data or information” - as defined under clause (iii) of the

Explanation to section 43A of the Information Technology Act, 2000.

Security and confidentiality of information

A new provision-clause 28(4)- states that the Authority shall undertake the following additional measures for protection of information:

(a) adopt and implement appropriate technical and organisational security measures,

Alteration of demographic information or biometric information.

2016 Bill : Clause 31 (4) prohibits alteration of identity information in the Central Identities Data Repository, except in the manner provided in this Act or regulations made thereof.

Access to own information and records of requests for authentication.

2016 Bill : Clause 32 (3) provides that the Authority shall not collect, keep or maintain any information about the purpose of authentication, either by itself or through any entity under its control.

Disclosure of information in certain cases

2010 Bill: The provision creates an exception under Clause 33 for the purposes of disclosure of information in certain cases like disclosure (including identity information or details of authentication) made pursuant to an order of a competent court; or disclosure (including identity information) made in the interests of national security in pursuance of directions issued by an officer(s) not below the rank of Joint Secretary or equivalent in the Central Government specifically authorised in this behalf by an order of the Central Government.

2016 Bill : The provision creates an exception under Clause 33 for the purposes of disclosure of information in certain cases like disclosure (including identity information or details of authentication) made pursuant to an order not inferior to that of a District Judge (provided that the court order shall be made only after giving an opportunity of hearing to the Authority); or disclosure (including identity information or authentication records) made in the interests of national security in pursuance of directions issued by an officer not below the rank of Joint Secretary to the Government of India, authorised in this behalf by an order of the Central Government.

The proviso to Clause 33 (2) states that every direction so issued shall be reviewed by an Oversight Committee consisting of the Cabinet Secretary and the Secretaries to the Government of India in the Department of Legal Affairs and the Department of Electronics and Information Technology, before it takes effect.

The second proviso states that any such direction so issued shall be valid for a period of three months from the date of its issue, which may be extended for a further period of three months after the review by the Oversight Committee.

Offences and Penalties

Penalty for impersonation at time of enrolment.

2010 Bill: The penalty for impersonation was prescribed under Clause 34 as imprisonment for a term which may extend to three years and fine which may extend to ten thousand rupees.

2016 Bill : The penalty for impersonation was prescribed under Clause 34 as imprisonment for a term which may extend to three years, or with fine which may extend to ten thousand rupees, or both.

Penalty for unauthorised access to the Central Identities Data Repository

2010 Bill: Clause 38 (g) stated that any person not authorised by the Authority, provides any assistance to any person to do any of the acts mentioned under sub-clauses (a)-(f) shall be punishable. If anyone, who is not authorised by the Authority, performs any activity as listed under (a)-(i), shall be punishable with imprisonment for a term which may extend to three years and shall be liable to a fine which shall not be less than one crore rupees.

2016 Bill : Clause 38 (g) stated that any person not authorised by the Authority, reveals any information in contravention of sub-section section 28 (5), or shares, uses or displays information in contravention of section 29 or assists any person in any of the acts mentioned under sub-clauses (a)-(f) shall be punishable. If anyone, who is not authorised by the Authority, performs any activity as listed under (a)-(i), shall be punishable with imprisonment for a term which may extend to three years and shall be liable to a fine which shall not be less than ten lakh rupees. Additionally, the Explanation states that the expression “computer source code” shall have the meaning assigned to it in the Explanation to section 65 of the Information Technology Act, 2000.

Penalty for unauthorised use by requesting entity and noncompliance with intimation requirements

2010 Bill: Clause 40 of the Bill prescribed penalty for manipulating biometric information and stated that a person who gives/attempts to give any biometric information which does not pertain to him for the purpose of getting an Aadhaar number, authentication or updating his information, shall be punishable with imprisonment for a term which may extend to three years or with a fine which may extend to ten thousand rupees or with both.

2016 Bill: Clause 40 prescribes penalty for a person, being a requesting entity, uses the identity information of an individual in contravention of clause 8(3) , to be punishable with imprisonment which may extend to three years or with a fine which may extend to ten thousand rupees or, in the case of a company, with a fine which may extend to one lakh rupees or with both. Clause 41 of the Bill states that Whoever, being an enrolling agency or a requesting entity, fails to comply with the requirements of clause 3(2)-list of details to be informed to the individual undergoing enrolment, and clause 8(3)-informing individual undergoing enrolment details for the purpose of authentication, shall be punishable with imprisonment which may extend to one year, or with a fine which may extend to ten thousand rupees or, in the case of a company, with a fine which may extend to one lakh rupees or with both.

General Penalty

2010 Bill: For an offence committed under the Act or rules made thereunder, for which no specific penalty was provided, the penalty was prescribed as imprisonment for a term which may extend to three years, or fine as prescribed.

2016 Bill : For an offence committed under the Act or rules made thereunder, for which no specific penalty was provided, the penalty was prescribed as imprisonment for a term which may extend to one year, or fine as prescribed.

Miscellaneous

Power of Central Government to supersede Authority.

2010 Bill: Clause 47(1)(c) stated that if at any time the Central Government is of the opinion that such circumstances exist which render it necessary in the public interest to supersede the Authority, may do so in the manner prescribed under this provision.

2016 Bill : Clause 48(1)(c) states that if at any time the Central Government is of the opinion that a public emergency exists, then the Central Government may supersede the Authority, in the manner prescribed under this provision.

Power to remove difficulties.

2010 Bill: The proviso to Clause 56(1) stated that an no order by Central Government, which may appear necessary to remove a difficulty in giving effect to the provisions of this Act, shall be made under this section after the expiry of two years from the commencement of this Act.

2016 Bill : The proviso to Clause 58(1) stated that an no order by Central Government, which may appear necessary to remove a difficulty in giving effect to the provisions of this Act, shall be made under this section after the expiry of three years from the commencement of this Act.

Savings

2010 Bill: Clause 57 provided that any action taken by the Central Government under the Resolution of the Government of India, Planning Commission bearing notification number A-43011/02/ 2009-Admin.I, dated the 28th January, 2009, shall be deemed to have been done or taken under the corresponding provisions of this Act.

2016 Bill : Clause 59 states that any action take by Central Government under the Resolution of the Government of India, Planning Commission bearing notification number A-43011/02/2009-Admin. I, dated the 28th January, 2009, or by the Department of Electronics and Information Technology under the Cabinet Secretariat Notification bearing notification number S.O. 2492(E), dated the 12th September, 2015, as the case may be, shall be deemed to have been validly done or taken under this Act.

Statement of Objects and Reasons

2010 Bill: The Bill stated that the Central Government decided to issues unique identification numbers to all residents in India, which involves collection of demographic, as well as biometric information. The Unique Identification Authority of India was constituted as an executive body by the Government, vide its notification dated the 28th January, 2009. The Bill addressed and enlisted several issues with the issuance of unique identification numbers which should be addressed by law and attract penalties, such as security and confidentiality of information, imposition of obligation of disclosure of information so collected in certain cases, impersonation at the time of enrolment, unauthorised access to the Central Identities Data Repository, manipulation of biometric information, investigation of certain acts constituting offence, and unauthorised disclosure of the information collected for the purposes of issuance of the numbers. To make the said Authority a statutory one, the National Identification Authority of India Bill, 2010 was proposed to establish the National Identification Authority of India to issue identification numbers and authenticate the Aadhaar number to facilitate access to benefits and services to such individuals to which they are entitled and for matters connected therewith or incidental thereto.Apart from the above mentioned purposes, The National Identification Authority of India Bill, 2010 also seeks to provide for the Authority to exercise powers and discharge functions so prescribed , ensure that the Authority does not require any individual to give information pertaining to his race, religion, caste, tribe, ethnicity, language, income or health, may engage entities to establish and maintain the Central Identities Data Repository and to perform any other functions as may be specified by regulations, constitute the Identity Review Committee and take measures to ensure that the information in the possession or control of the Authority is secured and protected against any loss, unauthorised access or use or unauthorised disclosure thereof.

2016 Bill: The Bill states that correct identification of targeted beneficiaries for delivery of subsidies, services, frants, benefits, etc has become a challenge for the Government and has proved to be a major hindrance for successful implementation of these programmes. In the absence of a credible system to authenticate identity of beneficiaries, it is difficult to ensure that the subsidies, benefits and services reach to intended beneficiaries. The Unique Identification Authority of India was established by a resolution of the Government of India, Planning Commission vide notification number A-43011/02/ 2009-Admin.I, dated the 28th January, 2009, to lay down policies and implement the Unique Identification Scheme of the Government, by which residents of India were to be provided unique identity number. Upon successful authentication, this number would serve as proof of identity for identification of beneficiaries for transfer of benefits, subsidies, services and other purposes. With increased use of the Aadhaar number, steps to ensure security of such information need to be taken and offences pertaining to certain unlawful actions, created. It has been felt that the processes of enrolment, authentication, security, confidentiality and use of Aadhaar related information must be made statutory. For this purpose, the Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Bill, 2016 seeks to provide for issuance of Aadhaar numbers to individuals on providing his demographic and biometric information to the Unique Identification Authority of India, requiring Aadhaar numbers for identifying an individual for delivery of benefits, subsidies, and services, authentication of the Aadhaar number, establishment of the Unique Identification Authority of India, maintenance and updating the information of individuals in the Central Identities Data Repository, state measures pertaining to security, privacy and confidentiality of information in possession or control of the Authority including information stored in the Central Identities Data Repository and identify offences and penalties for contravention of relevant statutory provisions.

