Centre for Internet and Society

Govt to keep Aadhaar record for 7 years, activists worried

praskrishna — 2016-10-17T01:53:24Z

The government will keep for seven years a record of all the services and benefits availed using the Aadhaar number, say new rules, prompting fears that the database could be used for surveillance.

The article by Aloke Tikku was published in the Hindustan Times on October 17, 2016. Sunil Abraham was quoted.

The Unique Identification Authority of India (UIDAI), which issues the 12-digit biometric identity to all Indian residents, will be required to preserve its record of verification of an Aadhaar number for the duration.

“This is an unprecedented centralised data retention provision,” said Sunil Abraham, director of the Bengaluru-based think tank, Centre for Internet and Society.

UIDAI chief executive officer ABP Pandey said the concerns were exaggerated. The agency was keeping records in case a dispute arose over a transaction.

The information will be retained online for two years and another five years in the offline archives, say the rules notified in September.

Users will be able to check the records but only for two years.

This restriction won’t apply to security agencies. Pandey, however, said the records would not be available to them without a district judge’s permission.

But, HT found that the rules allow designated joint secretary-level officers at the Centre to order access to information on the grounds of national security.

“Once Aadhaar becomes mandatory for all services, it can be used by benign and malignant actors to conduct a 360-degree surveillance on any individual,” Abraham said.

This is how the system, which will need millions of fingerprint-reading machines, works.

Every time a person fingerprints and quotes the Aadhaar number, the agency concerned sends the data to UIDAI to crosscheck the particulars.

The UIDAI authenticates about five million Aadhaar numbers, which are quoted to avail LPG subsidy, cheap ration and even passport, a day against a capacity to verify 100 million requests daily.

“You can think of it as Natgrid Plus,” Abraham said, a reference to the National Intelligence Grid being built by the government.

A one-stop database for counter-terrorism agencies, Natgrid will collate information real time from databases of various agencies such as bank, rail and airline networks.

“…we do not record the purpose for which an authentication request was received but only the details of the agency that sent it,” UIDAI’s Pandey said.

But seven years is a long time. Only a select category of government files are kept for longer than five years.

Asked about two-year deadline for users, Pandey said it would have been a logistic nightmare to let people access the records once the information was offline.

The Supreme Court has a ruled that Aadhaar is not a must for availing welfare schemes and is to decide if collecting biometric data for the 12-digit number infringed an individual’s privacy.

For more details visit https://cis-india.org/internet-governance/news/hindustan-times-aloke-tikku-october-17-2016-govt-to-keep-aadhaar-record-for-seven-years-activitsts-worried

Request for Specifics: Rebuttal to UIDAI

hans — 2016-10-30T15:06:31Z

Responding to the Unique Identification Authority of India’s article that found “serious mathematical errors” in “Flaws in the UIDAI Process” (EPW 12 March 2016), the main mathematical argument used to arrive at the number of duplicates in the biometric database is explained.

The article was published in the Economic & Political Weekly on September 3, 2016, Vol.51, Issue No.36.

The author of a technical paper will be alarmed when he is convicted of “serious mathematical errors” by someone who has not bothered himself with “going too deep into the mathematics” used. The man must possess miraculous powers of divination one feels: fears rather. The UIDAI seems to have even such formidable diviners in their employ: who have dismissed just so peremptorily, in their rebuttal, the calculations made in my paper titled Flaws in the UIDAI process. The paper appeared in the issue of this journal dated to February 27 of this year. The rebuttal was published in the issue dated to the 12th of March. The interested reader can confirm that I have only repeated what was said there. The rebuttal does not specify, in any way, the mathematical mistakes I am supposed to have made. So I shall rehearse the relevant calculations very broadly: and the experts of the UIDAI will then exhibit, I trust, the specific mistakes they impute to me.[*]

[*]My reply to the UIDAIs attempted rebuttal was sent in to the EPW a few days after that appeared in print: and published as a “web exclusive” article in Volume 51, Issue Number 36 of the EPW, on 03/09/2016.

Read the Full Article

For more details visit https://cis-india.org/internet-governance/blog/economic-and-political-weekly-journal-vol-51-issue-36-september-3-2016-hans-varghese-mathews-request-for-specifics

Right to Food Campaign, Ranchi Convention, 2016

sumandro — 2019-03-16T04:40:52Z

The Right to Food Campaign held its 2016 Convention in Ranchi during September 23-25, 2016. While three years have elapsed since the passage of the National Food Security Act, despite improvements in the Public Distribution System (PDS), large implementation gaps remain. This is what the Convention focused on, and gathered researchers and campaigners from across the country to share experiences and case studies on effectiveness and exclusions from the PDS. Sumandro Chattapadhyay took part in a session of the Convention to discuss how UID-linked welfare delivery is being rolled out across key programmes like provision of pension and rationed distribution of essential commodities, and their impact on people's right to welfare services.

Right to Food Campaign: Website.

Right to Food Campaign: Cash Transfers and UID: Our Main Demands.

Ranchi Convention, 2016: Programme.

For more details visit https://cis-india.org/internet-governance/news/right-to-food-campaign-ranchi-convention-2016

Glaring Errors in UIDAI's Rebuttal

pranesh — 2016-09-18T03:22:32Z

This response note by Pranesh Prakash questions Unique Identification Authority of India’s reply to Hans Verghese Mathews' article titled “Flaws in the UIDAI Process” (EPW, March 12, 2016), which found “serious mathematical errors” in the article.

The article was published in Economic & Political Weekly Vol. 51, Issue No. 36, September 3, 2016.

While I am not a statistician, I have followed the technical debate between Hans Verghese Mathews and the UIDAI closely, and see a number of glaring errors in the latter’s so-called rebuttal in EPW (March 12, 2016).

The UIDAI alleges Mathews to have ignored the evidence that the Receiver Operating Characteristic (ROC) "flattens" with more factors. However, Mathews cannot be accused of ignorance if the flattening of the ROC is not relevant to his argument. To explain this in simple terms, the ROC curve is used to choose the appropriate "threshold distance" which determines false positives and false negatives, and belongs to a stage which precedes the estimation of the false positive identification rates (FPIR).

However, Mathews has used the FPIR estimates provided by the UIDAI (based on evidence from the enrolment of 84 million persons), and calculated how the FPIR changes when extrapolated for a population of 1.2 billion persons. In other words, he did not need to look at the ROC curve as that factor is not relevant to his argument, since he has used UIDAI data (which has presumably been estimated on the basis of all 12 factors : 10 fingerprints and 2 irises).

Further, UIDAI asks why Mathews has assumed a linear curve for his extrapolation. Mathews has done no such thing. In fact, in their paper "Role of Biometric Technology in Aadhaar Enrollment," the UIDAI states: "FPIR rate grows linearly with the database size" (nd, 19). Thus, this is an assumption formerly made by them (without providing rationale for it to be a linear curve as opposed to anything else). Mathews mathematically derives bounds for the FPIR in his paper, that is, the range within which the FPIR lies. One gets a linear curve only if they use the upper bound and not on the usage of anything else. So while Mathews does, as he explains, provide the results of the calculation based on the upper bound for the sake of simplicity, he nowhere asserts nor assumes a linear curve.

If, as the UIDAI claims, one cannot perform such an extrapolation and needs to depend on “empirical evidence” instead, the question arises as to how the UIDAI decided to scale up the programme to 1.3 billion people given the error rates. One could also ask if the machines being used to capture biometrics are good enough for the enlargement. Surely they would have performed some extrapolations to decide this.

In their paper they note that "although it [FPIR] is expected to grow as the database size increases, it is not expected to exceed manageable values even at full enrolment of 120 crores" (UIDAI nd, 13). They do not illustrate the extent to which the FPIR is expected to grow—neither in their initial paper, nor in their rebuttal to Mathews—whereas Mathews provides a method of estimating the increase of FPIR. Even if UIDAI is correct in its appraisal of FPIR and that it will not exceed "manageable values," they need to either exemplify their calculations or release the latest data. They have done neither, and that is quite unfortunate.

References

UIDAI (nd): “Role of Biometric Technology in Aadhaar Enrollment,” Unique Identification Authority of India, Government of India, New Delhi, viewed on 18 August 2016, https://uidai.gov.in/images/FrontPageUpdates/role_of_biometric_technology

Related Links

Flaws in the UIDAI Process http://www.epw.in/journal/2016/9/special-articles/flaws-uidai-process.html
Erring on Aadhaar http://www.epw.in/journal/2016/11/discussion/erring-aadhaar.html
Request for Specifics http://www.epw.in/journal/2016/36/documents/request-specifics-rebuttal-u...
Glaring Errors in UIDAI's Rebuttal http://www.epw.in/journal/2016/36/documents/glaring-errors-uidais-rebutt...
Overlooking the UIDAI Process http://www.epw.in/journal/2016/36/documents/response-hans-verghese-mathe...

For more details visit https://cis-india.org/internet-governance/blog/glaring-errors-in-uidai-rebuttal-epw

India's Aadhaar mandate for smartphone makers may rile global firms

praskrishna — 2016-09-15T02:25:31Z

They are unlikely to oblige to request to make changes in their operating system and devices to ensure Aadhaar authentication is done securely on smartphones.

The article by Alnoor Peermohammed was published in the Business Standard on September 14, 2016. Sunil Abraham was quoted.

India is asking global smartphone makers such asApple and Google to adopt locally designed standards on their devices or operating systems that would allow use of biometric scanners for Aadhaarauthentication, a move that could face resistance from global firms.

Apple, the world’s largest smartphone maker runs its own iOS closed ecosystem and mandates apps built by developers to be certified by the company. Its closest rival Google, which owns the Android operating software that runs on nine out of ten smartphones in India, has directives for device makers to comply with. Firms such as Samsung, Lenovo and Micromax build smartphones on the Android OS that are sold in India.

Most global companies are unlikely to oblige India’s request that would require to make changes in their operating system and devices to ensure Aadhaarauthentication is done securely on smartphones, say analysts.

“There is no clarity so far. As of now, it is impossible that they (global smartphone makers) would oblige for a hardware safe zone baked on the sensors,” says Sunil Abraham, executive director at Centre for Internet and Society, a Bengaluru-based researcher that works on emerging technologies. “Because the biometrics contain sensitive personal information, they (UIDAI) don’t want anybody — vmobile manufacturer, OS vendor, telco or ISP — to intercept it”.

India is hoping that global firms would accept the country’s plea considering that most of India’s population use a mobile phone as their only computing device and need them to authenticate on Aadhaar for using government and banking services.

“Right now we’re in consultation with all these device manufacturers as well as the operating system vendors,” said Ajay Bhushan Pandey, Director General of the Unique Identification Authority of India (UIDAI) in a phone interview. “Basically we’re trying to evolve our system wherein a manufacturer or the devices where those operating systems are being used will have a facility where Aadhaar authentication can be made possible in a secure manner.”

India has over 105 crore people or 98% of adult population with Aadhaar. Most government and private organisations use Aadhaar authentication to issue services or products such as opening a bank account, getting a ration card or buying a mobile connection.

Reliance plans to reduce paperwork and issue connections in less than an hour usingAadhaar and try to get its 100 million target market sooner.

Over a fifth of India’s one billion users own smartphones and as the country sees better mobile internet access, more people are expected to upgrade to smartphones and use apps to access their banks to transfer funds, do online shopping and access government services.

For more details visit https://cis-india.org/internet-governance/news/business-standard-alnoor-peermohammed-september-14-2016-indias-aadhaar-mandate-for-smartphone-makers-may-rile-global-firms

Report on Understanding Aadhaar and its New Challenges

Japreet Grewal, Vanya Rakesh, Sumandro Chattapadhyay, and Elonnai Hickock — 2019-03-16T04:42:52Z

The Trans-disciplinary Research Cluster on Sustainability Studies at Jawaharlal Nehru University collaborated with the Centre for Internet and Society, and other individuals and organisations to organise a two day workshop on “Understanding Aadhaar and its New Challenges” at the Centre for Studies in Science Policy, JNU on May 26 and 27, 2016. The objective of the workshop was to bring together experts from various fields, who have been rigorously following the developments in the Unique Identification (UID) Project and align their perspectives and develop a shared understanding of the status of the UID Project and its impact. Through this exercise, it was also sought to develop a plan of action to address the welfare exclusion issues that have arisen due to implementation of the UID Project.

