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  <title>Centre for Internet and Society</title>
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    <item rdf:about="https://cis-india.org/internet-governance/blog/article-19-akriti-bopanna-and-ephraim-percy-kenyanito-december-16-2019-icann-takes-one-step-forward-in-its-human-rights-and-accountability-commitments">
    <title>ICANN takes one step forward in its human rights and accountability commitments</title>
    <link>https://cis-india.org/internet-governance/blog/article-19-akriti-bopanna-and-ephraim-percy-kenyanito-december-16-2019-icann-takes-one-step-forward-in-its-human-rights-and-accountability-commitments</link>
    <description>
        &lt;b&gt;Akriti Bopanna and Ephraim Percy Kenyanito take a look at ICANN's Implementation Assessment Report for the Workstream 2 recommendations and break down the key human rights considerations in it. Akriti chairs the Cross Community Working Party on Human Rights at ICANN and Ephraim works on Human Rights and Business for Article 19, leading their ICANN engagement.&lt;/b&gt;
        
&lt;p style="text-align: justify;"&gt;The article was first&lt;a class="external-link" href="https://www.article19.org/resources/blog-icann-takes-one-step-forward-in-its-human-rights-and-accountability-commitments/"&gt; published on Article 19&lt;/a&gt; on December 16, 2019&lt;/p&gt;
&lt;hr style="text-align: justify;" /&gt;
&lt;p style="text-align: justify;"&gt;ICANN is the international non-profit organization that brings together various stakeholders to create policies aimed at coordinating the Domain Name System. Some of these stakeholders include representatives from government, civil society, academia, the private sector, and the technical community.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;During the recently concluded 66th International Meeting of the Internet Corporation for Assigned Names and Numbers (ICANN) in Montreal (Canada); the ICANN board adopted by consensus the recommendations contained within the Work Stream 2 (WS2) Final Report. This report was generated as part of steps towards accountability after the September 30th 2016 U.S. government handing over of its unilateral control over ICANN, through its previous stewardship role of the Internet Assigned Names and Numbers Authority (IANA).&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;The Workstream 2 Recommendations on Accountability are seen as a big step ahead in the incorporation of human rights in ICANN’s various processes, with over 100 recommendations on aspects ranging from diversity to transparency. &amp;nbsp;An Implementation Team has been constituted which comprises the Co-chairs and the rapporteurs from the WS2 subgroups. They will primarily help the ICANN organization in interpreting recommendations of the groups where further clarification is needed on how to implement the same. As the next step, an Implementation Assessment Report has recently been published which looks at the various resources and steps needed. The steps are categorized into actions meant for one of the 3; the ICANN Board, Community and the ICANN organization itself. These will be funded by ICANN’s General Operating Fund, the Board and the org.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;The report is divided into the following 8 issues: 1) Diversity, 2) Guidelines for Good Faith, 3) Recommendations for a Framework of Interpretation for Human Rights, 4) Jurisdiction of Settlement of Dispute Issues, 5) Recommendations for Improving the ICANN Office of the Ombudsman, 6) Recommendations to increase SO/ AC Accountability, 7) Recommendations to increase Staff Accountability and 8) Recommendations to improve ICANN Transparency.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;This blog will take a look at the essential human rights related considerations of the report and how the digital rights community can get involved with the effectuation of the recommendations.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;&lt;strong&gt;Diversity&lt;/strong&gt;&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;The core issues concerning the issue of diversity revolve around the need for a uniform definition of the parameters of diversity and a community discussion on the ones already identified; geographic representation, language, gender, age, physical disability, diverse skills and stakeholder constituency. An agreed upon definition of all of these is necessary before its Board approval and application consistently through the various parts of ICANN. In addition, it is also required to formulate a standard template for diversity data collection and report generation. This sub group’s recommendations are estimated to be implemented in 6-18 months. Many of the recommendations need to be analyzed for compliance with the General Data Protection Regulation (GDPR) such as collecting of information relating to disability. For now, the GDPR is only referenced with no further details on how steps considered will either comply or contrast the law.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;&lt;strong&gt;Good faith Guidelines&lt;/strong&gt;&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;The Empowered Community (EC) which includes all the Supporting Organizations, At-Large-Advisory-Committee and Government Advisory Council, are called upon to conceptualize guidelines to be followed when individuals from the EC are participating in Board Removal Processes. Subsequent to this, the implementation will take 6-12 months.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;&lt;strong&gt;Framework of Interpretation for Human Rights&lt;/strong&gt;&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;Central to the human rights conversation and finally approved, is the Human Rights Framework of Interpretation. However the report does not give a specific timeline for its implementation, only mentioning that this process will take more than 12 months. The task within this is to establish practices of how the core value of respecting human rights will be balanced with other core values while developing ICANN policies and execution of its operations. All policy development processes, reviews, Cross Community Working Group recommendations will need a framework to consider and incorporate human rights, in tandem with the Framework of Interpretation. It will also have to be shown that policies and recommendations sent to the Board have factored in the FOI.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;&lt;strong&gt;Transparency&lt;/strong&gt;&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;The recommendations focus on the following four key areas as listed below:&lt;br /&gt;1. Improving ICANN’s Documentary Information Disclosure Policy (DIDP).&lt;br /&gt;2. Documenting and Reporting on ICANN’s Interactions with Governments.&lt;br /&gt;3. Improving Transparency of Board Deliberations.&lt;br /&gt;4. Improving ICANN’s Anonymous Hotline (Whistleblower Protection).&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;The bulk of the burden for implementation is put on ICANN org with the community providing oversight and ensuring ICANN lives up to its commitments under various policies and laws. Subsequent to this, the implementation will take 6-12 months.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;&lt;strong&gt;How the ICANN community can contribute to this work&lt;/strong&gt;&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;This is a defining moment on the future of ICANN and there are great opportunities for the ICANN multistakeholder community to continue shaping the future of the Internet. Some of the envisioned actions by the community include:&lt;/p&gt;
&lt;ul style="text-align: justify;"&gt;
&lt;li&gt;monitoring and assessing the performance of the various ICANN bodies, and acting on the recommendations that emerge from those accountability processes. This will only be done through collaborative formulation of processes and procedures for PDPS, CCWGs etc to incorporate HR considerations and subsequently implementation of the best practices suggested for improving SO/ACs accountability and transparency;&lt;/li&gt;
&lt;li&gt;conducting diversity assessments to inform objectives and strategies for diversity criteria;&lt;/li&gt;
&lt;li&gt;supporting contracted parties through legal advice for change in their agreements when it comes to choice of law and venue recommendations;&lt;/li&gt;
&lt;li style="text-align: justify;"&gt;contributing to conversations where the Ombudsman can expand his/her involvement that go beyond current jurisdiction and authority&lt;/li&gt;&lt;/ul&gt;