For more details visit https://cis-india.org/internet-governance/blog/a-comparison-of-the-2016-aadhaar-bill-and-the-2010-nidai-bill

Flaws in the UIDAI Process

hans — 2016-03-06T10:40:59Z

The accuracy of biometric identification depends on the chance of a false positive: the probability that the identifiers of two persons will match. Individuals whose identifiers match might be termed duplicands. When very many people are to be identified success can be measured by the (low) proportion of duplicands. The Government of India is engaged upon biometrically identifying the entire population of India. An experiment performed at an early stage of the programme has allowed us to estimate the chance of a false positive: and from that to estimate the proportion of duplicands. For the current population of 1.2 billion the expected proportion of duplicands is 1/121, a ratio which is far too high.

The article was published in Economic & Political Weekly, Journal » Vol. 51, Issue No. 9, 27 Feb, 2016.

A legal challenge is being mounted in the Supreme Court, currently, to the programme of biometric identification that the Unique Identification Authority of India (UIDAI) is engaged upon: an identification preliminary and a requisite to providing citizens with “Aadhaar numbers” that can serve them as “unique identiﬁers” in their transactions with the state. What follows will recount an assessment of their chances of success. We shall be using data that was available to the UIDAI and shall employ only elementary ways of calculation. It should be recorded immediately that an earlier technical paper by the author (Mathews 2013) has been of some use to the plaintiffs, and reference will be made to that in due course.

The Aadhaar numbers themselves may or may not derive, in some way, from the biometrics in question; the question is not material here. For our purposes a biometric is a numerical representation of some organic feature: like the iris or the retina, for instance, or the inside of a ﬁnger, or the hand taken whole even. We shall consider them in some more detail later. The UIDAI is using ﬁngerprints and iris images to generate a combination of biometrics for each individual. This paper bears on the accuracy of the composite biometric identiﬁer. How well those composites will distinguish between individuals can be assessed, actually, using the results of an experiment conducted by the UIDAI itself in the very early stages of its operation; and our contention is that, from those results themselves, the UIDAI should have been able to estimate how many individuals would have their biometric identiﬁers matching those of some other person, under the best of circumstances even, when any good part of population has been identiﬁed.

Read the full article here.

The author thanks Nico Temme of the Centrum Wiskunde & Informatica in The Netherlands for the bounds he derived on the chance of a false positive. He is particularly grateful to the anonymous referee of this journal who, through two rounds of comment, has very much improved the presentation of the results. A technical supplement to this paper is placed on the EPW website along with this paper.

For more details visit https://cis-india.org/internet-governance/blog/epw-27-february-2016-hans-varghese-mathews-flaws-in-uidai-process

Biometrics: An ‘Angootha Chaap’ nation?

Mukta Batra — 2014-09-19T06:12:17Z

This blog post throws light on the inconsistencies in biometric collection under the UID and NPR Schemes.

Introduction

Fingerprints and iris scans. The Unique Identification (UID) Number aims to serve as a proof of identity that can be easily verified and linked to subsidies and to bank accounts. Four years into its implementation, the UID Scheme seems to have the vote of confidence of the public. More than 65 Crore Indians have been granted UID Numbers,[1] and only a few have been concerned enough to seek clarity through Right to Information Requests to the UIDAI about the finances and legal authority backing the scheme.[2] Parallel to the UID scheme, the National Population Register scheme is also under way, with enrolment in some areas, such as Srinagar, Shimla and Panchkula, having reached 100% of the estimated population.[3]

The NPR scheme is an offshoot of the census. It began in census cycle 2010-11, pursuant to the amendment of the Citizenship Act in 2004, under which national identity cards are to be issued. The desired outcome of the NPR scheme is an NPR card with a chip embedded with three bits of information built into a card: (i) biometric information, (ii) demographic information and (iii) UID Number.

Both the UID and NPR schemes aspire to be conduits that subsidies, utilities, and other benefits are routed through. While the UID and NPR schemes are distinct in terms of their legal sanctity, purpose and form, the harmonization of these two schemes is one of the UIDAI’s functions.

There are substantial overlaps in the information collected and the purpose they serve leading to the argument that having two schemes is redundant. The compatibility of the two schemes was questioned and it was initially thought that a merger would be unreasonable. While there has been speculation that the UID scheme may terminate, or that it would be taken over by the Home Ministry, it has been reported that the new government has directed expedited enrolments through the UID scheme. [4]

Both schemes are incomplete and suffer from vagaries, including, but not limited to: their legality, safeguards against misuse of the data, the implementation of the schemes – including the collection and storage of biometric information and their convergence or divergence.

This blog will focus on understanding the process of collecting biometric data in each scheme – calling out similarities and differences – as well as areas in which data collected under one scheme is incompatible with the other scheme. It will look at existing and missing safeguards in the collection of biometrics, overlap in the collection of biometrics by the two schemes, and existing practice in the collection of biometrics. In doing so the blog will highlight the lack of privacy safeguards for the biometric information and conclude that since the policies for data collection and use policy are unclear, the data subjects do not know how their data is being collected, used, and shared between the UID and the NPR schemes.

Unreliability of Biometric Data

Biometric data has been qualified as being unreliable.[5] It cannot always be successfully used to identify a person, especially in India, where manual labour degrades the fingerprint[6] and nutritional deficiencies mar the iris. Even experts working with the UIDAI[7] admit that fingerprints are not always good indicators of identity. If the very identification of a person fails, which is what the UID seeks to do, then the purpose of the UID is defeated.

Biometric Data Collection under the UID Scheme

In the current structure of the scheme, collected biometric information is stored by, and vests with the UIDAI for an undefined period. The data if used only for identification and authentication purposes, as originally intended, could very well fail to serve its intended purpose. But amassing the personal data of the entire country is lucrative, particularly to the service providers who collect the information and are mandated with the task to manually collect the data before it is fed into the UID system and encrypted. Most of the service providers that collect information, including biometric data, for the UID are engaged in information services such as IT or online marketing service providers.[8]

The below chart delineates the process followed for the collection of biometrics under the UID Scheme:

Under the NIAI Bill, all data collected or authenticated by the UIDAI, until the Bill is enacted and the National Identification Authority of India is created, vests with the UIDAI. In practice this means that the UIDAI owns the biometric data of the data-subject, without clear safeguards against misuse of the data.

In the UID scheme, the collection of biometrics at the time of enrollment by the UIDAI is severely flawed for a number of reasons:

1. Lack of clear legal authority and procedure for collection of biometrics: The only legal authority the UIDAI has to collect biometric information is via the notification of its constitution. Even then, the powers of the UIDAI are vague and broad. Importantly, the notification tells us nothing of how biometric data is to be collected and how it is to be used. These standards have only been developed by the UIDAI in an ad-hoc manner when the need arises or after a problem is spotted. The lack of purpose-specification is in violation of the law[9] and prevents the data subject from giving informed consent to data collection. This is discussed at a later stage.

2. The collection of Biometrics is regulated through only a Bill, which delegates the development of safeguards to Rules: The National Identification Authority of India (NIAI) Bill[10] confers the National Information Authority of India (NOT THE UIDAI) with the power to pass rules to collect biometric data and to prescribe standards for collection.[11] This is a rule-making power, which is conferred under a Bill. Neither has the Bill been enacted, nor have rules for the collection of biometrics been framed and notified.

3. Collection of biometric data only with implied consent: Though collection of biometrics is mentioned in the enrolment form, explicit consent for the collection of biometrics is not collected and only implied consent may be inferred. The last line in the enrollment form is titled ‘CONSENT’ and is a declaration that all data, including biometric information, is true.[12]

4. Collection of biometric data outsourced to third party: Collection of biometric information in the UID scheme is outsourced to third parties through tenders. For instance, Accenture has been declared a biometric service provider under a contract with the UID.[13] The third party may be a company, firm, educational institution or an accreditation agency. The eligibility criteria are quite straightforward, they relate to the entity’s structure and previous experiences with small projects.[14] Since the ability to protect privacy of the data subject is entirely absent from the eligibility criteria, a successful bidder may not have adequate procedure in place or sufficient experience in managing confidential data, to ensure the privacy of the data subject. By outsourcing the data collection, the UIDAI has arguably delegated a function it never had the legal authority to perform. Thus, the agency of the data collection is equally defective. To heighten the irregularity, these contract agents can sub-contract the job of physical data collection.[15] This means that the data operator and the ground supervisors, who come into direct contact with the raw data, including biometric data, are not appointed by the government, or the UIDAI, but by a private agency, who is further removed from the chain. The data operator scans the documents submitted for verification and has physical access to the document.[16]

5. Biometric data is admittedly vulnerable to sale and leakage: In an ongoing case in the Supreme Court of India, the national Capital Territory of Delhi has, in its counter-affidavit, admitted that data collected under the UID is vulnerable to sale and leakage.[17] To quote from the counter-affidavit ‘..in any exercise of gathering identities whether it is by census authority… or through the present process… there is always a possibility of leakage. Enumerators can scan and keep copies of all the forms and sell them for a price.- this (sic) it can never be said that the data gathered… is safe.’[18] Anyone who has registered for either UID is therefore a candidate for identity theft or unsolicited commercial information. This is also true for the NPR, as census data is the basis for the NPR.