Report: Download (PDF)

This Report is a compilation of the observations made by participants at the workshop relating to myriad issues under the UID Project and various strategies that could be pursued to address these issues. In this Report we have classified the observations and discussions into following themes:

1. Brief Background of the UID Project

2. Legal Status of the UIDAI Project

Procedural issues with passage of the Act
Status of related litigation

3. National Identity Projects in Other Jurisdictions

Pakistan
United Kingdom
Estonia
France
Argentina

4. Technologies of Identification and Authentication

Use of Biometric Information for Identification and Authentication
Architectures of Identification
Security Infrastructure of CIDR

5. Aadhaar for Welfare?

Social Welfare: Modes of Access and Exclusion
Financial Inclusion and Direct Benefits Transfer

6. Surveillance and UIDAI

7. Strategies for Future Action

Annexure A Workshop Agenda

Annexure B Workshop Participants

1. Brief Background of the UID Project

In the year 2009, the UIDAI was established and the UID project was conceived by the Planning Commission under the UPA government to provide unique identification for each resident in India and to be used for delivery of welfare government services in an efficient and transparent manner, along with using it as a tool to monitor government schemes. The objective of the scheme has been to issue a unique identification number by the Unique Identification Authority of India, which can be authenticated and verified online. It was conceptualized and implemented as a platform to facilitate identification and avoid fake identity issues and delivery of government benefits based on the demographic and biometric data available with the Authority.

The Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 (the “Act”) was passed as a money bill on March 16, 2016 and was notified in the gazette March 25, 2016 upon receiving the assent of the President. However, the enforceability date has not been mentioned due to which the bill has not come into force.

The Act provides that the Aadhaar number can be used to validate a person’s identity, but it cannot be used as a proof of citizenship. Also, the government can make it mandatory for a person to authenticate her/his identity using Aadhaar number before receiving any government subsidy, benefit, or service. At the time of enrolment, the enrolling agency is required to provide notice to the individual regarding how the information will be used, the type of entities the information will be shared with and their right to access their information. Consent of an individual would be obtained for using his/her identity information during enrolment as well as authentication, and would be informed of the nature of information that may be shared. The Act clearly lays that the identity information of a resident shall not be sued for any purpose other than specified at the time of authentication and disclosure of information can be made only pursuant to an order of a court not inferior to that of a District Judge and/or disclosure made in the interest of national security.

2. Legal Status of the UIDAI Project

In this section, we have summarised the discussions on the procedural issues with the passage of the Act. The participants had criticised the passage of the Act as a money bill in the Parliament. The participants also assessed the litigation pending in the Supreme Court of India that would be affected by this law. These discussions took place in the session titled, ‘Current Status of Aadhaar’ and have been summarised below.

Procedural Issues with Passage of the Act

The participants contested the introduction of the Act in the form of a money bill. The rationale behind this was explained at the session and is briefly explained here. Article 110 (1) of the Constitution of India defines a money bill as one containing provisions only regarding the matters enumerated or any matters incidental to the following: a) imposition, regulation and abolition of any tax, b) borrowing or other financial obligations of the Government of India, c) custody, withdrawal from or payment into the Consolidated Fund of India (CFI) or Contingent Fund of India, d) appropriation of money out of CFI, e) expenditure charged on the CFI or f) receipt or custody or audit of money into CFI or public account of India. The Act makes references to benefits, subsidies and services which are funded by the Consolidated Fund of India (CFI), however the main objectives of the Act is to create a right to obtain a unique identification number and provide for a statutory mechanism to regulate this process. The Act only establishes an identification mechanism which facilitates distribution of benefits and subsidies funded by the CFI and this identification mechanism (Aadhaar number) does not give it the character of a money bill. Further, money bills can be introduced only in the Lok Sabha, and the Rajya Sabha cannot make amendments to such bills passed by the Lok Sabha. The Rajya Sabha can suggest amendments, but it is the Lok Sabha’s choice to accept or reject them. This leaves the Rajya Sabha with no effective role to play in the passage of the bill.

The participants also briefly examined the writ petition that has been filed by former Union minister Jairam Ramesh challenging the constitutionality and legality of the treatment of this Act as a money bill which has raised the question of judiciary’s power to review the decisions of the speaker. Article 122 of the Constitution of India provides that this power of judicial review can be exercised to look into procedural irregularities. The question remains whether the Supreme Court will rule that it can determine the constitutionality of the decision made by the speaker relating to the manner in which the Act was introduced in the Lok Sabha. A few participants mentioned that similar circumstances had arisen in the case of Mohd. Saeed Siddiqui v. State of U.P. [1].

where the Supreme Court refused to interfere with the decision of the Uttar Pradesh legislative assembly speaker certifying an amendment bill to increase the tenure of the Lokayukta as a money bill, despite the fact that the bill amended the Uttar Pradesh Lokayukta and Up-Lokayuktas Act, 1975, which was passed as an ordinary bill by both houses. The Court in this case held that the decision of the speaker was final and that the proceedings of the legislature being important legislative privilege could not be inquired into by courts. The Court added, “the question whether a bill is a money bill or not can be raised only in the state legislative assembly by a member thereof when the bill is pending in the state legislature and before it becomes an Act.”

However, it is necessary to carve a distinction between Rajya Sabha and State Legislature. Unlike the State Legislature, constitution of Rajya Sabha is not optional therefore significance of the two bodies in the parliamentary process cannot be considered the same. Participants also made another significant observation about a similar bill on the UID project (National Identification Authority of India (NIDAI) Bill) that was introduced before by the UPA government in 2010 and was deemed unacceptable by the standing committee on finance, headed by Yashwant Sinha. This bill was subsequently withdrawn.

Status of Related Litigation

A panellist in this session briefly summarised all the litigation that was related to or would be affected by the Act. The panellist also highlighted several Supreme Court orders in the case of KS Puttuswamy v. Union of India [2] which limited the use of Aadhaar. We have reproduced the presentation below.

KS Puttuswamy v. Union of India - This petition was filed in 2012 with primary concern about providing Aadhaar numbers to illegal immigrants in India. It was contended that this could not be done without a law establishing the UIDAI and amendment to the Citizenship laws. The petitioner raised concerns about privacy and fallibility of biometrics.
Sudhir Vombatkere & Bezwada Wilson [3] - This petition was filed in 2013 on grounds of infringement of right to privacy guaranteed under Article 21 of the Constitution of India and the security threat on account of data convergence.
Aruna Roy & Nikhil Dey [4] - This petition was filed in 2013 on the grounds of large scale exclusion of people from access to basic welfare services caused by UID. After their petition, no. of intervention applications were filed. These were the following:
Col. Mathew Thomas [5] - This petition was filed on the grounds of threat to national security posed by the UID project particularly in relation to arrangements for data sharing with foreign companies (with links to foreign intelligence agencies).
Nagrik Chetna Manch [6] - This petition was filed in 2013 and led by Dr. Anupam Saraph on the grounds that the UID project was detrimental to financial service regulation and financial inclusion.
S. Raju [7] - This petition was filed on the grounds that the UID project had implications on the federal structure of the State and was detrimental to financial inclusion.
Beghar Foundation - This petition was filed in 2013 in the Delhi High Court on the grounds invasion of privacy and exclusion specifically in relation to the homeless. It subsequently joined the petition filed by Aruna Roy and Nikhil Dey as an intervener.
Vickram Crishna – This petition was originally filed in the Bombay High Court in 2013 on the grounds of surveillance and invasion of privacy. It was later transferred to the Supreme Court.
Somasekhar – This petition was filed on the grounds of procedural unreasonableness of the UID project and also exclusion & privacy. The petitioner later intervened in the petition filed by Aruna Roy and Nikhil Dey in 2013.
Rajeev Chandrashekhar– This petition was filed on the ground of lack of legal sanction for the UID project. He later intervened in the petition filed by Aruna Roy and Nikhil Dey in 2013. His position has changed now.
Further, a petition was filed by Mr. Jairam Ramesh initially challenging the passage of the Act as a money bill but subsequently, it has been amended to include issues of violation of right to privacy and exclusion of the poor and has advocated for five amendments that were suggested to the Aadhaar Bill by the Rajya Sabha.

Relevant Orders of the Supreme Court

There are six orders of the Supreme Court which are noteworthy.

Order of Sept. 23, 2013 - The Supreme court directed that: 1) no person shall suffer for not having an aadhaar number despite the fact that a circular by an authority makes it mandatory; 2) it should be checked if a person applying for aadhaar number voluntarily is entitled to it under the law; and 3) precaution should be taken that it is not be issued to illegal immigrants.
Order of 26th November, 2013 – Applications were filed by UIDAI, Ministry of Petroleum & Natural Gas, Govt of India, Indian Oil Corporation, BPCL and HPCL for modifying the September 23rd order and sought permission from the Supreme Court to make aadhaar number mandatory. The Supreme Court held that the order of September 23rd would continue to be effective.
Order of 24th March, 2014 – This order was passed by the Supreme Court in a special leave petition filed in the case of UIDAI v CBI [8] wherein UIDAI was asked to UIDAI to share biometric information of all residents of a particular place in Goa to facilitate a criminal investigation involving charges of rape and sexual assault. The Supreme Court restrained UIDAI from transferring any biometric information of an individual without to any other agency without his consent in writing. The Supreme Court also directed all the authorities to modify their forms/circulars/likes so as to not make aadhaar number mandatory.
Order of 16th March, 2015 - The SC took notice of widespread violations of the order passed on September 23rd, 2013 and directed the Centre and the states to adhere to these orders to not make aadhaar compulsory.
Orders of August 11, 2015 – In the first order, the Central Government was directed to publicise the fact that aadhaar was voluntary. The Supreme Court further held that provision of benefits due to a citizen of India would not be made conditional upon obtaining an aadhaar number and restricted the use of aadhaar to the PDS Scheme and in particular for the purpose of distribution of foodgrains, etc. and cooking fuel, such as kerosene and the LPG Distribution Scheme. The Supreme Court also held that information of an individual that was collected in order to issue an aadhaar number would not be used for any purpose except when directed by the Court for criminal investigations. Separately, the status of fundamental right to privacy was contested and accordingly the Supreme Court directed that the issue be taken up before the Chief Justice of India.
Orders of October 16, 2015 – The Union of India, the states of Gujarat, Maharashtra, Himachal Pradesh and Rajasthan, and authorities including SEBI, TRAI, CBDT, IRDA , RBI applied for a hearing before the Constitution Bench for modification of the order passed by the Supreme Court on August 11 and allow use of aadhaar number schemes like The Mahatma Gandhi National Rural Employment Guarantee Scheme MGNREGS), National Social Assistance Programme (Old Age Pensions, Widow Pensions, Disability Pensions) Prime Minister's Jan Dhan Yojana (PMJDY) and Employees' Providend Fund Organisation (EPFO). The Bench allowed the use of aadhaar number for these schemes but stressed upon the need to keep aadhaar scheme voluntary until the matter was finally decided.

Status of these orders
The participants discussed the possible impact of the law on the operation of these orders. A participant pointed out that matters in the Supreme Court had not become infructuous because fundamental issues that were being heard in the Supreme Court had not been resolved by the passage of the Act. Several participants believed that the aforementioned orders were effective because the law had not come into force. Therefore, aadhaar number could only be used for purposes specified by the Supreme Court and it could not be made mandatory. Participants also highlighted that when the Act was implemented, it would not nullify the orders of the Supreme Court unless Union of India asked the Supreme Court for it specifically and the Supreme Court sanctioned that.

3. National Identity Projects in Other Jurisdictions

A panellist had provided a brief overview of similar programs on identification that have been launched in other jurisdictions including Pakistan, United Kingdom, France, Estonia and Argentina in the recent past in the session titled ‘Aadhaar - International Dimensions’. This presentation mainly sought to assess the incentives that drove the governments in these jurisdictions to formulate these projects, mandatory nature of their adoption and their popularity. The Report has reproduced the presentation here.

Pakistan

The Second Amendment to the Constitution of Pakistan in 2000 established the National Database and Regulation Authority in the country, which regulates government databases and statistically manages the sensitive registration database of the citizens of Pakistan. It is also responsible for issuing national identity cards to the citizens of Pakistan. Although the card is not legally compulsory for a Pakistani citizen, it is mandatory for:

Voting
Obtaining a passport
Purchasing vehicles and land
Obtaining a driver licence
Purchasing a plane or train ticket
Obtaining a mobile phone SIM card
Obtaining electricity, gas, and water
Securing admission to college and other post-graduate institutes
Conducting major financial transactions

Therefore, it is pretty much necessary for basic civic life in the country. In 2012, NADRA introduced the Smart National Identity Card, an electronic identity card, which implements 36 security features. The following information can be found on the card and subsequently the central database: Legal Name, Gender (male, female, or transgender), Father's name (Husband's name for married females), Identification Mark, Date of Birth, National Identity Card Number, Family Tree ID Number, Current Address, Permanent Address, Date of Issue, Date of Expiry, Signature, Photo, and Fingerprint (Thumbprint). NADRA also records the applicant's religion, but this is not noted on the card itself. (This system has not been removed yet and is still operational in Pakistan.)

United Kingdom

The Identity Cards Act was introduced in the wake of the terrorist attacks on 11th September, 2001, amidst rising concerns about identity theft and the misuse of public services. The card was to be used to obtain social security services, but the ability to properly identify a person to their true identity was central to the proposal, with wider implications for prevention of crime and terrorism. The cards were linked to a central database (the National Identity Register), which would store information about all of the holders of the cards. The concerns raised by human rights lawyers, activists, security professionals and IT experts, as well as politicians were not to do with the cards as much as with the NIR. The Act specified 50 categories of information that the NIR could hold, including up to 10 fingerprints, digitised facial scan and iris scan, current and past UK and overseas places of residence of all residents of the UK throughout their lives. The central database was purported to be a prime target for cyber attacks, and was also said to be a violation of the right to privacy of UK citizens. The Act was passed by the Labour Government in 2006, and repealed by the Conservative-Liberal Democrat Coalition Government as part of their measures to “reverse the substantial erosion of civil liberties under the Labour Government and roll back state intrusion.”

Estonia

The Estonian i-card is a smart card issued to Estonian citizens by the Police and Border Guard Board. All Estonian citizens and permanent residents are legally obliged to possess this card from the age of 15. The card stores data such as the user's full name, gender, national identification number, and cryptographic keys and public key certificates. The cryptographic signature in the card is legally equivalent to a manual signature, since 15 December 2000. The following are a few examples of what the card is used for:

As a national ID card for legal travel within the EU for Estonian citizens
As the national health insurance card
As proof of identification when logging into bank accounts from a home computer
For digital signatures
For i-voting
For accessing government databases to check one’s medical records, file taxes, etc.
For picking up e-Prescriptions
(This system is also operational in the country and has not been removed)

France

The biometric ID card was to include a compulsory chip containing personal information, such as fingerprints, a photograph, home address, height, and eye colour. A second, optional chip was to be implemented for online authentication and electronic signatures, to be used for e-government services and e-commerce. The law was passed with the purpose of combating “identity fraud”. It was referred to the Constitutional Council by more than 200 members of the French Parliament, who challenged the compatibility of the bill with the citizens’ fundamental rights, including the right to privacy and the presumption of innocence. The Council struck down the law, citing the issue of proportionality. “Regarding the nature of the recorded data, the range of the treatment, the technical characteristics and conditions of the consultation, the provisions of article 5 touch the right to privacy in a way that cannot be considered as proportional to the meant purpose”.

Argentina

Documento Nacional de Identidad or DNI (which means National Identity Document) is the main identity document for Argentine citizens, as well as temporary or permanent resident aliens. It is issued at a person's birth, and updated at 8 and 14 years of age simultaneously in one format: a card (DNI tarjeta); it's valid if identification is required, and is required for voting. The front side of the card states the name, sex, nationality, specimen issue, date of birth, date of issue, date of expiry, and transaction number along with the DNI number and portrait and signature of the card's bearer. The back side of the card shows the address of the card's bearer along with their right thumb fingerprint. The front side of the DNI also shows a barcode while the back shows machine-readable information. The DNI is a valid travel document for entering Argentina, Bolivia, Brazil, Chile, Colombia, Ecuador, Paraguay, Peru, Uruguay, and Venezuela. (System still operational in the country)

4. Technologies of Identification and Authentication

The panel in the session titled ‘Aadhaar: Science, Technology, and Security’ explained the technical aspects of use of biometrics and privacy concerns, technology architecture for identification and inadequacy of infrastructure for information security. In this section, we have summarised the presentation and the ensuing discussions on these issues.

Use of Biometric Information for Identification and Authentication

The panelists explained with examples that identification and authentication were different things. Identity provides an answer to the question “who are you?” while authentication is a challenge-response process that provides a proof of the claim of identity. Common examples of identity are User ID (Login ID), cryptographic public keys and ATM or Smart cards while common authenticators are passwords (including OTPs), PINs and cryptographic private keys. Identity is public information but an authenticator must be private and known only to the user. Authentication must necessarily be a conscious process and active participation by the user is a must. It should also always be possible to revoke an authenticator. After providing this understanding of the two processes the panellist then explained if biometric information could be used for identification or authentication under the UID Project. Biometric information is clearly public information and it is questionable if it can be revoked. Therefore it should never be used for authentication, but only for identity verification. There is a possibility of authentication by fingerprints under the UID Project, without conscious participation of the user. One could trace the fingerprints of an individual from any place the individual has been in contact with. Therefore, authentication must certainly be done by other means. The panellist pointed out that there were five kinds of authentication under the UID Project, out of which two-factor authentication and one time password were considered suitable but use of biometric information and demographic information was extremely threatening and must be withdrawn.

Architectures of Identification

The panelists explained the architecture of the UID Project that has been designed for identification purposes, highlighted its limitations and suggested alternatives. His explanations are reproduced below.

Under the UID Project, there is a centralised means of identification i.e. the aadhaar number and biometric information stored in one place, Central Identification Data Repository (CIDR). It is better to have multiple means of identification than one (as contemplated under the UID Project) for preservation of our civil liberties. The question is what the available alternatives are. Web of trust is a way for operationalizing distributed identification but the challenge is how one brings people from all social levels to participate in it. There is a need for registrars who will sign keys and public databases for this purpose.

The aadhaar number functions as a common index and facilitates correlation of data across Government databases. While this is tremendously attractive it raises several privacy concerns as more and more information relating to an individual is available to others and is likely to be abused.

The aadhaar number is available in human readable form. This raises the risk of identification without consent and unauthorised profiling. It cannot be revoked. Potential for damage in case of identity theft increases manifold.

Under the UID Project, for the purpose of information security, Authentication User Agencies (“AUA”) are required to use local identifiers instead of aadhaar numbers but they are also required to map these local identifiers to the aadhaar numbers. Aadhaar numbers are not cryptographically secured; in fact they are publicly available. Hence this exercise for securing information is useless. An alternative would be to issue different identifiers for different domains and cryptographically embed a “master identifier” (in this case, equivalent of aadhaar number) into each local identifier.

All field devices (for example POS machines) should be registered and must communicate directly with UIDAI. In fact, UIDAI must verify the authenticity (tamper proof) of the field device during run time and a UIDAI approved authenticity certificate must be issued for field devices. This certificate must be made available to users on demand. Further, the security and privacy frameworks within which AUAs work must be appropriately defined by legal and technical means.

Security Infrastructure of CIDR

The panelists also enumerated the security features of the UID Project and highlighted the flaws in these features. These have been summarised below.

The security and privacy infrastructure of UIDAI has the following main features:

2048 bit PKI encryption of biometric data in transit
End-to-end encryption from enrolment/POS to CIDR
HMAC based tamper detection of PID blocks
Registration and authentication of AUAs
Within CIDR only a SHA 1 Hash of Aadhaar number is stored
Audit trails are stored SHA 1 encrypted. Tamper detection?
Only hashes of passwords and PINs are stored. (biometric data stored in original form though!)
Authentication requests have unique session keys and HMAC
Resident data stored using 100 way sharding (vertical partitioning). First two digits of Aadhaar number as shard keys
All enrolment and update requests link to partitioned databases using Ref IDs (coded indices)
All accesses through a hardware security module
All analytics carried out on anonymised data

The panellists pointed out the concerns about information security on account of design flaws, lack of procedural safeguards, openness of the system and too much trust imposed on multiple players. All symmetric and private keys and hashes are stored somewhere within UIDAI. This indicates that trust is implicitly assumed which is a glaring design flaw. There is no well-defined approval procedure for data inspection, whether it is for the purpose of investigation or for data analytics. There is a likelihood of system hacks, insider leaks, and tampering of authentication records and audit trails. The ensuing discussions highlighted that the UIDAI had admitted to these security risks. The enrolment agencies and the enrolment devices cannot be trusted. AUAs cannot be trusted with biometric and demographic data; neither can they be trusted with sensitive user data of private nature. There is a need for an independent third party auditor for distributed key management, auditing and approving UIDAI programs, including those for data inspection and analytics, whitebox cryptographic compilation of critical parts of the UIDAI programs, issue of cryptographic keys to UIDAI programs for functional encryption, challenge-response for run-time authentication and certification of UIDAI programs. The panellist recommended that there was a need to to put a suitable legal framework to execute this.

The participants also discussed that information infrastructure must not be made of proprietary software (possibility for backdoors for US) and there must be a third party audit with a non-negotiable clause for public audit.

5. Aadhaar for Welfare?

The Report has summarised the discussions that took place in the sessions on ‘Direct Benefits Transfers’ and ‘Aadhaar: Broad Issues - II’ where the panellists critically analysed the claims of benefits and inclusion of Aadhaar made by the government in light of the ground realities in states where Aadhaar has been adopted for social welfare schemes.

Social Welfare: Modes of Access and Exclusion

Under the Act, a person may be required to authenticate or give proof of the aadhaar number in order to receive subsidy from the government (Section 7). A person is required to punch their fingerprints on POS machines in order to receive their entitlement under the social welfare schemes such as LPG and PDS. It was pointed out in the discussions that various states including Rajasthan and Delhi had witnessed fingerprint errors while doling out benefits at ration shops under the PDS scheme. People have failed to receive their entitled benefits because of these fingerprint errors thus resulting in exclusion of beneficiaries [9]. A panellist pointed out that in Rajasthan, dysfunctional biometrics had led to further corruption in ration shops. Ration shop owners often lied to the beneficiaries about functioning of the biometric machines (POS Machines) and kept the ration for sale in the market therefore making a lot of money at the expense of uninformed beneficiaries and depriving them of their entitlements.

Another participant organisation also pointed out similar circumstances in the ration shops in Patparganj and New Delhi constituencies. Here, the dealers had maintained the records of beneficiaries who had been categorized as follows: beneficiaries whose biometrics did not match, beneficiaries whose biometrics matched and entitlements were provided, beneficiaries who never visited the ration shop. It had been observed that there were no entries in the category of beneficiaries whose biometrics did not match however, the beneficiaries had a different story to tell. They complained that their biometrics did not match despite trying several times and there was no mechanism for a manual override. Consequently, they had not been able to receive any entitlements for months. The discussions also pointed out that the food authorities had placed complete reliance on authenticity of the POS machines and claim that this system would weed out families who were not entitled to the benefits. The MIS was also running technical glitches as a result there was a problem with registering information about these transactions hence, no records had been created with the State authority about these problems. A participant also discussed the plight of 30,000 widows in Delhi, who were entitled to pension and used to collect their entitlement from post offices, faced exclusion due to transition problems under the Jan Dhan Yojana (after the Jandhan was launched the money was transferred to their bank accounts in order to resolve the problem of misappropriation of money at the hands of post office officials). These widows were asked to open bank accounts to receive their entitlements and those who did not open these accounts and did not inform the post office were considered bogus.