Data collection under the NPR Scheme

The declaration of courts that it is unnecessary to link the UID number for public utilities and the admission by Delhi in the case that a data subject cannot be compelled to provide biometrics or to obtain a UID Number under the Aadhaar scheme[19] are steps forward in ensuring the voluntariness of UID. However, the UID Number is mandatory by implication. It is a pre-requisite for registration under the National Population Register, which is compulsory, pursuant to S. 14-A of the Citizenship Act. The below diagram delineates the collection of biometric information under the NPR scheme:

DATA FLOW PROCESS

Flaws in the collection of biometric data under the NPR scheme

Compulsion: Registration in the NPR is legally mandated and individuals who fail to do so can face penalty. As a note, arguably, the compulsion to register for the NPR is untenable, as the Rules prescribe penalty, whereas the Act does not. [20] A word of caution is appropriate here. The penalty under the Rules stands till it is deleted by the legislature or declared void by courts and one may be held liable for refusing to register for the NPR, though the above argument may be a good defense.
Duplicity: Duplicity is a problem under the NPR Scheme. Biometric data is collected twice before the NPR exercise is completed. Even if one has registered under the UID scheme, they have to give their biometric information again under the NPR scheme. The first instance of collection of biometric information is for the UID number and the second, under the NPR scheme. The latter is necessary even if the data has already been collected for the UID number. Since the parties collecting biometric information for NPR are empanelled by the UIDAI and the eligibility is the same, the data is subject to the same or similar threats of data leakage that may arise when registering for the UID. The multi-level data collection only amplifies the admitted vulnerability of data as unauthorized actors can unlawfully access the data at any stage. This, coupled with the fact that UIDAI has to harmonize the NPR and UID schemes, and that the data comes to the UIDAI for de-duplication, means that the NPR data could be used by the UIDAI, but it may not result in a UID Number. There is no data that disproves this potential. This is a matter of concern, as one who wishes not to register for a UID number, in protection of their privacy, is at peril for their data falls into the hands of the UIDAI.
Biometric data collectors under the NPR scheme empanelled by the UIDAI: The service providers collecting biometric data under the NPR are selected through bids and need to be empanelled with the UIDAI.[21] Most enrolment agencies that are empanelled with the UIDAI are either IT or online marketing companies[22], making the fear of targeted marketing even more likely.
Public display and verification: Under the NPR scheme, the biometric and demographic information and UID number of registrants is publicly displayed in their local area for verification.[23] However, it is a violation of privacy to have sensitive personal data, such as biometrics put up publicly. Not only will the demographic information be readily accessible, nothing will prohibit the creation of a mailing list or collection of data for either data theft or for sending unsolicited commercial communication. The publicly available information is the kind of information that can be used for verification (Know Your Customer) and to authorize financial transactions. Since the personal information is displayed in the data subject’s local area, it is arguably a more invasive violation of privacy, since the members of the local area can make complex connections between the data subject and the data.
Smart Card: The desired outcome of the NPR scheme is an NPR card. This card is to contain a chip, which is embedded with information such as the UID Number, biometrics and the demographic information. It is still unclear as to whether this information will be machine-readable. If so, this information may be just a swipe away. However, this cannot be confirmed without information on the level encryption and how the data will be stored on the chip.

‘Privacy safeguards available under the UID and NPR schemes are ad-hoc and incomplete

The safeguards under both the UID and NPR schemes are quite similar, since the UIDAI and its empanelled biometric service providers are involved in collecting biometric information for both the UID and the NPR.

Pilot studies for the UID scheme, including the use of biometrics, were not conducted in advance to implementation. In line with this, the enactment of a legislation governing the UID and the implementation of policies with respect to data handling and use will be made as and when the need arises. The development of safeguards in relation to the NPR will also be ad-hoc.

Also, the data standards for one will potentially influence that of the other scheme. For instance, the change in privacy standards for handling biometrics under the UID may affect the empanelment of biometric service providers. This will automatically affect the data security level the NPR can seek to achieve.

Being developed ad-hoc and after the fact, there is a risk that these regulations may unreasonably curtail the rights of data subjects.

The existing Indian laws on data protection and privacy are not comprehensive. Certain laws protect privacy only in specific situations. For instance, the IT Act and related rules protect privacy in relation to digital information.

Any body that collects sensitive personal data such as biometric data, or any other data for processing and storage has a legal mandate under the Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal data or Information) Rules, 2011 to make certain disclosures BEFORE OR WHILE THE DATA IS COLLECTED. This includes, inter-alia, disclosures of (i) the purpose of information collection, (ii) the intended recipients of the information and (iii) name and addresses of the collector and of the party retaining the data.[24]

Under the Rules, the data collector has a duty to give the data subject an option to withhold personal sensitive information.[25] A conversation with a data subject shows that this safeguard has not been upheld. The subject also conveyed a lack of knowledge of who the collection agency was. This is a problem of lack of accountability, as the data path cannot be traced and the party responsible for misuse or breach of security cannot be held liable.

Conclusion

The data collection under the NPR and UID schemes shows several vulnerabilities. Apart from the vulnerabilities with biometric information, there is a real risk of misuse of the data and documents submitted for enrolment under these schemes. Since the data collectors are primarily online marketing or IT service providers, there is likelihood that they will use this data for marketing.

We can only hope that in time, data subjects will be able to withdraw their personal data from the UID database and surrender their UID number. We can only wait and watch to see whether (i) the UID Number is a legal prerequisite for the NPR Card and (ii) whether the compulsion to register for NPR is done away with.

[1] https://portal.uidai.gov.in/uidwebportal/dashboard.do accesed: 21 August, 2014

[2] As of January 2013, only 25 RTI requests were made to the UIDAI http://uidai.gov.in/rti/rti-requests.html accessed: 21 August, 2014

[3] DIT-NPR Management Information System accessed: 22 August, 2014 http://nprmis.nic.in/NPRR33_DlyDigitPrgGraph.aspx

[4] Cloud Still Hangs Over Aadhaar’s Future, Business Standard, accessed 28 August, 2014. http://www.business-standard.com/article/current-affairs/cloud-still-hangs-over-aadhaar-s-future-114081401131_1.html

[5] Frost & Sullivan, Best Practices Guide to Biometrics, accessed: 13 August, 2014 http://www.google.co.in/url?sa=t&rct=j&q=&esrc=s&source=web&cd=5&cad=rja&uact=8&ved=0CD8QFjAE&url=http%3A%2F%2Fwww.frost.com%2Fprod%2Fservlet%2Fcpo%2F240303611&ei=6VbsU4m8HcK58gWx64DYDQ&usg=AFQjCNGqan81fX6qtG0S4VV6oh_B5R_QYg&sig2=cOOPm1JJ79AcJq2Gfq1_3Q&bvm=bv.73231344,d.dGc

[6] Malavika Jayaram, “India’s Identity Crisis”, Internet Monitor 2013, reflections of a digital world, accessed: 13 August, 2014 http://papers.ssrn.com/sol3/Delivery.cfm/SSRN_ID2366840_code727672.pdf?abstractid=2366840&mirid=1

[7]M. Vatsa, et.al, “Analyzing Fingerprints of Indian Population Using Image Quality: A UIDAI Case Study” , accessed: 13 August, 2014 https://research.iiitd.edu.in/groups/iab/ICPR2010-Fingerprint.pdf

[8] Prakash Chandra Sao, The Unique ID Project in India: An Exploratory Study, accessed: 21 August, 2014 http://subversions.tiss.edu/the-unique-id-project-in-india-an-exploratory-study/

[9] R. 5(3) of the Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal data or Information) Rules, 2011, accessed: 20 August, 2013 http://deity.gov.in/sites/upload_files/dit/files/GSR313E_10511(1).pdf

[10] National Identification Authority of India Bill, 2010 (Bill No. LXXV of 2010), accessed: 26 August,2014 http://164.100.24.219/BillsTexts/RSBillTexts/asintroduced/national%20ident.pdf

[11] Clause 23 of the NIAI Bill, 2010

[12]The UID Enrollment form, accessed: 26 August, 2014 http://uidai.gov.in/images/uid_download/enrolment_form.pdf

[13] Documents filed and relied on in Puttuswamy v Union of India

[14] Request for empanelment, accessed: 28 August, 2014. http://uidai.gov.in/images/tenders/rfe_for_concurrent_evaluation_of_processoperation_at_enrolment_centers_13082014.pdf

[15] This information is available from the documents filed and relied on in Puttuswamy v Union Of India, which is being heard in the Supreme Court of India

[16] An anonymous registrant observes that the data was scanned behind a screen and was not visible from the registered counter. The registrant is concerned that, in addition to collection of information for the UID, photocopies or digital copies could be taken for other uses and the registrant would not know.