In the discussions, the participants also noted that this unreliability of fingerprints as a means of authentication of an individual’s identity was highlighted at the meeting of Empowered Group of Ministers in 2011 by J Dsouza, a biometrics scientist. He used his wife’s fingerprints to demonstrate that fingerprints may change overtime and in such an event, one would not be able to use the POS machine anymore as the machine would continue to identify the impressions collected initially.

The participants who had been working in the field had contributed to the discussions by busting the myth that the UID Project helped to identify who was poor and resolve the problem of exclusion due to leakages in the social welfare programs. These discussions have been summarised below.

It is important to understand that the UID Project is merely an identification and authentication system. It only helps in verifying if an individual is entitled to benefits under a social security scheme. It does not ensure plugging of leakages and reducing corruption in social security schemes as has been claimed by the Government. The reduction in leakage of PDS, for instance, should be attributed to digitization and not UID. The Government claims, that it has saved INR 15000 crore in provision of LPG on identification of 3.34 crore inactive accounts on account of the UID Project. This is untrue because the accounts were weeded by using mechanisms completely unrelated to the UID Project. Consequently, the savings on account of UID are only of INR 120 crore and not 15000 crore.
The UID Project has resulted in exclusion of people either because they do not have an aadhaar number, or they have a wrong identification, or there are errors of classification or wilful misclassification. About 99.7% people who were given aadhaar numbers already had an identification document. In fact, during enrolment a person is required to produce one of 14 identification documents listed under the law in order to get an aadhaar number which makes it very difficult for a person with no identity to become entitled to a social welfare scheme.

A participant condemned the Government’s claim that the UID Project had helped in removing fake, bogus and duplicate cards and said that these terms could not be used synonymously and the authorities had no clarity about the difference between the meanings of these terms. The UID Project had only helped in removal of duplicate cards but had not helped in combating the use of fake and bogus cards.

Financial Inclusion and Direct Benefits Transfer

The participants also engaged in the discussions about the impact of the UID project on financial inclusion in India in the sessions titled ‘Aadhaar: Broad Issues - I & II’. We have summarised these discussions below.

The UID Project seeks to directly transfer money to a bank account in order to combat corruption. The discussions highlighted that this was nothing but introducing a neo liberal thrust in social policy and that it was not feasible for various reasons. First, 95% of rural India did not have functioning banks and banks are quite far away. Second, in order to combat this dearth of banks the idea of business correspondents, who handled banking transactions and helped in opening of bank accounts, had been introduced which had created various problems. The Reserve Bank of India reported that there was dearth of business correspondents as there was very little incentive to become one; their salary is merely INR 4000. Third, there were concerns about how an aadhaar number was considered a valid document for Know Your Customer (KYC) checks. There was a requirement for scrutiny and auditing of documents submitted during the time of enrolment which, in the present scheme of things, could not be verified. Fourth, there were no restrictions on number of bank accounts that could be opened with a single aadhaar number which gave rise to a possibility of opening multiple and shell accounts on a single aadhaar number. Therefore, records only showed transactions when money was transferred from an aadhaar number to another aadhaar number as opposed to an account-to-account transfer. The discussion relied on NPCI data which shows which bank an aadhaar number is associated with but does not show if a transaction by an aadhaar number is overwritten by another bank account belonging to the same aadhaar number.

6. Surveillance and UIDAI

The participants had discussed the possibility of an alternative purpose for enrolling Aadhaar in the session titled ‘Privacy, Surveillance, and Ethical Dimensions of Aadhaar’. The discussion traced the history of this project to gain insight on this issue. We have summarised below the key take aways from this discussion.

There are claims that the main objective of launching the UID Project is not to facilitate implementation of social security schemes but to collect personal (financial and non-financial) information of the citizens and residents of the country to build a data monopoly. For this purpose, PDS was chosen as a suitable social security scheme as it has the largest coverage. Several participants suggested that numerous reports authored by FICCI, KPMG and ASSOCHAM contained proposals for establishing a national identity authority which threw some light on the commercial intentions behind information collection under the UID Project.

It was also pointed out that there was documented proof that information collected under the UID Project might have been shared with foreign companies. There are suggestions about links established between proponents of the UID Project and companies backed by CIA or the French Government which run security projects and deal in data sharing in several jurisdictions.

7. Strategies for Future Action

The participants laid down a list of measures that must be taken to take the discussions forward. We have enumerated these recommendations below.

Prepare and compile an anthology of articles as an output of this workshop.
Prepare position papers on specific issues related to the UID Project
Prepare pamphlets/brochures on issues with the UID Project for public consumption
Prepare counter-advertisements for Aadhaar
Publish existing empirical evidence on the flaws in Aadhaar.
Set up an online portal dedicated to providing updates on the UID Project and allows discussions on specific issues related to Aadhaar.
Use Social Media to reach out to the public. Regularly track and comment on social media pages of relevant departments of the government.
Create groups dedicated to research and advocacy of specific aspects of the UID Project.
Create a Coordination Committee preferably based in Delhi which would be responsible for regularly holding meetings and for preparing a coordinated plan of action. Employ permanent to staff to run the Committee.
Organise an advocacy campaign against use of Aadhaar in collaboration with other organisations and build public domain acceptance.
The campaign must specifically focus on the unfettered scope of UID and expanse, misrepresentation of the success of Aadhaar by highlighting real savings, technological flaws, status of pilot programs and increasing corruption on account of the UID Project
Prepare a statement of public concern regarding the UID Project and collect signatures from eminent persons including academics, technical experts, civil society groups and members of parliament.
Organise events and discussions on issues relating to Aadhaar and invite members og government departments to speak and discuss the issues.
Write to Members of Parliament and Members of Legislative Assemblies raising questions on their or their parties’ support for Aadhaar and silence on the problems created by the UID Project.
Organise public hearings in states like Rajasthan to observe and document ground realities of the UID Project and share these outcomes with the state government and media.
Plan a national social audit and public hearing on the working of UID Project in the country.
File Contempt Petitions in the Supreme Court and High Courts against mandatory use of Aadhaar number for services not allowed by the Supreme Court.
Reach out to and engage with various foreign citizens and organisations that have been fighting on similar issues. The organisations and individuals who could be approached would include EPIC, Electronic Frontier foundation, David Moss, UK, Roger Clarke, Australia, Prof. Ian Angel, Snowden, Assange and Chomsky.
Work towards increasing awareness about the UID Project and gaining support from the student and research community, student organisations, trade unions, and other associations and networks in the unorganised sector.

Annexure A – Workshop Agenda

May 26, 2016

9:00-9:30	Registration
9:30-10:00	Prof. Dinesh Abrol - Welcome Self-introduction and expectations of participants Dr. Usha Ramanathan - Overview of the Workshop
10:00-11:00	Session 1: Current Status of Aadhaar Dr. Usha Ramanathan, Legal Researcher, New Delhi - What the 2016 Law Says, and How it Came into Being S. Prasanna, Advocate, New Delhi - Status and Force of Supreme Court Orders on Aadhaar Discussion
11:00-11:30	Tea Break
11:30-13:30	Session 2: Direct Benefits Transfers Prof. Reetika Khera, Indian Institute of Technology, Delhi - Welfare Needs Aadhaar like a Fish Needs a Bicycle Prof. R. Ramakumar, Tata Institute of Social Sciences, Mumbai - Aadhaar and the Social Sector: A critical analysis of the claims of benefits and inclusion Ashok Rao, Delhi Science Forum - Cash Transfers Study Discussion
13:30-14:30	Lunch
14:30-16:00	Session 3: Aadhaar: Science, Technology, and Security Prof. Subashis Banerjee, Dept of Computer Science & Engineering, IIT, Delhi - Privacy and Security Issues Related to the Aadhaar Act Pukhraj Singh, Former National Cyber Security Manager, Aadhaar, New Delhi - Aadhaar: Security and Surveillance Dimensions Discussion
16:00-16:30	Tea Break
16:30-17:30	Session 4: Aadhaar - International Dimensions Joshita Pai, Center for Communication Governance, National Law University, Delhi - Biometrics and Mandatory IDs in Other Parts of the World Dr. Gopal Krishna, Citizens Forum for Civil Liberties - International Dimensions of Aadhaar Discussion
17:30-18:00	High Tea

May 27, 2016

9:30-11:00	Session 5: Privacy, Surveillance and Ethical Dimensions of Aadhaar Prabir Purkayastha, Free Software Movement of India, New Delhi - Surveillance Capitalism and the Commodification of Personal Data Arjun Jayakumar, SFLC - Surveillance Projects Amalgamated Col Mathew Thomas, Bengaluru - The Deceit of Aadhaar Discussion
11:00-11:30	Tea Break
11:30-13:00	Session 6: Aadhaar - Broad Issues I Prof. G Nagarjuna, Homi Bhabha Center for Science Education, Tata Institute of Fundamental Research, Mumbai - How to prevent linked data in the context of Aadhaar Dr. Anupam Saraph, Pune - Aadhaar and Moneylaundering Discussion
13:00-14:00	Lunch
14:00-15:30	Session 7: Aadhaar - Broad Issues II Prof. MS Sriram, Visiting Faculty, Indian Institute of Management, Bangalore - Financial lnclusion Nikhil Dey, MKSS, Rajasthan - Field witness: Technology on the Ground Prof. Himanshu, Centre for Economic Studies & Planning, JNU - UID Process and Financial Inclusion Discussion
15:30-16:00	Session 8: Conclusion
16:00-18:00	Informal Meetings

Annexure B – Workshop Participants

Anjali Bhardwaj, Satark Nagrik Sangathan

Dr. Anupam Saraph

Arjun Jayakumar, Software Freedom Law Centre

Ashok Rao, Delhi Science Forum

Prof. Chinmayi Arun, National Law University, Delhi

Prof. Dinesh Abrol, Jawaharlal Nehru University

Prof. G Nagarjuna, Homi Bhabha Center for Science Education, Tata Institute of Fundamental Research, Mumbai

Dr. Gopal Krishna, Citizens Forum for Civil Liberties

Prof. Himanshu, Jawaharlal Nehru University

Japreet Grewal, the Centre for Internet and Society

Joshita Pai, National Law University, Delhi

Malini Chakravarty, Centre for Budget and Governance Accountability

Col. Mathew Thomas

Prof. MS Sriram, Indian Institute of Management, Bangalore

Nikhil Dey, Mazdoor Kisan Shakti Sangathan

Prabir Purkayastha, Knowledge Commons and Free Software Movement of India

Pukhraj Singh, Bhujang

Rajiv Mishra, Jawaharlal Nehru University

Prof. R Ramakumar, Tata Institute of Social Sciences, Mumbai

Dr. Reetika Khera, Indian Institute of Technology, Delhi

Dr. Ritajyoti Bandyopadhyay, Indian Institute of Science Education and Research, Mohali

S. Prasanna, Advocate

Sanjay Kumar, Science Journalist

Sharath, Software Freedom Law Centre

Shivangi Narayan, Jawaharlal Nehru University

Prof. Subhashis Banerjee, Indian Institute of Technology, Delhi

Sumandro Chattapadhyay, the Centre for Internet and Society

Dr. Usha Ramanathan, Legal Researcher

Note: This list is only indicative, and not exhaustive.

[1] Civil Appeal No. 4853 of 2014

[2] WP(C) 494/2012

[3] . WP(C) 829/2013

[4] WP(C) 833/2013

[5] WP (C) 37/2015; (Earlier intervened in the Aruna Roy petition in 2013)

[6] WP (C) 932/2015

[7] Transferred from Madras HC 2013.