[17] Counter Affidavit filed in the Supreme Court of India on behalf on New Delhi in K. Puttuswamy v Union of India

It is also admitted that the census is equally vulnerable. The information collected through census is used for the NPR exercise.

[18] Para. 48 in the Counter Affidavit filed by NCR Delhi.

[19] Affidavit in K. Puttuswamy v Union of India.

See also: FAQs: Enrollment Agencies, accessed 22 August, 2014 http://uidai.gov.in/faq.html?catid=37

[20] Usha Ramanathan, A Tale of Two Turfs, The Statesman, accessed: 20 August, 2014 http://www.thestatesman.net/news/10497-a-tale-of-two-turfs-npr-and-uid.html?page=3

[21] RFQ for Engaging MSP for Biometric Enrolment for the Creation of NPR, accessed: 26 August, 2014 http://ditnpr.nic.in/pdf/120102_RFQBiometricUrban_rebidding-Draft.pdf

[22] Prakash Chandra Sao, The Unique ID Project in India: An Exploratory Study, accessed: 21 August, 2014 http://subversions.tiss.edu/the-unique-id-project-in-india-an-exploratory-study/

[23] http://censusindia.gov.in/2011-Common/IntroductionToNpr.html, accessed: 26 August, 2014

[24] R. 5(3) of the Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal data or Information) Rules, 2011, accessed: 20 August, 2013 http://deity.gov.in/sites/upload_files/dit/files/GSR313E_10511(1).pdf

[25] R. 5(7) of the Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal data or Information) Rules, 2011.

For more details visit https://cis-india.org/internet-governance/blog/biometrics-an-angootha-chaap-nation

UID and NPR: Towards Common Ground

Mukta Batra — 2014-10-15T13:06:40Z

The UID (Unique Identification) and NPR (National Population Register) are both government identity schemes that aggregate personal data, including biometric data for the provision of an identification factor, and aim to link them with the delivery of public utility services.

The differences between the two exist in terms of collection of data, the type of identification factor issued, authorities involved and the outcome.

Despite the differences, there has been talk of combining the two schemes because of the overlap.[1] In the same breath, it has been argued that the two schemes are incompatible. [2]

One of the UIDAI’s (Unique Identification Authority of India) functions is to harmonize the two schemes. [3]

As it stands, the schemes are distinct. Enrolment for a UID does not lead to automatic enrolment in the NPR. The NPR website expressly states that even if a data subject has undergone census or has been granted a UID Number, it is necessary to visit a data collection centre to provide biometric data for the NPR.[4]

UID and NPR: The Differences

The Basis of identity/ Unit of Survey

The most striking difference between the UID and NPR Schemes is their notion of identity. The UID is individual based, whereas the NPR scheme focuses on the household or the family as a composite unit. Thus, the UID seeks to enroll individuals while the NPR seeks to gather data of the members of a household or family as a composite unit during the census and later register each person for an NPR Card, on the basis of the census data. To this extent, analysis of the data gathered from the two schemes will be different and will require differing analytical tools. The definition of the data subject and the population is different. In one scheme, the unit is an individual; in the other it is the household/family. Though the family is the composite unit in the NPR, the data is finally extracted it is unpaired to provide individuals NPR cards, but the family based association is not lost and it is argued that this household association of NPR should be used to calculate and provide subsidies. Some states have put on hold transfer of cooking gas subsidy, which is calculated for each household, through Aadhar-linked bank accounts.[5] If both schemes were merged, the basis for determining entitlement to subsidies would be non-uniform.

Differences in Information Collection

The UID and NPR have different procedures for collection of information. In the UID scheme, all data is collected in data collection centres whereas NPR data is collected door to door in part and in collection centres for the other part.

UID data is collected by the UIDAI themselves or by private parties, under contract. These contractors are private parties: often, online marketing service providers.[6] The data subjects were initially allowed registration through an introducer and without any documentation. This was replaced with the verification system where documents were to be produced for registration for UID.

The NPR involves a dual collection process- the first stage is the door-to-door collection of data as part of the Census. This information is collected through questionnaire. No supporting documents/ proof is produced to verify this data. The verification happens at a later stage, through public display of the information. This data is digitized. The data subjects are then to give their biometric data at the data collection centres, on the production of the census slip. The biometric data collectors are parties who are empanelled by the UIDAI and are eligible to collect data under the UID Scheme. A subject’ s data is aggregated and then de-duplicated by the UIDAI. [7]

This shows two points of merger. It can be suggested that when data is collected for the UID number, then the subject should not have to give their biometrics for the NPR Scheme again. The sharing of biometrics across the schemes will reduce cost and redundancy. While sharing of UID data with NPR is feasible, the reverse is not true, since UID is optional and NPR is not. If NPR data is to be shared with UID, then the subject has the right to refuse. However, the consent for using NPR data for the UID is a default YES in the UID form. [8] Prohibiting the information sharing is no option.

Differences in Stated Purposes

The NPR is linked to citizenship status. The NPR exercise is being conducted to create a national citizen register and to assist in identifying and preventing illegal immigration. The NPR card, a desired outcome, is aimed to be a conduit for transactions relating to subsidies and public utilities.[9] So is the UID Number, which was created to provide the residents of India an identity. The linkage and provision of subsidies through the NPR and UID cards have not taken off on a large scale and there is a debate as to which will be more appropriate for direct benefit transfer, with some leaders proclaiming that the NPR scheme is more suited to direct benefit transfer.[10] Since the UID Number is linked to direct benefit transfer, but not to citizenship, benefits such as those under the MNREGA scheme, may be availed by non-citizens as well, though only citizens are eligible for the scheme.[11]

C. Chandramouli, the Registrar General and Census Commissioner of India, states that the conflict between the two schemes is only perceived, and results from a poor understanding of the differences in objective. The NPR, he states is created to provide national security through the creation of a citizen register, starting with a register of residents after authentication and verification of the residence of the subjects. On the other hand, the UID exercise is to provide a number that will be used to correctly identify a person.[12]

Difference in Legal Sanctity

The UIDAI was set up through an executive notification, which dictates a few of its responsibility, including: assigning a UID number, collating the UID and NPR schemes, laying down standards for interlinking with partner databases and so on. However, the UIDAI has not expressed responsibility to collect, or authorize collection of data under this scheme. The power to authorize the collection of biometrics is vested with the National Identification Authority of India (NIAI), which will be set up under the National Identification Authority of India Bill, (NIAI Bill, which is at times referred to as the UID Bill).

The NPR Scheme has been created pursuant to the 2004 Amendment of the Citizenship Act. Under S. 14A of the Citizenship Act, the central government has the power to compulsorily register citizens for an Identity Card. This gives the NPR exercise sanctity. However, no authority to collect biometric information has been given either under this Act or Rules framed under it.

Future of Aadhaar

The existence of both the UID and NPR Schemes leads to redundancy. Therefore, many have advocated for their merger. This seems impractical, as the standards in collection and management of data are not the same.

For some time, it was thought that the Aadhaar Scheme would be scrapped. This belief was based on the present government’s opposition to the scheme during and before the election. This was further strengthened by the fact that they did not expressly mention the continuance of the scheme in their manifesto. The Cabinet Committee on UIDAI was disbanded and the enrolment for the UID Number was stopped, only to be resumed a short while later.[13]

However, recent events show that the Aadhaar scheme will continue. First, the new government has stated that the UID scheme will continue. In support of the UID Scheme, the government has made budgetary allocation for the scheme to enable, inter-alia, it being sped-up. The Government even intends to enact a law to give the scheme sanctity. [14]

Second, the Government is assigning the UID Number new uses. To track attendance of government employees, the Government shall use a biometric attendance system, which is linked to the employees UID Number. [15] The attendance will be uploaded onto a website, to boost transparency.

Third, direct benefit transfers under the UID will become more vigorous.

The UID is already necessary for registration under the NPR, which is compulsory.