[8] SLP (Crl) 2524/2014 filed against the order of the Goa Bench of the Bombay HC in CRLWP 10/2014 wherein the High Court had directed UIDAI to share biometric information held by them of all residents of a particular place in Goa to help with a criminal investigation in a case involving charges of rape and sexual assault.

[9] See :http://scroll.in/article/806243/rajasthan-presses-on-with-aadhaar-after-fingerprint-readers-fail-well-buy-iris-scanners

For more details visit https://cis-india.org/internet-governance/blog/report-on-understanding-aadhaar-and-its-new-challenges

Extending Aadhaar to more areas is a hare-brained idea, it should be dropped

praskrishna — 2016-08-24T03:05:01Z

News reports that the mandatory use of Aadhaar could be extended to a host of new areas are extremely disturbing. According to these reports, the Unique Identification Authority of India (UIDAI) has identified 20 new areas for which Aadhaar can be made mandatory. This includes registration of companies and NGOs, insurance, competitive examinations and property and vehicle registration.

The article by Seetha was published in First Post on August 23, 2016. CIS article by Pranesh Prakash and Amber Sinha was quoted.

If this happens, then it confirms the worst suspicions of all those who are opposed to Aadhaar – and this spans ideological divides – that it can be used to seriously compromise individual privacy.

A villager scanning fingerprint for Aadhaar. Reuters file photo

The defenders of Aadhaar – mainly the previous and current governments, the UIDAI and Nandan Nilekani, the father of the Aadhaar – have always argued that these concerns are exaggerated. They have pointed out that Aadhaar does not take any details that are not already in the public domain – name, date of birth and permanent address – and that the biometric data is not shared with any of the authorities that seek verification by Aadhaar. That data remains with the UIDAI and it only confirms that a person with a particular Aadhaar number is who he claims he is.

But Aadhaar’s opponents have argued that the extensive use of Aadhaar allows disparate bits of information to be linked and this could become a genuine concern if this hare-brained idea gets official approval.

Now, there is certainly no doubt that Aadhaar is, in the absence of anything better, the best technological tool for establishing identity. It is not entirely fool-proof – there are issues relating to the fingerprints of manual labourers and iris scan of aged people or those with cataract – a solution needs to be found for this. According to this report by the Centre for Internet and Society, there was fingerprint authentication failure in 290 of 790 ration card holders in Andhra Pradesh who did not lift rations, and there was an ID mismatch in 93 instances. These problems notwithstanding, there is no denying that Aadhaar has helped in significantly containing (perhaps not entirely eliminating) the problem of identity theft for diversion of government doles and other benefits.

So making Aadhaar compulsory for such cases is perfectly justifiable. Indeed, the Act giving legal status to Aadhaar is called Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016.

Mandatory quoting of Aadhaar can even be justified in the cases where duplication or falsification of identity can be used by criminals or those who fall foul of the law. Passports, for example, can be brought under the ambit of Aadhaar. Or even driving licences. A person whose licence has been suspended for repeated traffic violations should not be allowed to get another one under the same name or an assumed name.

But why should it be mandatory for bank accounts, if an individual is not interested in getting government doles? The quoting of Aadhaar for property transactions also does not make sense. If the idea is to prevent fraudulent transactions, it will not be foolproof. A person intending to sell an already sold property or one he does not own can do so even with an Aadhaar number, since people are allowed to own more than one piece of property. What will prevent this from happening is compulsory registration and digitisation of records as well as mandatory property titling; there has been little progress on both.

When filing of income tax returns is not possible without a PAN, there is little rationale for making Aadhaar mandatory for filing returns and even for PAN. It is not clear how quoting of Aadhaar is going to help in ensuring that fly-by-night companies and NGOs do not get established.

The insistence of Aadhaar on purchase of vehicles, landline and mobile phone connections and demat accounts is seriously violative of individual privacy and has enormous potential for misuse. The Act does give the government unbridled power to access data in the name of national security. This itself is worrying, since it can allow security agencies to go an random fishing expeditions to access personal financial transactions. Making it mandatory for even buying cars and phone connections (even though it is not illegal to own more than one vehicle or telephone connection) makes it even riskier – private agencies get access to one’s Aadhaar number. Forget security agencies, even unscrupulous private persons can track an individual’s personal activities, especially financial transactions.

As it is, investigating agencies want to tap Aadhaar and biometric data at the drop of a hat. The UIDAI had to approach the Supreme Court in 2014 against a Goa High Court order ordering it to share biometric details of everyone enrolled in the state for solving a gang rape case. Even after the Supreme Court ruled in favour of UIDAI, a Kerala special investigation team wanted it to share biometric details to solve another rape case. If Aadhaar now becomes mandatory for a host of financial and other transactions, the points of potential privacy breaches only increase.

The move to extend the mandatory use of Aadhaar has to be stopped in its tracks. The mandatory use should be limited to delivery of government welfare benefits and doles (after ensuring that glitches are eliminated) and security-related services like passports. For everything else, it should be purely voluntary. There can be no compromise on this.

For more details visit https://cis-india.org/internet-governance/news/first-post-august-23-2016-seetha-extending-aadhaar-to-more-areas-is-a-hare-brained-idea-it-should-be-dropped

UIDAI and Welfare Services: Exclusion and Countermeasures (Bangalore, August 27)

sumandro — 2016-08-22T13:25:03Z

The Centre for Internet and Society (CIS) invites you to a one day workshop, on Saturday, August 27, 2016, to discuss, raise awareness of, and devise countermeasures to exclusion due to implementation of UID-based verification for and distribution of welfare services. We look forward to making this a forum for knowledge exchange and a learning opportunity for our friends and colleagues.

Invitation

Download (PDF)

Venue

Institution of Agricultural Technologists, No. 15, Queen’s Road, Bangalore, 560 052.

Location on Google Map: https://www.google.com/maps/place/Institution+of+Agricultural+Technologists/.

Agenda

10:00-10:30 Tea and Coffee

10:30-11:00 Introductions and Updates from Delhi Workshop

11:00-12:45 Reconfiguration of Welfare Governance by UIDAI

12:45-14:00 Lunch

14:00-15:00 Updates on Ongoing Cases against UIDAI

15:00-15:15 Tea and Coffee

15:15-16:45 Open Discussion on Countering Welfare Exclusion

16:45-17:00 Tea and Coffee

For more details visit https://cis-india.org/internet-governance/events/uidai-and-welfare-services-exclusion-and-countermeasures-aug-27

And now, Aadhaar-enabled smartphones for easy verification and money transfer

praskrishna — 2016-08-12T02:50:58Z

As reported earlier, the Indian government has planned to make Aadhaar-enabled smartphones , with which users would be able to self-authenticate and let businesses and banks verify the identity of their clients. This would also help in the government's aim of a cashless society.

The article was published in Business Insider on August 10, 2016. Sunil Abraham was quoted.

While applauding this plan Nandan Nikelani, former chairman of UIDAI told ET that, "Iris and fingerprint sensors are now becoming a standard feature in smartphones anyway, and this requirement will only take a minor tweak to the operating system. Once enabled, people will be able to use phones to do self-authentication and KYC (know your customer)."

In July, senior executives of UIDAI and smartphone companies met to discuss ways to allow smartphones let citizens authenticate their fingerprints and iris on the phone, so that they could avail government services from the comfort of their homes.

The most immediate use for these smartphones would be the Unified Payment Interface (UPI), a new payment system which would allow money transfer between any two parties by simply using their mobile phones and a virtual payment address.

"The two-factor authentication in UPI is now being done with mobile phone as one factor, and MPIN as the second factor. But once you have Aadhaar authentication on the phone, then the second factor can be biometric authentication through Aadhaar," said Nilekani.

With time, Aadhaar authentication will also be made open to third party apps, said another person familiar with the ongoing discussions on the condition of anonymity.

This would let users allow apps to access their biometric and iris scans, just like they grant access to other features like camera, contacts, SMS etc. However, from their end, handset makers have raised security concerns about using iris scan for Aadhar authentication.

"The primary challenge lies in safe storing of the iris scan between the time it is captured by the camera and then sent to UIDAI server seeking authentication," said an industry insider.

For this, the he proposal includes a "hardware secure zone" which would encrypt biometric data before sending it out. However, even this isn't a foolproof idea.

"Unfortunately, from the biometric sensor the data goes to the hardware secure zone via the operating system. Therefore, the biometric data can be intercepted by the operating system before it is sent to the hardware secure zone," said Sunil Abraham, executive director at Bengaluru-based research organisation, the Centre for Internet and Society.

To this, Nilekani said, "the reluctance to make changes at the vendor level is mainly coming from a desire for control of biometric data for strategic and commercial purposes. Privacy and security are bogus reasons." He added that both ends, the handset and the Aadhaar database, will be using the highest level of encryption.

For more details visit https://cis-india.org/internet-governance/news/business-insider-august-10-2016-and-now-aadhaar-enabled-smartphones-for-easy-verification-and-money-transfer

Aadhaar-enabled smartphones will ease money transfer

praskrishna — 2016-08-10T13:33:54Z

With its plans to make smartphones Aadhaar-enabled, the government hopes to provide users a means to do self-authentication and let businesses and banks verify the identity of their clients through their smartphones, a move that could potentially lead the way to a cashless society.

The article by Neha Alawadhi and Gulveen Aulakh was published in the Economic Times on August 10, 2016. Sunil Abraham was quoted.

"Iris and fingerprint sensors are now becoming a standard feature in smartphones anyway, and this requirement will only take a minor tweak to the operating system. Once enabled, people will be able to use phones to do self-authentication and KYC (know your customer)," Nandan Nikelani, former chairman of the Unique Identification Authority of India, told ET, welcoming the government's plan to make smartphones Aadhaar-enabled.

ET was the first to report that on July 27 a meeting between UIDAI, which administers Aadhaar, and senior executives of smartphone-makers discussed ways to allow smartphone handsets let citizens authenticate their fingerprints and iris on the phone to get services. The most immediate use for the Aadhaar-enabled smartphones is the Unified Payment Interface (UPI), the new payment system that allows money transfer between any two parties using mobile phones and a virtual payment address.

"The two-factor authentication in UPI is now being done with mobile phone as one factor, and MPIN as the second factor. But once you have Aadhaar authentication on the phone, then the second factor can be biometric authentication through Aadhaar," said Nilekani. Over time, the idea is to open Aadhaar authentication to third party apps, said another person familiar with the ongoing discussions, who did not wish to be named.

In effect, biometric and iris scan authentication could become one of the permissions a user grants to different third party apps, such as access to camera, contacts, phone book and so on. Handset makers have raised concerns about some security issues on using iris scan for Aadhar authentication. Also, companies such as Apple that have very closed ecosystems, would not be easy to get on board, several people told ET.

"The primary challenge lies in safe storing of the iris scan between the time it is captured by the camera and then sent to UIDAI server seeking authentication," said an industry insider, who is aware of the discussions, requesting anonymity. The proposal for smartphone makers includes a "hardware secure zone" where biometric data will be encrypted and sent out. It will not leave the electronic secure zone without encryption, and every phone doing Aadhaar authentication will be registered in the UID system.

"Unfortunately, from the biometric sensor the data goes to the hardware secure zone via the operating system. Therefore, the biometric data can be intercepted by the operating system before it is sent to the hardware secure zone," said Sunil Abraham, executive director at Bengaluru-based research organisation, the Centre for Internet and Society.

"The reluctance to make changes at the vendor level are mainly coming from a desire for control of biometric data for strategic and commercial purposes. Privacy and security are bogus reasons," Nilekani said, adding that both ends - the handset and the Aadhaar database -- will use the highest level of encryption.

Samsung India, which in May launched the Galaxy Tab Iris, a device that uses Aadhaar authentication, said it has taken care that its user's biometric data does not fall into the wrong hands. "We ensure that biometric data is encrypted as per UIDAI specifications in device itself for Galaxy Tab Iris," Sukesh Jain, vice president, Samsung India Electronics, told ET in an email response.