Providing one’s UID Number for utilities such as cooking gas is also compulsory in several areas, despite the Courts diktat that it should not be so.[16]

Conclusion

The government is in favour of continuing both the schemes. Therefore, it is unlikely that either scheme will be scrapped or that the two schemes will be combined. The registration for UID is becoming compulsory by implication as it is required for direct benefit transfers and for utilities. Data collected under NPR is being shared with the UIDAI by default, when one registers for a UID number. However, the reverse is unlikely, as the UID collects secondary data, whereas NPR requires primary data, which it collects through physical survey and authentication. Perhaps the sharing of data could be incorporated when one goes to the data collection centre to submit biometrics for the NPR. The subject could fill in the UID form and submit verification documents at this stage, completing both exercises in one go. This will drastically reduce the combined costs of the two exercises.

[1] Rajesh Aggarwal, Merging UID and NPR???, Igovernment, accessed 5 September, 2014 http://www.igovernment.in/igov/opinion/41631/merging-npr-uid; Bharti Jain, Rajnath Hints at Merger of NPR and Aadhar, Times of India, accessed 5 September, 2014 http://timesofindia.indiatimes.com/india/Rajnath-hints-at-merger-of-NPR-and-Aadhaar/articleshow/35740480.cms

[2] Raju Rajagopal, The Aadhar-NPR Conundrum, Mint, accessed 5 September, 2014 http://www.livemint.com/Opinion/tvpoCYeHxrs2Z7EkAAu7bP/The-AadhaarNPR-conundrum.html .

[3] Cl, 4 of the Notification on the creation o fthe UIDAI, No. A-43011/02/2009-Admin.1 of the Planning Commission of India, dated 28 January, 2009

[4] FAQ for NPR, accessed: 3 September, 2014. http://censusindia.gov.in/2011-Common/FAQs.html

[5] A Jolt for Aadhar: UPA Shouldn’t Have to Put on Hold its Only Good Idea,Business Standard, accessed 5 September, 2014 http://www.business-standard.com/article/opinion/a-jolt-for-aadhaar-114020301243_1.html

[6] Prakash Chandra Sao, The Unique ID Project in India: An Exploratory Study, accessed: 21 August, 2014 http://subversions.tiss.edu/the-unique-id-project-in-india-an-exploratory-study/

[7] NPR Activities, accessed 5 September, 2014, http://ditnpr.nic.in/NPR_Activities.aspx

[8] R. Dinakaran, NPR and Aadhar- A Confused Process, The Hindu BusinessLine, accessed: 4 September, 2014 http://www.thehindubusinessline.com/blogs/blog-rdinakaran/npr-and-aadhaar-a-confused-process/article4940976.ece

[9] More than sixty-five thousand NPR cards have been issued and biometric data of more than twenty-five lakh people has been captured, as on 28 August, 2014 http://censusindia.gov.in

[10] NPR, not Aadhaar, best tool for cash transfer: BJP's Sinha, accessed: 3 September, http://www.moneycontrol.com/master_your_money/stocks_news_consumption.php?autono=1035033

[11] Bharati Jain, NDA's national ID cards may kill UPA's Aadhaar, accessed 3 September, 2014 http://timesofindia.indiatimes.com/india/NDAs-national-ID-cards-may-kill-UPAs-Aadhaar/articleshow/36791858.cms

[12] Id.

[13] Aadhar Enrolment Drive Begins Again, accessed 3 Spetember, 2014 http://timesofindia.indiatimes.com/city/gurgaon/Aadhaar-enrolment-drive-begins-again/articleshow/38280932.cms

[14] Mahendra Singh, Modi govt to give legal backing to Aadhaar, Times of India, http://timesofindia.indiatimes.com/india/Modi-govt-to-give-legal-backing-to-Aadhaar/articleshow/38336812.cms

[15] Narendra Modi Government to Launch Website to Track Attendance of Central Government Employees, DNA, accessed: 4 September, 2014 http://www.dnaindia.com/india/report-narendra-modi-government-to-launch-website-to-track-attendance-of-central-government-employees-2014684

[16] No gas supply without Aadhaar card, Deccan Chronicle, accessed: 4 September, 2014, http://www.deccanchronicle.com/140829/nation-current-affairs/article/no-gas-supply-without-aadhaar-card

Note: This is an anonymous post.

For more details visit https://cis-india.org/internet-governance/blog/uid-npr-towards-common-ground

UID: A Data Subject's Registration Tale

Mukta Batra — 2014-09-11T09:05:07Z

A person who registered for UIDAI shares their experience of registering for the UID Number, on the condition of anonymity.

The registration process begins with filling a form, which has a verification clause at the end. This is a statement that the data, including biometric data, is correct and is that of the registrant. The presence of the word ‘biometric’ in relation to the verification creates tacit consent in the collection of biometric data.

The data subject registered for the UID number as several utilities were being linked to the UID number at that time.

The data subject pointed out three areas for concern: (i) optional data was being collected under protest; (ii) the subjects documents were being taken out of their sight for scanning; (iii) the ownership of data.

While registering for the UID number, data subjects have a choice not to link their bank numbers to bank accounts and to utilities such as gas connections. This data subject noticed that the data operator linked these by default and the data subject had to specifically request the de-linking. The data operator did not inform the data subject of the choice not to link the UID with these services. If this is the state of affairs for the conscious registrant, it is unlikely that those who cannot read will be informed of their right to choice. Their information will then be inadvertently linked and they will be denied the right to opt out of the linkage.

This data subject additionally noted that their right to refuse to provide optional data on the registration form was blatantly disregarded by the enrolling agency. Despite protests against providing this information, the enroller forcibly entered information such as ‘ward number’, which was optional. The enroller justified these actions - stating: the company will cut our salary. Unfortunately, registrants do not know who the data collection company is.

Where the data subjects do not know who collects their data and where it is going, there can be no accountability.

This incident seems to show that the rules on personal information are being violated. The right to know: the identity and address of the entity collecting the data,[1] the purpose of data collection,[2] the restrictions on data use[3] and the right not to disclose sensitive personal data [4] are all granted by the Information Technology Rules. Data subjects also have the right to be informed about the intended recipients[5] and the entities that will retain the data. [6] The data collector has failed to perform its corresponding duty to make such disclosures and has arguably limited the control of data subjects over their privacy.

If this is what other UID registrations are like, then perhaps it is time to modify the process of data handling and processing. The law should be implemented better and amended to enable better implementation either through greater state intervention or severe liability when personal information is improperly handled.

[1] R.4(3)(d) of the Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal Data or Information) Rules, 2011.

[2] R. 4(3)(b) Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal Data or Information) Rules, 2011.

[3] R. 4(7) Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal Data or Information) Rules, 2011.

[4] R. 4 (7) Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal Data or Information) Rules, 2011.

[5] R. 4 (3) (c) Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal Data or Information) Rules, 2011.

[6] R.4(3)(d) Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal Data or Information) Rules, 2011.

For more details visit https://cis-india.org/internet-governance/blog/uid-a-data-subjects-registration-tale

The Aadhaar Case

vipul — 2014-09-05T09:12:21Z

In 2012 a writ petition was filed by Justice K.S. Puttaswamy in the Supreme Court of India challenging the policy of the government in making an Aadhaar card for every person in India and its later plans to link various government benefit schemes to the same.

Over time a number of other cases have been filed in the Supreme Court challenging the Aadhaar mechanism and/or its procedure most of which have now been linked to the main petition filed by Justice Puttaswamy.[1] This means that the Supreme Court now hears all these cases together (i.e. at the same time) since they throw up similar questions and involve the same or similar issues. The court while hearing the case made an interim order on September 23, 2013 whereby it ordered that no person should suffer on account of not having an Aadhaar card and that Aadhaar cards should not be issued to any illegal immigrants. The relevant extract from the Order of the court is reproduced below:

"No person should suffer for not getting the Aadhaar card in spite of the fact that some authority had issued a circular making it mandatory and when any person applies to get the Aadhaar card voluntarily, it may be checked whether that person is entitled for it under the law and it should not be given to any illegal immigrant."[2]

It must be noted that the above order was only an interim measure taken by the Supreme Court till the time it finally decided all the issues involved in the case, which is still pending in the Supreme Court.

In November 2013 during one of the hearings of the matter, the Supreme Court came to the conclusion that it was an important enough matter for all the states and union territories to be impleaded as parties to the case and passed an order to this effect.[3] This was probably because the Aadhaar cards will be issued in the entire country and this is a national issue and therefore it is possible that the court thought that if any of the states have any concerns regarding the issue they should have the opportunity to present their case.

In another petition filed by the Unique Identification Authority of India (UIDAI), the Supreme Court on March 24, 2014 reiterated its earlier order and held that no person shall be deprived of any service just because such person lacked an aadhaar number if he/she was otherwise eligible for the service. A direction was issued to all government authorities and departments to modify their forms/circulars, etc., so as to not compulsorily require an aadhaar number. In the same order the Supreme Court also restrained the UIDAI from transferring any biometric data to any agency without the consent of the person in writing as an interim measure.[4] After passing these orders the Supreme Court linked this case as well to the petition filed by Justice Puttaswamy on which final arguments were being heard in February 2014 which so far do not seem to have concluded.