For more details visit https://cis-india.org/internet-governance/news/economic-times-august-10-2016-neha-alawadhi-gulveen-aulakh-aadhaar-enabled-smartphones-will-ease-money-transfer

Why experts are worried about Aadhaar-based authentication

praskrishna — 2016-08-07T02:16:29Z

As private companies are increasingly using Aadhaar data, is the privacy and security of personal data really at risk? What do those defending Aadhaar have to say?

The post was published in Citizen Matters on August 2, 2016. Amber Sinha was quoted.

The Unique Identification numbers of Aadhaar card holders are being extensively used by government and private agencies for authentication purposes, as we have already seen in an earlier article.

There are 246 registered Authentication User Agencies in India, both government and private, which are helping organisations and individuals in executing the authentication process. In simple terms, they help the organisation that has placed the authentication request, to confirm the identity of a person during hiring, lending loans or while implementing welfare schemes.

But all does not seem well with the Aadhaar authentication process. Concerns have been raised about the privacy and security aspects and, loopholes in the law.

The amended Aadhaar Bill (now, Aadhaar Act) has a clause that allows the UIDAI to respond to any authentication query “with a positive, negative or any other appropriate response.” This move has drawn a lot of criticism from the activist fraternity. They have questioned the government on framing an Act that places the security and privacy of individual citizens at risk.

Even before the Bill was passed, legal scholar Usha Ramanathan had, in an article published in Scroll.in, expressed concern over private agencies using the Aadhaar database for authenticating the identity of an individual.

“Very little was heard about the interest private companies would have in this information data base. It is not until the 2016 Bill was introduced in Lok Sabha that we were told, expressly, that just about any person or company may draw on the Aadhaar system for its purposes. There are no qualifications or limits on who may use it and why. It depends on the willingness of the Unique Identification Authority of India, which is undertaking the project, to let them become a part of the Aadhaar system,” she wrote.

What’s crucial in the entire process is how the government is allowing private players to use Aadhaar-based information, putting the privacy of Aadhaar-holders at stake. The government is technically allowed to share the Aadhaar information with other agencies, only if the holder has given consent to sharing his information, during enrollment.

The guidelines for recording Aadhaar demographic data states: “Ask resident’s consent to whether it is alright with the resident if the information captured is shared with other organisations for the purpose of welfare services including financial services. Select appropriate circle to capture residents response as - Yes/No.”

In 2011, Citizen Matters had published a report on how people wanting to register for Aadhaar were not asked if they would agree to share their personal information. Citizens seemingly were unaware of the provision for sharing information with a third party and data operators had reportedly not asked them for their consent before marking ‘yes’ for the consent option.

There remains a regulatory vacuum

In less than four months of the enactment of the Aadhaar Act, the number of private agencies using Aadhaar database for identity authentication too has grown long. Amber Sinha, Programme Officer at the Center for Internet and Society expresses concern over the privacy implications that a project of this magnitude would lead to.

“The original idea of Aadhaar was to use it for providing services under welfare schemes. But the Aadhaar Act lets private agencies avail the Aadhaar authentication service. The scope of the Act itself doesn’t envisage sharing the data with private parties, but if any third party wants to authenticate the identity of an individual, they can use the UIDAI repository for the purpose,” he points out.

In the process, Amber says, the CIDR has to send a reply in ‘yes’ or ‘no’ format, for any request seeking to confirm the identity of an individual. The new legislation gives scope for the authorities to respond to a query with a positive, negative or any other appropriate response.

“The Aadhaar enrollment information includes demographic and biometric details. So at this stage, we do not know what that “other appropriate response” stands for. Further, while there are requirements to take the data subject’s consent under the Act, there is lack of clarity on the oversight mechanisms and control mechanisms in place when a private party collects information for authentication. The UIDAI is yet to frame the rules and the rules will probably determine this. Until the rules are framed, some of the issues will exist in regulatory vacuum,” Amber observes.

Under the current circumstances, Amber says, the responsible thing to do for UIDAI is not to make such services available until the rules are framed.

But why has the Authority then started the authentication process even before the rules have been framed? Assistant Director General of the Authentication and Application Division of UIDAI, Ajai Chandra says the rules when framed will have retrospective effect, from the date the Act was enacted.

Activists have also questioned the UIDAI for allowing private agencies to use and authenticate Aadhaar data, when the Supreme Court has restricted the use of Aadhaar. In its last order dated 15 October 2015, the Apex Court allowed the government to use Aadhaar in implementing selective welfare schemes such as PDS, LPG distribution, MGNREGS, pension schemes, PMJDY and EPFO. It makes no mention about the UIDAI using the Aadhaar data repository to provide services to private agencies.

“When the Supreme Court has restricted the use of Aadhaar number to a few specific government programmes only, how can UIDAI allow the data to be used for any other programmes, let alone by private agencies?” Amber asks.

In a very brief conversation, Reena Saha, Additional DG, UIDAI told Citizen Matters that UIDAI was acting as per the Supreme Court’s order dated October 15th. “We aren’t sharing the data with private agencies,” she said.

‘Authentication happening only with consent’

Srikanth Nadhamuni, CEO of Khosla Labs - a registered Authentication User Agency, who was also the Head of Technologies at UIDAI, rejects the accusations on the security aspect, saying that the authentication system is completely secure and foolproof.

“We have made a secure system so that there is no man in the middle taking the biometric information. The biometric information shared on the application is encrypted and neither the AUA nor the Authentication Service Agency (an intermediary between the AUA and the CIDR) can open it. Both the AUA and ASA will sign on the packet and forward it to the data repository as it is. There is no way that we can figure out what is inside the packet. Once the request reaches the data repository, they will unlock the signatures, run the authentication and reply in ‘yes’ or ‘no’ or with an error code,” Srikanth explains.

ADG Chandra says that at present the CIDR is replying to authentication requests in an “yes/no” format. “We aren’t sharing the data with any agencies. Upon receiving the request for authentication, be it demographic, biometric or one time pin (OTP), a notification is sent to the registered mobile / email address of the Aadhaar holder,” he says. So if the Aadhaar holder has changed the address, phone number, email ID etc after Aadhaar enrollment, he/she should update the data with UIDAI by placing a request online or through post. This will avoid any confusion that may occur during the authentication.

Ajai Chandra further clarifies, “the private agencies seeking authentication (the Authentication User Agency) are not given direct access to the database. On receiving the request, the intermediary Authentication Service Agencies first examine the format of the authentication request. The request is forwarded to the CIDR only if it complies with the format.”

Apart from authentication, the eKYC (Know Your Customer) option also allows companies to retrieve eKYC data of the Aadhaar holder. This data includes photo, name, address, gender and date of birth (excludes mobile number and email ID). But in this case too, “eKYC data can be retrieved only with the consent of the Aadhaar card holder, the person has to be adequately informed about the retrieval and the data cannot be shared with a third party,” says Chandra.

Though Aadhaar Act allows the UIDAI to perform authentication of Aadhaar number, subject to the requesting entity paying the fee, UIDAI at present is providing the service free of cost. “We will provide free service till December 2016 and may levy the fee thereafter,” the ADG says.

For more details visit https://cis-india.org/internet-governance/news/bangalore-citizen-matters-august-2-2016-akshatha-why-experts-are-worried-about-aadhaar-based-authentication

Mandatory Aadhaar card for govt scholarships violates SC order

praskrishna — 2016-07-30T15:55:38Z

There seems to be no end to the government’s legal troubles.

The article by Neelam Pandey and Aloke Tikku was published in the Hindustan Times on July 15, 2016. Sunil Abraham was quoted.

The human resource development (HRD) ministry has made Aadhaar mandatory for government scholarship and fellowship from this academic year, a move that violates the Supreme Court’s order.

Under this decision, the government will transfer the funds to the students’ bank accounts only after they submit their Aadhaar number.

The court had last August barred the government from using Aadhaar for any purpose other than distributing food grain and cooking fuel such as kerosene and LPG. The SC had gone further to rule that production of Aadhaar would not be condition for obtaining any benefits due to a citizen.

It was this SC order that prompted the government to push the Aadhaar law through Parliament to ensure that the court’s restriction did not come in the way of expanding the direct benefit transfer project.

The law – that was passed by Parliament – gave the government powers to make Aadhaar mandatory for receiving any benefit, facility or service that involved any expenditure from the public exchequer.

But most provisions of the Aadhaar law have not come into force yet.

This week, it notified provisions that enabled it to appoint the chairperson of the Unique Identification Authority of India (UIDAI) that issues the 12-digit unique number and set up offices in cities outside Delhi.

“This appears to be contempt of court,” said Sunil Abraham, head of the Bengaluru-headquartered advocacy group, Centre for Internet and Society.

Thomas Mathew, one of the petitioners in the case pending before the Supreme Court, agreed. “I am going to move a contempt petition against the HRD ministry and UGC,” Mathew said, pointing that oil companies were also forcing people to get Aadhaar.

The UGC directive to central universities sets July-end as the deadline for scholars at central universities to get their Aadhaar number. Many scholars who did not have an Aadhaar number said the fellowship were an important source of income for them to get by.

For more details visit https://cis-india.org/internet-governance/news/hindustan-times-neelam-pandey-aloke-tikku-july-15-2016-mandatory-aadhaar-card-for-govt-scholarships-violates-sc-order

New Approaches to Information Privacy – Revisiting the Purpose Limitation Principle

amber — 2016-11-09T13:54:28Z

Article on Aadhaar throwing light on privacy and data protection.

This was published in Digital Policy Portal on July 13, 2016.

Introduction

Last year, Mukul Rohatgi, the Attorney General of India, called into question existing jurisprudence of the last 50 years on the constitutional validity of the right to privacy.¹ Mohatgi was rebutting the arguments on privacy made against Aadhaar, the unique identity project initiated and implemented in the country without any legislative mandate.² The question of the right to privacy becomes all the more relevant in the context of events over the last few years—among them, the significant rise in data collection by the state through various e-governance schemes,³ systematic access to personal data by various wings of the state through a host of surveillance and law enforcement initiatives launched in the last decade,⁴ the multifold increase in the number of Indians online, and the ubiquitous collection of personal data by private parties.⁵

These developments have led to a call for a comprehensive privacy legislation in India and the adoption of the National Privacy Principles as laid down by the Expert Committee led by Justice AP Shah.⁶ There are privacy-protection legislation currently in place such as the Information Technology Act, 2000 (IT Act), which was enacted to govern digital content and communication and provide legal recognition to electronic transactions. This legislation has provisions that can safeguard—and dilute—online privacy. At the heart of the data protection provisions in the IT Act lies section 43A and the rules framed under it, i.e., Reasonable security practices and procedures and sensitive personal data information.⁷Section 43A mandates that body corporates who receive, possess, store, deal, or handle any personal data to implement and maintain ‘reasonable security practices’, failing which, they are held liable to compensate those affected. Rules drafted under this provision also mandated a number of data protection obligations on corporations such the need to seek consent before collection, specifying the purposes of data collection, and restricting the use of data to such purposes only. There have been questions raised about the validity of the Section 43A Rules as they seek to do much more than mandate in the parent provisions, Section 43A— requiring entities to maintain reasonable security practices.

Privacy as control?

Even setting aside the issue of legal validity, the kind of data protection framework envisioned by Section 43A rules is proving to be outdated in the context of how data is now being collected and processed. The focus of Section 43 A Rules—as well as that of draft privacy legislations in India⁸—is based on the idea of individual control. Most apt is Alan Westin’s definition of privacy: “the claim of individuals, groups, or institutions to determine for themselves when, how, and to what extent information about them is communicated to other.”⁹ Westin and his followers rely on the normative idea of “informational self- determination”, the notion of a pure, disembodied, and atomistic self, capable of making rational and isolated choices in order to assert complete control over personal information. More and more this has proved to be a fiction especially in a networked society.