Note : Please note that the case is still being heard by the Supreme Court and the orders given so far and explained in this blog are all interim measures till the case is finally disposed off. The status of the cases can be seen on the following link:

http://courtnic.nic.in/supremecourt/casestatus_new/caseno_new_alt.asp

The names and number of the cases that have been covered in this blog are given below:

W.P(C) No. 439 of 2012 titled S. Raju v. Govt. of India and Others pending before the D.B. of the High Court of Judicature at Madras.
PIL No. 10 of 2012 titled Vickram Crishna and Others v. UIDAI and Others pending before the High Court of Judicature at Bombay.
W.P. No. 833 of 2013 titled Aruna Roy & Anr v. Union of India & Ors.
W.P. No. 829 of 2013 titled S.G. Vombatkere & Anr v. Union of India & Ors.
Petition(s) for Special Leave to Appeal (Crl) No(s).2524/2014 titled Unique Identification Authority of India & another v. Central Bureau of Investigation.

All the above cases have now been linked with the ongoing Supreme Court case of K. Puttaswamy v. Union of India.

[1] W.P(C) No. 439 of 2012 titled S. Raju v. Govt. of India and Others pending before the D.B. of the High Court of Judicature at Madras and PIL No. 10 of 2012 titled Vickram Crishna and Others v. UIDAI and Others pending before the High Court of Judicature at Bombay were transferred to the Supreme Court vide Order dated September 23, 2013. Also W.P. No. 833 of 2013 titled Aruna Roy & Anr Vs Union of India & Ors, W.P. No. 829 of 2013 titled S G Vombatkere & Anr Vs Union of India & Ors and Petition(s) for Special Leave to Appeal (Crl) No(s).2524/2014 titled Unique Identification Authority of India & another v. Central Bureau of Investigation.

[2] http://judis.nic.in/temp/494201232392013p.txt

[3] http://judis.nic.in/temp/4942012326112013p.txt

[4] http://courtnic.nic.in/supremecourt/temp/sr%20252414p.txt

For more details visit https://cis-india.org/internet-governance/blog/the-aadhaar-case

The Uncertain Future of India's Plan to Biometrically Identify Everyone

praskrishna — 2014-09-08T05:31:28Z

Last Sunday an 11-year-old boy in Andhra Pradesh, a state in southeast India, hung himself from a ceiling fan as his family slept.

Jessica Mckenzie's blog post was published in Techpresident on August 28, 2014. Sunil Abraham gave his inputs.

He was allegedly driven to this act after being denied an Aadhaar card—formally known as Unique Identification (UID)—which he was told he needed to attend school. The card is one arm of India's sprawling scheme to collect the biometric data, including fingerprints and iris scans, of its 1.2 billion citizens and residents, and is quickly becoming practically, if not legally, mandatory, for nearly every aspect of life, from getting married to buying cooking gas to opening a bank account. More than 630 million residents have already enrolled and received their unique 12-digit identification number.

Since its launch in 2010, people have raised a number of questions and concerns about Aadhaar, citing its effects on privacy rights, potential security flaws, and failures in functionality. India's poor, who were supposed to be the biggest beneficiaries of the program, are actually most at risk of being excluded from UID, and there is no evidence that biometric identification has curtailed corruption. The newly-elected Prime Minister Narendra Modi lambasted the UID program as a candidate but in July did an about-face, calling for the enrollment process to be expedited and supporting a UID-linked social assistance program. In all likelihood, the world's largest experiment in biometric identification will continue.

There are still a number of unanswered questions about the future of the program. Although created in large part as a way of more efficiently and less corruptly dispersing government subsidies, last year the Supreme Court ruled that the Aadhaar card could not be made mandatory to receive government assistance. The Unique Identification Authority of India (UIDAI) operates in a kind of legal limbo. Modi is said to have instructed his Finance Minister Arun Jaitley to resolve these legal problems.

Sorting out the legal issues is imperative if UID numbers are going to be linked to Modi's proposed financial inclusion program that aims to bring 75 million additional households into the country's banking system by 2018.

There is also the possibility that UID will be merged, absorbed or superseded by the National Population Register (NPR), yet another biometric identification system. The NPR, unlike Aadhaar, is mandatory for all residents. In addition to fingerprints and iris scans, NPR collects information on familial relationships, nationality, occupation and education level. There is a great deal of overlap between the two programs, which has been a source of conflict between government agencies in the past. The home ministry, for example, argues that government subsidies should be disbursed through NPR, not UID.

There is also speculation that UID could be picked up as part of Digital India, Modi's ambitious plan to modernize India by building national broadband infrastructure, ensuring universal mobile service access, creating e-government services, and establishing a “cradle-to-grave digital identity for every citizen of the country—unique, lifelong, online and authenticable [sic].”

In spite of UID's tenuous position and uncertain future, it has become “essential” in nearly every facet of life. The Delhi government is rolling out a suite of e-government services, starting with marriage registration, that will require a UID. Fishermen in Gujarat have been told they cannot go out to sea without biometric identification.

Then there is Kora Balakrishna, the 11-year-old who committed suicide after being denied an Aadhaar card because he has webbed fingers. His school headmaster had instructed him to get one as a prerequisite for study and, per one news outlet, a mid-day meal. An investigation into the incident has been ordered. Pravin Kumar, a local administrative official, said webbed fingers are not a legitimate reason for rejection from the program.

For more details visit https://cis-india.org/internet-governance/news/tech-president-jessica-mckenzie-august-28-2014-the-uncertain-future-of-indias-plan-to-biometrically-identify-everyone

No party's got a clear stand, Aadhaar's fate hangs in balance

praskrishna — 2014-05-05T06:01:08Z

A non-UPA government for sure will review the multi-crore UID programme, but none of the parties have yet talked about scrapping it.

The article by Pratap Vikram Singh was published in GovernanceNow.com on April 13, 2014. Sunil Abraham is quoted.

Since inception, Aadhaar’s foundation has been shaky. The Unique Identification Authority of India (UIDAI) has been functioning on an executive fiat, without parliamentary ratification. When the government first came up with a bill on the UID programme, it was rejected by the parliamentary standing committee, which questioned the purpose of the programme.

Aadhaar’s acceptability as proof of residence and its issuance to the illegal immigrants too has courted controversy. The opposition and the ministry of home affairs have repeatedly flagged the issue. Recently, the supreme court (SC) instructed the government to withdraw all orders mandating Aadhaar number for service delivery. In September last year too the apex court had ruled that no one should be denied a service for want of Aadhaar.

While the Congress hasn’t changed its position on Aadhaar and wishes to continue with Aadhaar-linked benefits transfer, the BJP hasn’t mentioned it even once in its 52-page manifesto. On April 8, Narendra Modi, BJP’s prime ministerial candidate, in an election rally near Bangalore was quoted as saying, “I asked several questions on the Aadhaar project. I asked them questions relating to illegal migrants and national security. They (the government) did not have any answer.”

Rajendra Pratap Gupta, member of BJP’s core committee on manifesto, told Governance Now: “If we come to power we will review this in totality. There is scepticism around the whole project and even the SC has ruled against mandating it.” He called Aadhaar one of the ‘biggest scams’ of the UPA. “We have found people owning multiple Aadhaar cards. It (Aadhaar) is not a very secure system,” he added.

On the other hand, Aam Aadmi Party doesn’t oppose the idea of Aadhaar, though it is critical of its linkage to delivering food and other subsidies. Atishi Marlena, the party’s manifesto committee chief, said, “In principle, we don’t oppose the Aadhaar programme. If it’s about providing an identification proof to the poor who don’t have other documents, we certainly welcome it. But Aadhaar’s linkage with benefits-transfer needs to be questioned. Who gets what and who doesn’t should be determined by gram sabhas and mohalla sabhas. It should be done via people participation.”

The CPI(M), in its manifesto, called for halting the project unless it gets parliamentary approval. It also underlined the need for a privacy and data protection law prior to the rollout of the UID programme. “The moment Aadhaar is linked with service delivery, the scope for exclusion widens. You need to have universal coverage of Aadhaar and banking before you roll out the benefits transfer programme,” CPI(M) Rajya Sabha member Tapan Sen said.

In its manifesto, the party has talked about ‘constituting an independent high-level expert panel for an appraisal of the technology of biometrics used in the project’.

Sunil Abraham of the Centre for Internet and Society said, “The centralised online authentication automatically raises issues of privacy infringement. The authentication, in a decentralised fashion, with help of smart cards, is less intrusive, as the logs are stored in a local fashion and not centralised as in the case of Aadhaar. It will be a welcome move if the next government selects resident ID (smart) card, issued by the home ministry, as proof for identification and service delivery.”

For more details visit https://cis-india.org/news/governance-now-april-13-2014-pratap-vikram-singh-no-party-has-got-clear-stand-aadhaar-fate-hangs-in-balance

UIDAI Practices and the Information Technology Act, Section 43A and Subsequent Rules

elonnai — 2014-03-06T07:00:21Z

UIDAI practices and section 43A of the IT Act are analyzed in this post.

In the 52^nd Report on Cyber Crime, Cyber Security, and the Right to Privacy – in evidence provided, the Department of Electronics and Information Technology stated “...Section 43A and the rules published under that Section cover the entire privacy in case of digital data. These are being followed by UIDAI also and other organisations...” (pg.46) [1]

This blog post explains the requirements found under Section 43A of the Information Technology Act 2000 and the subsequent Information Technology “ Reasonable Security Practices and Procedures and Sensitive Personal Data or Information) Rules 2011[2] and analyses publicly available documents from the UIDAI website[3] as well as the UIDAI enrolment form[4] to demonstrate the ways in which:

UIDAI practices are in line with section 43A and the Rules,
UIDAI practices are not in line with section 43A and the Rules,
UIDAI practices are partially in with section 43A and the Rules
Where more information is needed to draw a conclusion.

Applicability and Scope

Section 43A of the Information Technology Act 2008 and subsequent Rules apply only to Body Corporate and to digital information.

Body Corporate under the Information Technology Act 2008 is defined as:

“Any company and includes a firm, sole proprietorship or other association of individuals engaged in commercial or professional activities”

UIDAI Practices - not in line: The UIDAI is not a body corporate. The UIDAI is an attached office under the aegis of the Planning Commission that was set up by an executive order.[5]

The UIDAI collects, processes, stores, and shares both digital and non-digital information. As section 43A and subsequent Rules apply only to digital information, there is not sufficient protection provided over all the information collected, processed, stored, and used by the UIDAI.

Privacy Policy on Website

Rule 4 requires body corporate to provide a privacy policy on their website. The privacy policy must include:

Clear and easily accessible statements of its practices and policies
Type of personal or sensitive personal data or information collected
Purpose of collection and usage of such information
Disclosure of information including sensitive personal information
Reasonable security practices and procedures as provided under rule 8

UIDAI Practices - Partially in Line

Though the UIDAI has placed a privacy policy[6] on their website, the privacy policy only addresses the use of website and does not comprehensively provide clear and accessible statements about all of the UIDAI’s practices and policies.
The UIDAI privacy policy does not state the specific types of personal or sensitive data that could be collected, but instead states “As a general rule, this website does not collect Personal Information about you when you visit the site. You can generally visit the site without revealing Personal Information, unless you choose to provide such information.”

Features on the UIDAI website that require individuals to provide personal information and sensitive personal information include: Booking an appointment, checking aadhaar status, enrolling for e-aadhaar, enrolling for aadhaar, updating aadhaar data. Types of information required for these services include: mobile number, name, address, gender, date of birth, and enrolment ID.[7]

The privacy policy goes on to state: “If you are asked for any other Personal Information you will be informed how it will be used if you choose to give it. If at any time you believe the principles referred to in this privacy statement have not been followed, or have any other comments on these principles, please notify the webmaster through the Contact Us page. Note: The use of the term "Personal Information" in this privacy statement refers to any information from which your identity is apparent or can be reasonably ascertained.”
The UIDAI privacy policy does explain the purpose for collection of information on the website and the use of collected information.
The UIDAI privacy policy does not address the possibility of disclosure of information collected by the UIDAI from the use of its website, except in the case of when an individual provides his/her email at which point the privacy policy states “Your e-mail address will not be used for any other purpose, and will not be disclosed without your consent.”
The UIDAI privacy policy does not provide information about the security practices adopted by the UIDAI.

Consent

Rule 5 requires that prior to the collection of sensitive personal data, the body corporate must obtain consent, either in writing or through fax regarding the purpose of usage before collection of such information.

UIDAI Practices - in Line
The UIDAI collects written consent from individuals through the enrolment form for the issuance of an Aadhaar number.

Collection Limitation

Rule 5 (2) requires that body corporate only collect sensitive personal data if it is connected to a lawful purpose and if it is considered necessary for that purpose.

UIDAI Practices - in Line
The Aadhaar enrolment form requires only the necessary sensitive personal data for the issuance of an Aadhaar number. Individuals are given the option to provide banking and financial information.

Notice During Direct Collection

Rule 5(3) requires that while collecting information directly from an individual the body corporate must provide the following information:

The fact that the information is being collected
The purpose for which the information is being collected
The intended recipients of the information
The name and address of the agency that is collecting the information
The name and address of the agency that will retain the information

UIDAI Practices - Partially in Line
The Aadhaar enrolment form does not provide the following information:

The intended recipients of the information
The name and address of the agency collecting the information
The name and address of the agency that will retain the information

Retention Limitation

Rule 5(4) requires that body corporate must retain sensitive personal data only for as long as it takes to fulfil the stated purpose or otherwise required under law.

UIDAI Practices - Unclear
It is unclear from publicly available information what the UIDAI retention practices are.

Use Limitation

Rule 5(5) requires that information must be used for the purpose that it was collected for.

UIDAI Practices - Unclear
It is unclear from publicly available information if the UIDAI is using collected information only for the purpose for which it was collected for.

Right to Access and Correct

Rule 5(6) requires body corporate to provide individuals with the ability to review the information they have provided and access and correct personal or sensitive personal information.

UIDAI Practices - Partially in Line
Though the UIDAI provides individuals with the ability to access and correct personal information, as stated on the enrolment form, correction is free only if changed within 96 hours of enrolment. Additionally, as stated on the enrolment form, if an individual chooses to allow for the UIDAI to facilitate the opening of a bank account and link present bank accounts to the UID number, this information, after being provided, cannot be corrected. The UIDAI website has a portal for updating information, but only name, address, gender, data of birth, and mobile number can be updated through this method. [9]

Right to ‘Opt Out’ and Withdraw Consent

Rule 5(7) requires that body corporate must provide individuals with the option of 'opting out' of providing data or information sought. Individuals also have the right to withdraw consent at any point of time. Body corporate has the right to withdraw services if consent is withdrawn.

UIDAI Practices - Partially in Line
The UID enrolment form provides individuals with one ‘optional’ field - the option of having the UIDAI open a bank account and link it to the individuals UID number or having the UIDAI link present bank accounts to individuals UID number. No other option to ‘opt out’ or withdraw consent is present on the enrolment form or the UIDAI privacy policy, terms of use, or website.

Security of Information

Rule 8 requires that body corporate must secure information in accordance with the ISO 27001 standard. These practices must be audited on an annual basis or when the body corporate undertakes a significant up gradation of its process and computer resource.

UIDAI Practices - Unclear
The security practices adopted by the UIDAI are not mentioned in the website privacy policy, on the website, or on the enrolment form, thus it is unclear from publicly available information if the UID is compliant with ISO 27001 standards. Though the UIDAI has been functioning since 2010, and it is unclear from publicly available information if annual audits of the UIDAI security practices have been undertaken.

Disclosure with Consent

Rule 6 requires that body corporate must have consent before disclosing sensitive personal data to any third person or party, except in the case with Government agencies for the purpose of verification of identity, prevention, detection, investigation, including cyber incidents and prosecution and punishment of offenses, on receipt of a written request.

UIDAI Practices - Partially in Line
In the enrolment form, consent for disclosure is stated as ‘‘I have no objection to the UIDAI sharing information provided by me to the UIDAI with agencies engaged in delivery of welfare services.” This is a blanket statement and allows for all future possibilities of sharing and disclosure of information provided with any organization that the UIDAI deems as ‘engaged in the delivery of welfare services’.

The UIDAI privacy policy only addresses the disclosure of an individual’s email address with consent. Though not directly addressing disclosure, the UIDAI privacy policy also states “ We will not identify users or their browsing activities, except when a law enforcement agency may exercise a warrant to inspect the service provider's logs.”

Prohibition on Publishing and Further Disclosure

Rule 6(3) and 6(4) prohibit the body corporate from publishing sensitive personal data or information. Similarly, organizations receiving sensitive personal data are not allowed to disclose it further.

UIDAI Practices - in Line
The UDAI does not publish sensitive personal data. It is unclear what practices and standards registrars and enrolment agencies are functioning under.

Requirements for Transfer of Sensitive Personal Data

Rule 7 requires that body corporate may transfer sensitive personal data into another jurisdiction only if the country ensures the same level of protection.

UIDAI Practices - Unclear
It is unclear from publicly available information if information collected by the UIDAI is transferred outside of India.

Establishment of Grievance Officer

Rule 5(9) requires that body corporate must establish a grievance officer and the details must be posted on the body corporates website and grievances must be addressed within a month of receipt.

UIDAI Practices - in Line
The website of the UIDAI provides details of a grievance officer that individuals can contact.[10] It is unclear from publicly available information if grievances are addressed within a month.