Much before the need for governance of information technologies had reached a critical mass in India, Western countries were already dealing with the implications of the use of these technologies on personal data. In 1973, the US Department of Health, Education and Welfare appointed a committee to address this issue, leading to a report called ‘Records, Computers and Rights of Citizens.’¹⁰ The Committee’s mandate was to “explore the impact of computers on record keeping about individuals and, in addition, to inquire into, and make recommendations regarding, the use of the Social Security number.” The Report articulated five principles which were to be the basis of fair information practices: transparency; use limitation; access and correction; data quality; and security. Building upon these principles, the Committee of Ministers of the Organization for Economic Cooperation and Development (OECD) arrived at the Guidelines on the Protection of Privacy and Transborder Flows of Personal Data in 1980.¹¹ These principles— Collection Limitation, Data Quality, Purpose Specification, Use Limitation, Security Safeguards, Openness, Individual Participation and Accountability—are what inform most data protection regulations today including the APEC Framework, the EU Data Protection Directive, and the Section 43A Rules and Justice AP Shah Principles in India.

Fred Cate describes the import of these privacy regimes as such:

“All of these data protection instruments reflect the same approach: tell individuals what data you wish to collect or use, give them a choice, grant them access, secure those data with appropriate technologies and procedures, and be subject to third-party enforcement if you fail to comply with these requirements or individuals’ expressed preferences”¹²

This is in line with Alan Westin’s idea of privacy exercised through individual control. Therefore the focus of these principles is on empowering the individuals to exercise choice, but not on protecting individuals from harmful or unnecessary practices of data collection and processing. The author of this article has earlier written¹³ about the sheer inefficacy of this framework which places the responsibility on individuals. Other scholars like Daniel Solove,¹⁴ Jonathan Obar¹⁵ and Fred Cate¹⁶ have also written about the failure of traditional data protection practices of notice and consent. While these essays dealt with the privacy principles of choice and informed consent, this paper will focus on the principles of purpose limitation.

Purpose Limitation and Impact of Big Data

The principles of purpose limitation or purpose specification seeks to ensure the following four objectives:

Personal information collected and processed should be adequate and relevant to the purposes for which they are processed.
The entities collect, process, disclose, make available, or otherwise use personal information only for the stated purposes.
In case of change in purpose, the data’s subject needs to be informed and their consent has to be obtained.
After personal information has been used in accordance with the identified purpose, it has to be destroyed as per the identified procedures.

The purpose limitation along with the data minimisation principle—which requires that no more data may be processed than is necessary for the stated purpose—aim to limit the use of data to what is agreed to by the data subject. These principles are in direct conflict with new technology which relies on ubiquitous collection and indiscriminate uses of data. The main import of Big Data technologies on the inherent value in data which can be harvested not by the primary purposes of data collection but through various secondary purposes which involve processing of the data repeatedly.¹⁷Further, instead to destroying the data when its purpose has been achieved, the intent is to retain as much data as possible for secondary uses. Importantly, as these secondary uses are of an inherently unanticipated nature, it becomes impossible to account for it at the stage of collection and providing the choice to the data subject.

Followers of the discourse on Big Data would be well aware of its potential impacts on privacy. De-identification techniques to protect the identities of individuals in dataset face a threat from an increase in the amount of data available either publicly or otherwise to a party seeking to reverse-engineer an anonymised dataset to re-identify individuals. ¹⁸ Further, Big Data analytics promise to find patterns and connections that can contribute to the knowledge available to the public to make decisions. What is also likely is that it will lead to revealing insights about people that they would have preferred to keep private.¹⁹In turn, as people become more aware of being constantly profiled by their actions, they will self-regulate and ‘discipline’ their behaviour. This can lead to a chilling effect.²⁰ Meanwhile, Big Data is also fuelling an industry that incentivises businesses to collect more data, as it has a high and growing monetary value. However, Big Data also promises a completely new kind of knowledge that can prove to be revolutionary in fields as diverse as medicine, disaster-management, governance, agriculture, transport, service delivery, and decision-making.²¹ As long as there is a sufficiently large and diverse amount of data, there could be invaluable insights locked in it, accessing which can provide solutions to a number of problems. In light of this, it is important to consider what kind of regulatory framework is most suitable which could facilitate some of the promised benefits of Big Data and at the same time mitigate its potential harm. This, coupled with the fact that the existing data protection principles have, by most accounts, run their course, makes the examination of alternative frameworks even more important. This article will examine some alternate proposals made to the existing framework of purpose limitation below.

Harms-based approach

Some scholars like Fred Cate²² and Daniel Solove²³ have argued that there is a need for the primary focus of data protection law to move from control at the stage of data collection to actual use cases. In his article on the failure of Fair Information Practice Principles,²⁴Cate puts forth a proposal for ‘Consumer Privacy Protection Principles.’ Cate envisions a more interventionist role of the data protection authorities by regulating information flows when required, in order to protect individuals from risky or harmful uses of information. Cate’s attempt is to extend the principles of consumer protection law of prevention and remedy of harms.

In a re-examination of the OECD Privacy Principles, Cate and Viktor Mayer Schöemberger attempt to discard the use of personal data to only purposes specified. They felt that restricting the use of personal to only specified purposes could significantly threaten various research and beneficial uses of Big Data. Instead of articulating a positive obligations of what personal data collected could be used for, they attempt to arrive at a negative obligation of use-cases prevented by law. Their working definition of the Use specification principle broaden the scope of use cases by only preventing use of data “if the use is fraudulent, unlawful, deceptive or discriminatory; society has deemed the use inappropriate through a standard of unfairness; the use is likely to cause unjustified harm to the individual; or the use is over the well-founded objection of the individual, unless necessary to serve an over-riding public interest, or unless required by law.”²⁵

While most standards in the above definition have established understanding in jurisprudence, the concept of unjustifiable harm is what we are interested in. Any theory of harms-based approach goes back to John Stuart Mill’s dictum that the only justifiable purpose to exert power over the will of an individual is to prevent harm to others. Therefore, any regulation that seeks to control or prevent autonomy of individuals (in this case, the ability of individuals to allow data collectors to use their personal data, and the ability of data collectors to do so, without any limitation) must clearly demonstrate the harm to the individuals in question.

Fred Cate articulates the following steps to identify tangible harm and respond to its presence:²⁶

Focus on Use — Actual use of the data should be considered, not mere possession. The assumption is that the collection, possession, or transfer of information do not significantly harm people, rather it is the use of information following such collection, possession, or transfer.
Proportionality — Any regulatory measure must be proportional to the likelihood and severity of the harm identified.
Per se Harmful Uses — Uses which are always harmful must be prohibited by law
Per se not Harmful Uses — If uses can be considered inherently not harmful, they should not be regulated.
Sensitive Uses — In case where the uses are not per se harmful or not harmful, individual consent must be sought for using that data for those purposes.

The proposal by Cate argues for what is called a ‘use based system’, which is extremely popular with American scholars. Under this system, data collection itself is not subject to restrictions; rather, only the use of data is regulated. This argument has great appeal for both businesses who can reduce their overheads significantly if consent obligations are done away with as long as they use the data in ways which are not harmful, as well as critics of the current data protection framework which relies on informed consent. Lokke Moerel explains the philosophy of ‘harms based approach’ or ‘use based system’ in United States by juxtaposing it against the ‘rights based approach’ in Europe.²⁷ In Europe, rights of individuals with regard to processing of their personal data is a fundamental human right and therefore, a precautionary principle is followed with much greater top-down control upon data collection. However, in the United States, there is a far greater reliance on market mechanisms and self-regulating organisations to check inappropriate processing activities, and government intervention is limited to cases where a clear harm is demonstrable.²⁸

Continuing research by the Centre for Information Policy Leadership under its Privacy Risk Framework Project looks at a system of articulating what harms and risks arising from use of collected data. They have arrived a matrix of threats and harms. Threats are categorised as —a) inappropriate use of personal information and b) personal information in the wrong hands. More importantly for our purposes, harms are divided into: a) tangible harms which are physical or economic in nature (bodily harm, loss of liberty, damage to earning power and economic interests); b) intangible harms which can be demonstrated (chilling effects, reputational harm, detriment from surveillance, discrimination and intrusion into private life); and c) societal harm (damage to democratic institutions and loss of social trust).²⁹For any harms-based system, a matrix like above needs to emerge clearly so that regulation can focus on mitigating practices leading to the harms.

Legitimate interests

Lokke Moerel and Corien Prins, in their article “Privacy for Homo Digitalis – Proposal for a new regulatory framework for data protection in the light of Big Data and Internet of Things”³⁰ use the ideal of responsive regulation which considers empirically observable practices and institutions while determining the regulation and enforcement required. They state that current data protection frameworks—which rely on mandating some principles of how data has to be processed—is exercised through merely procedural notification and consent requirements. Further, Moerel and Prins feel that data protection law cannot only involve a consideration of individual interest but also needs to take into account collective interest. Therefore, the test must be a broader assessment than merely the purpose limitation articulating the interests of the parties directly involved, but whether a legitimate interest is achieved.

Legitimate interest has been put forth as an alternative to the purpose limitation. Legitimate is not a new concept and has been a part of the EU Data Protection Directive and also finds a place in the new General Data Protection Regulation. Article 7 (f) of the EU Directive³¹ provided for legitimate interest balanced against the interests or fundamental rights and freedoms of the data subject as the last justifiable reason for use of data. Due to confusion in its interpretation, the Article 29 Working Party, in 2014,³²looked into the role of legitimate interest and arrived at the following factors to determine the presence of a legitimate interest— a) the status of the individual (employee, consumer, patient) and the controller (employer, company in a dominant position, healthcare service); b) the circumstances surrounding the data processing (contract relationship of data subject and processor); c) the legitimate expectations of the individual.

Federico Ferretti has criticised the legitimate interest principle as vague and ambiguous. The balancing of legitimate interest in using the data against fundamental rights and freedoms of the data subject gives the data controllers some degree of flexibility in determining whether data may be processed; however, this also reduces the legal certainty that data subject have of their data not being used for purposes they have not agreed to.³³However, it is this paper’s contention that it is not the intent of the legitimate interest criteria but the lack of consensus on its application which creates an ambiguity. Moerel and Prins articulate a test for using legitimate interest which is cognizant of the need to use data for the purpose of Big Data processing, as well as ensuring that the rights of data subjects are not harmed.

As demonstrated earlier, the processing of data and its underlying purposes have become exceedingly complex and the conventional tool to describe these processes ‘privacy notices’ are too lengthy, too complex and too profuse in numbers to have any meaningful impact.³⁴The idea of information self-determination, as contemplated by Westin in American jurisprudence, is not achieved under the current framework. Moerel and Prins recommend five factors³⁵ as relevant in determining the legitimate interest. Of the five, the following three are relevant to the present discussion:

Collective Interest — A cost-benefit analysis should be conducted, which examines the implications for privacy for the data subjects as well as the society, as a whole.
The nature of the data — Rather than having specific categories of data, the nature of data needs to be assessed contextually to determine legitimate interest.
Contractual relationship and consent not independent grounds — This test has two parts. First, in case of contractual relationship between data subject and data controller: the more specific the contractual relationship, the more restrictions apply to the use of the data. Second, consent does not function as a separate principle which, once satisfied, need not be revisited. The nature of the consent (opportunities made available to data subject, opt in/opt out, and others) will continue to play a role in determining legitimate interest.

Conclusion

Replacing the purpose limitation principles with a use-based system as articulated above poses the danger of allowing governments and the private sector to carry out indiscriminate data collection under the blanket guise that any and all data may be of some use in the future. The harms-based approach has many merits and there is a stark need for more use of risk assessments techniques and privacy impact assessments in data governance. However, it is important that it merely adds to the existing controls imposed at data collection, and not replace them in their entirety. On the other hand, the legitimate interests principle, especially as put forth by Moerel and Prins, is more cognizant of the different factors at play — the inefficacy of existing purpose limitation principles, the need for businesses to use data for purposes unidentified at the stage of collection, and the need to ensure that it is not misused for indiscriminate collection and purposes. However, it also poses a much heavier burden on data controllers to take into account various factors before determining legitimate interest. If legitimate interest has to emerge as a realistic alternative to purpose limitation, there needs to be greater clarity on how data controllers must apply this principle.