[1]. http://164.100.47.134/lsscommittee/Information%20Technology/15_Information_Technology_52.pdf

[2]. http://dispur.nic.in/itact/it-procedures-sensitive-personal-data-rules-2011.pdf

[3]. http://uidai.gov.in/

[4]. http://www.jharkhand.gov.in/marpdf/Aadhar-enrolmentform.pdf

[5]. http://uidai.gov.in/organization-details.html

[6]. http://uidai.gov.in/privacy-policy.html

[7]. http://resident.uidai.net.in/home

[8]. http://www.jharkhand.gov.in/marpdf/Aadhar-enrolmentform.pdf

[9]. https://ssup.uidai.gov.in/web/guest/ssup-home

[10]. http://uidai.gov.in/contactus.html

For more details visit https://cis-india.org/internet-governance/blog/uid-practices-and-it-act-sec-43-a-and-subsequent-rules

Despite apex court order, IOC proceeds with Aadhaar-linked DBT

praskrishna — 2014-01-31T06:50:33Z

Once DBT starts, there is no other method to avail of subsidy: IOC official.

The article by Deepa Kurup was published in the Hindu on January 6, 2014. Sunil Abraham is quoted.

Despite an interim order by the Supreme Court disallowing the government from making the Aadhaar number mandatory for accessing State subsidies and benefits, Indian Oil Corporation (IOC) Ltd. continues to inform consumers that they will not get their LPG subsidy if they do not seed their Aadhaar-linked bank accounts to the IOC database.

SMSes and publicity material released by IOC in the past week indicate that the company is going ahead with the Union government’s deadlines for the Direct Benefit Transfer scheme for LPG. While the deadline for Udupi and Dharwad districts has been extended till January-end, the “grace period” for Bangalore Urban will expire on March 1.

Over the past week, LPG consumers have been receiving frequent SMSes requesting them to submit their Aadhaar number to their LPG distributor and their bank, with “no further delay”. Though the SMS does not state whether or not this is mandatory, frequent messages have been instilling a sense of urgency and panic among consumers. Further, several consumers told The Hindu that, upon enquiry, distributors had been telling them that they would have to forego their subsidy amount (for nine cylinders a year) if they failed to register their details with the IOC database. Once the DBT scheme is enforced, the IOC will migrate customers entirely to the new system — that is, consumers will have to pay the market price, and the subsidy amount will be credited to their bank accounts.

‘No other method’

Senior IOC officials said that while the oil manufacturing company was desisting from making statements on whether or not this was mandatory, in effect those whose details would not be seeded to the database would not be able to avail of the benefit. “Basically, once the DBT scheme starts there is no other method to receive or avail of the subsidy. As of now, there is no alternative method,” said R.K. Arora, executive director, Karnataka State office. He pointed out that in rural areas several other subsidies were already linked to Aadhaar, and the DBT scheme was at 100 per cent in Tumkur and Mysore districts.

As of January 1, an IOC official said, only 30 per cent of LPG consumers in the Bangalore Circle had ‘seeded’ their accounts to the IOC database, while in Udupi and Dharwad it was roughly around 50 per cent.

“We are not claiming it’s mandatory, and currently all companies have submitted an affidavit seeking the order be reconsidered. Meanwhile, we have just asked people to submit the details to the distributor as soon as they can,” the official said. He added that IOC was likely to keep extending the deadline to “be on the safe side”.

Meanwhile, there is confusion among consumers on the issue. Krishnan Pillai, a resident of R.T. Nagar here, said Aadhaar numbers were being delayed, and there was huge anxiety among people. “Last week, I saw an advertisement that implied that I will lose subsidy if I don’t submit my number. Is the Supreme Court verdict not applicable?” he said. Sumitra Gupta, a charted accountant from Majestic, said distributors were telling them to “ignore news report on the Supreme Court verdict”.

“This is arm twisting,” she said.

‘So-called voluntary’

Sunil Abraham of the Centre for Internet and Society, a Bangalore-based NGO that has been part of the anti-Aadhaar campaign, said IOC was “pushing the boundary”. “From the very beginning, people have been objecting to the so-called voluntary nature of the scheme. It’s unfortunate that the will of the Supreme Court in its interim order on such as a critical component of our citizenship is also being ignored,” he said.

For more details visit https://cis-india.org/news/hindu-january-6-2014-deepa-kurup-despite-apex-court-order-ioc-proceeds-with-aadhar-linked-dbt

Biometrics or Bust? Implications of the UID for Participation and Inclusion

praskrishna — 2014-01-06T08:56:51Z

Malavika Jayaram will give a talk on biometrics and the implications of UID for participation and inclusion at the office of the Centre for Internet and Society in Bangalore on January 10, 2014 at 6.00 p.m.

Abstract

Privacy is often portrayed as a luxury, as the intellectual preoccupation of nerdy privileged liberals, and an issue of salience only to the elite. This ignores the reality of the most marginalized sections of a society being disproportionately impacted by privacy intrusive technologies. The collusion of public and private agendas towards implementing large welfare projects is generally seen as progressive and neutral, yet the consequences of even well-intentioned efforts that trade privacy for convenience, welfare, security or a host of other compelling goals is troubling. The use of biometric technologies further complicates matters: the assumption that bodies can be rendered into infallible verifiers, as repositories of unchanging truth, is not without its catalogue of failures. This talk will examine the notion of biometric representations as a kind of capital, the possibility that failures are endemic to their functioning, and the implications of systemic errors on equality, participation and democracy.

Malavika Jayaram

Malavika is a Fellow at the Berkman Center for Internet and Society at Harvard University, focusing on privacy, identity and free expression. She is also a Fellow at the Centre for Internet and Society, Bangalore, and the author of the India chapter for the Data Protection & Privacy volume in the Getting the Deal Done series.  Malavika is one of 10 Indian lawyers in The International Who's Who of Internet e-Commerce & Data Protection Lawyers directory. In August 2013, she was voted one of India’s leading lawyers and one of only 8 women to be featured in the “40 under 45” survey conducted by Law Business Research, London. In a different life, she spent 8 years in London, practicing law with global firm Allen & Overy in the Communications, Media & Technology group, and as VP and Technology Counsel at Citigroup. During 2012-2013, she was a Visiting Scholar at the Annenberg School for Communication, University of Pennsylvania. She is working on completing her PhD at the National Law School.

For more details visit https://cis-india.org/events/biometrics-or-bust-implications-of-uid-for-participation-and-inclusion

Centre for Internet and Society

An Urgent Need for the Right to Privacy

Read and sign the open letter.

Text of the Open Letter

The New Aadhaar Bill in Plain English

The Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Bill, 2016

Chapter II. ENROLMENT

Chapter III. AUTHENTICATION

Chapter IV. UNIQUE IDENTIFICATION AUTHORITY OF INDIA

Chapter V. GRANTS, ACCOUNTS AND AUDIT AND ANNUAL REPORT

Chapter VI. PROTECTION OF INFORMATION

Chapter VII. OFFENCES AND PENALTIES

Chapter VIII. MISCELLANEOUS

STATEMENT OF OBJECTS AND REASONS

Aadhaar Bill fails to incorporate suggestions by the Standing Committee

Aadhaar Bill 2016 & NIAI Bill 2010 - Comparing the Texts

A comparison of the 2016 Aadhaar Bill, and the 2010 NIDAI Bill

Title

Purpose/Object Clause

Definitions

Enrolment

Authentication

Unique Identification Authority Of India

Grants, Accounts and Audit and Annual Report

Identity Review Committee

Protection of Information

Offences and Penalties

Miscellaneous

Statement of Objects and Reasons

Flaws in the UIDAI Process

Biometrics: An ‘Angootha Chaap’ nation?

Introduction

Unreliability of Biometric Data

Biometric Data Collection under the UID Scheme

Data collection under the NPR Scheme

Flaws in the collection of biometric data under the NPR scheme

‘Privacy safeguards available under the UID and NPR schemes are ad-hoc and incomplete

Conclusion

UID and NPR: Towards Common Ground

UID and NPR: The Differences

The Basis of identity/ Unit of Survey

Differences in Information Collection

Differences in Stated Purposes

Difference in Legal Sanctity

Future of Aadhaar

Conclusion

UID: A Data Subject's Registration Tale

The Aadhaar Case

The Uncertain Future of India's Plan to Biometrically Identify Everyone

No party's got a clear stand, Aadhaar's fate hangs in balance

UIDAI Practices and the Information Technology Act, Section 43A and Subsequent Rules

Applicability and Scope

Privacy Policy on Website

Consent

Collection Limitation

Notice During Direct Collection

Retention Limitation

Use Limitation

Right to Access and Correct

Right to ‘Opt Out’ and Withdraw Consent

Security of Information

Disclosure with Consent

Prohibition on Publishing and Further Disclosure

Requirements for Transfer of Sensitive Personal Data

Establishment of Grievance Officer

Despite apex court order, IOC proceeds with Aadhaar-linked DBT

Biometrics or Bust? Implications of the UID for Participation and Inclusion

Abstract

Malavika Jayaram