Endnotes

Prachi Shrivastava, “Privacy not a fundamental right, argues Mukul Rohatgi for Govt as Govt affidavit says otherwise,” Legally India, Jyly 23, 2015, http://www.legallyindia.com/Constitutional-law/privacy-not-a-fundamental-right-argues-mukul-rohatgi-for-govt-as-govt-affidavit-says-otherwise.
Rebecca Bowe, “Growing Mistrust of India’s Biometric ID Scheme,” Electronic Frontier Foundation, May 4, 2012, https://www.eff.org/deeplinks/2012/05/growing-mistrust-india-biometric-id-scheme.
Lisa Hayes, “Digital India’s Impact on Privacy: Aadhaar numbers, biometrics, and more,” Centre for Democracy and Technology, January 20, 2015, https://cdt.org/blog/digital-indias-impact-on-privacy-aadhaar-numbers-biometrics-and-more/.
“India’s Surveillance State,” Software Freedom Law Centre, http://sflc.in/indias-surveillance-state-our-report-on-communications-surveillance-in-india/.
“Internet Privacy in India,” Centre for Internet and Society, http://cis-india.org/telecom/knowledge-repository-on-internet-access/internet-privacy-in-india.
Vivek Pai, “Indian Government says it is still drafting privacy law, but doesn’t give timelines,” Medianama, May 4, 2016, http://www.medianama.com/2016/05/223-government-privacy-draft-policy/.
Information Technology (Intermediaries Guidelines) Rules, 2011,
http://deity.gov.in/sites/upload_files/dit/files/GSR314E_10511%281%29.pdf.
Discussion Points for the Meeting to be taken by Home Secretary at 2:30 pm on 7-10-11 to discuss the drat Privacy Bill, http://cis-india.org/internet-governance/draft-bill-on-right-to-privacy.
Alan Westin, Privacy and Freedom (New York: Atheneum, 2015).
US Secretary’s Advisory Committee on Automated Personal Data Systems, Records, Computers and the Rights of Citizens, http://www.justice.gov/opcl/docs/rec-com-rights.pdf.
OECD Guidelines on the Protection of Privacy and Transborder Flows of Personal Data, http://www.oecd.org/sti/ieconomy/oecdguidelinesontheprotectionofprivacyandtransborderflowsofpersonaldata.htm
Fred Cate, “The Failure of Information Practice Principles,” in Consumer Protection in the Age of the Information Economy, ed. Jane K. Winn (Burlington: Aldershot, Hants, England, 2006) http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1156972.
Amber Sinha and Scott Mason, “A Critique of Consent in Informational Privacy,” Centre for Internet and Society, January 11, 2016, http://cis-india.org/internet-governance/blog/a-critique-of-consent-in-information-privacy.
Daniel Solove, “Privacy self-management and consent dilemma,” Harvard Law Review 126, (2013): 1880.
Jonathan Obar, “Big Data and the Phantom Public: Walter Lippmann and the fallacy of data privacy self management,” Big Data and Society 2(2), (2015), doi: 10.1177/2053951715608876.
Supra Note 12.
Supra Note 14.
Paul Ohm, “Broken Promises of Privacy: Responding to the Surprising Failure of Anonymization” available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1450006; Arvind Narayanan and Vitaly Shmatikov, “Robust De-anonymization of Large Sparse Datasets” available at https://www.cs.utexas.edu/~shmat/shmat_oak08netflix.pdf.
D. Hirsch, “That’s Unfair! Or is it? Big Data, Discrimination and the FTC’s Unfairness Authority,” Kentucky Law Journal, Vol. 103, available at: http://www.kentuckylawjournal.org/wp-content/uploads/2015/02/103KyLJ345.pdf
A Marthews and C Tucker, “Government Surveillance and Internet Search Behavior”, available at http://ssrn.com/abstract=2412564; Danah Boyd and Kate Crawford, “Critical Questions for Big Data: Provocations for a cultural, technological, and scholarly phenomenon”, Information, Communication & Society, Vol. 15, Issue 5, (2012).
Scott Mason, “Benefits and Harms of Big Data”, Centre for Internet and Society, available at http://cis-india.org/internet-governance/blog/benefits-and-harms-of-big-data#_ftn37.
Cate, “The Failure of Information Practice Principles.”
Solove, “Privacy self-management and consent dilemma,” 1882.
Cate, “The Failure of Information Practice Principles.”
Fred Cate and Viktor Schoenberger, “Notice and Consent in a world of Big Data,” International Data Privacy Law 3(2), (2013): 69.
Solove, “Privacy self-management and consent dilemma,” 1883.
Lokke Moerel, “Netherlands: Big Data Protection: How To Make The Draft EU Regulation On Data Protection Future Proof”, Mondaq, March 11. 2014, http://www.mondaq.com/x/298416/data+protection/Big+Data+Protection+How+To+Make+The+Dra%20ft+EU+Regulation+On+Data+Protection+Future+Proof%20al%20Lecture.
Moerel, “Netherlands: Big Data Protection.”
Centre for Information Policy Leadership, “A Risk-based Approach to Privacy: Improving Effectiveness in Practice,” Hunton and Williams LLP, June 19, 2014, https://www.informationpolicycentre.com/uploads/5/7/1/0/57104281/white_paper_1-a_risk_based_approach_to_privacy_improving_effectiveness_in_practice.pdf.
Lokke Moerel and Corien Prins, “Privacy for Homo Digitalis: Proposal for a new regulatory framework for data protection in the light of Big Data and Internet of Things”, Social Science Research Network, May 25, 2016, http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2784123.
EU Directive 95/46/EC – The Data Protection Directive, https://www.dataprotection.ie/docs/EU-Directive-95-46-EC-Chapter-2/93.htm.
Article 29 Data Protection Working Party, “Opinion 06/2014 on the notion of legitimate interests of the data controller under Article 7 of Directive 95/46/EC,” http://ec.europa.eu/justice/data-protection/article-29/documentation/opinion-recommendation/files/2014/wp217_en.pdf.
Frederico Ferretti, “Data protection and the legitimate interest of data controllers: Much ado about nothing or the winter of rights?,” Common Market Law Review 51(2014): 1-26. http://bura.brunel.ac.uk/bitstream/2438/9724/1/Fulltext.pdf.
Sinha and Mason, “A Critique of Consent in Informational Privacy.”
Moerel and Prins, “Privacy for Homo Digitalis.”

For more details visit https://cis-india.org/internet-governance/blog/digital-policy-portal-july-13-2016-new-approaches-to-information-privacy-revisiting-the-purpose-limitation-principle

Data for Governance, Governance of Data, and Data Anxieties

sumandro — 2016-07-03T05:59:48Z

The Center for International Media Assistance (CIMA) organised a panel discussion on 'The Data Explosion – How the Internet of Things will Affect Media Freedom and Communication Systems?' at Deutsche Welle's Global Media Forum 2016, held in Bonn, Germany during June 13-15, 2016. Sumandro Chattapadhyay was invited as one of the panelists.

Introduction to the Panel

The emerging Internet of Things (IoT) will result in a vast network of Internet-connected devices that generate enormous volumes of data about human behavior and interactions. This data explosion will potentially reshape how media organizations both collect and report news, while at the same time fundamentally shifting how communications networks are organized worldwide. Yet currently most of the discussion about the IoT has focused on its spread in developed countries via the popularization of Internet-connected consumer devices.

In this panel we will discuss how the IoT may develop differently in the Global South and how it could present either a threat to open access to data and information, or an opportunity to improve media systems worldwide. We will also examine the impact of the data explosion in developing countries and what mechanisms need to be created in order to ensure the huge new mountain of data is used and governed responsibly.

The discussants were Carlos Affonso Souza (Director, Institute for Technology and Society of Rio de Janeiro, Brazil), Lorena Jaume-Palasi (Director for Communications, European Dialogue on Internet Governance, or EuroDIG, Switzerland), and Sumandro Chattapadhyay (Research Director, the Centre for Internet and Society, India); and the conversation was led by Mark Nelson (Senior Director, Center for International Media Assistance, or CIMA, USA).

Source: Deutsche Welle.

Audio Recording

Things/Writings I have Mentioned

For more details visit https://cis-india.org/raw/data-for-governance-governance-of-data-and-data-anxieties

Understanding Aadhaar and its New Challenges, May 26-27, 2016

sumandro — 2016-05-26T10:29:43Z

A workshop on “Understanding Aadhaar and its New Challenges” is being organised by the Centre for Studies in Science Policy, Jawaharlal Nehru University, and the Centre for Internet and Society, during May 26-27. It is also supported by the Centre for Communication Governance at NLU Delhi, Free Software Movement of India, Knowledge Commons, PEACE, and Center for Advancement of Public Understanding of Science & Technology. This is a legal and technical workshop to be attended by various key researchers and practitioners to discuss the current status of the implementation of the project, in the context of the passing of the Act and the various ongoing cases.

Workshop Programme

First Day, May 26

9:00-9:30	Registration
9:30-10:00	Prof. Dinesh Abrol - Welcome Self-introduction and expectations of participants Dr. Usha Ramanathan - Overview of the Workshop
10:00-11:00	Current Status of Aadhaar Dr. Usha Ramanathan, Legal Researcher, New Delhi - What the 2016 Law Says, and How it Came into Being S. Prasanna, Advocate, New Delhi - Status and Force of Supreme Court Orders on Aadhaar Discussion
11:00-11:30	Tea Break
11:30-13:30	Direct Benefits Transfers Prof. Reetika Khera, Indian Institute of Technology, Delhi - Welfare Needs Aadhaar like a Fish Needs a Bicycle Prof. Ram Kumar, Tata Institute of Social Sciences, Mumbai - Aadhaar and the Social Sector: A critical analysis of the claims of benefits and inclusion Ashok Rao, Delhi Science Forum - Cash Transfers Study Discussion
13:30-14:30	Lunch
14:30-16:00	Aadhaar: Science, Technology, and Security Prof. Subashis Banerjee, Deptt of Computer Science & Engineering, IIT, Delhi - Privacy and Security Issues Related to the Aadhaar Act Pukhraj Singh, former National Cyber Security Manager, Aadhaar, New Delhi - Aadhaar: Security and Surveillance Dimensions Discussion
16:00-16:30	Tea Break
16:30-17:30	Aadhaar - International Dimensions Prof. Chinmayi Arun, Center for Communication Governance, National Law University, Delhi - Biometrics and Mandatory IDs in other parts of the world Dr. Gopal Krishna, Citizens Forum for Civil Liberties - International Dimensions of Aadhaar Discussion
17:30-18:00	High Tea
18:00-19:00	Video Presentations

Second Day, May 27

9:30-11:00	Privacy, Surveillance, and Ethical Dimensions of Aadhaar Prabir Purkayastha, Free Software Movement of India, New Delhi - Surveillance Capitalism and the Commodification of Personal Data Arjun Jayakumar, SFLC - Surveillance Projects Amalgamated Col Mathew Thomas, Bengaluru - The Deceit of Aadhaar Discussion
11:00-11:30	Tea Break
11:30-10:30	Aadhaar: Broad Issues - I Prof. G Nagarjuna, Homi Bhabha Center for Science Education, Tata Institute of Fundamental Research, Mumbai - How to prevent linked data in the context of Aadhaar Dr. Anupam Saraph, Pune - Aadhaar and Moneylaundering Discussion
13:00-13:30	Video Presentations
13:30-14:30	Lunch
14:30-15:30	Aadhaar: Broad Issues - II Prof. MS Sriram, Visiting Faculty, Indian Institute of Management, Bangalore - Financial lnclusion Nikhil Dey, MKSS, Rajasthan (TBC) - Field witness: Technology on the Ground Prof. Himanshu, Centre for Economic Studies & Planning, JNU - UID Process and Financial Inclusion Discussion
15:30-16:00	Conclusion

For more details visit https://cis-india.org/internet-governance/events/understanding-aadhaar-and-its-new-challenges-may-26-27-2016