        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/article-19-akriti-bopanna-and-ephraim-percy-kenyanito-december-16-2019-icann-takes-one-step-forward-in-its-human-rights-and-accountability-commitments'&gt;https://cis-india.org/internet-governance/blog/article-19-akriti-bopanna-and-ephraim-percy-kenyanito-december-16-2019-icann-takes-one-step-forward-in-its-human-rights-and-accountability-commitments&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>Akriti Bopanna and Ephraim Percy Kenyanito</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>Freedom of Speech and Expression</dc:subject>
    
    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    

   <dc:date>2019-12-19T11:35:16Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/akriti-bopanna-april-28-2019-cis-response-to-icanns-proposed-renewal-of-org-registry">
    <title>CIS Response to ICANN's proposed renewal of .org Registry</title>
    <link>https://cis-india.org/internet-governance/blog/akriti-bopanna-april-28-2019-cis-response-to-icanns-proposed-renewal-of-org-registry</link>
    <description>
        &lt;b&gt;We thank ICANN for the opportunity to comment on this issue of its proposed renewal of the .org Registry Agreement with the operator, Public Interest Registry (PIR). Supporting much of the community , we too find severe issues with the proposed agreement. These centre around the removal of price caps and imposing obligations being currently deliberated in an ongoing Policy Development Process (PDP). &lt;/b&gt;
        &lt;h3&gt;Presumption of Renewal&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;CIS has, in the past, questioned the need for a presumption of renewal in registry contracts and it is important to emphasize this &lt;a class="external-link" href="https://cis-india.org/internet-governance/files/why-presumption-of-renewal-is-unsuitable-for-the-current-regi stry-market-structure"&gt;within the context of this comment as well&lt;/a&gt;. We had, also, asked ICANN for their rationale on having such a practice with reference to their contract with Verisign to which they responded saying:&lt;/p&gt;
&lt;p class="callout" style="text-align: justify; "&gt;“Absent countervailing reasons, there is little public benefit, and some significant potential for disruption, in regular changes of a registry operator. In addition, a significant chance of losing the right to operate the registry after a short period creates adverse incentives to &lt;a class="external-link" href="https://cis-india.org/internet-governance/blog/didp-request-20-is-presumptive-renewal-of-verisign2019s-contr acts-a-good-thing"&gt;favor short term gain over long term investment&lt;/a&gt;.”&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;This logic can presumably be applied to the .org registry, as well, yet a re-auction of ,even, legacy top-level domains can only serve to further a fair market, promote competition and ensure that existing registries do not become complacent.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;These views were supported in the course of the PDP on Contractual Conditions - Existing Registries in 2006 wherein competition was seen useful for better pricing, operational performance and contributions to registry infrastructure. It was also noted that most service industries incorporate a presumption of competition as opposed to one of renewal.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a class="external-link" href="https://cis-india.org/internet-governance/files/response-to-icanns-proposed-renewal-of-org-registry"&gt; &lt;/a&gt;&lt;/p&gt;
&lt;hr /&gt;
&lt;p&gt;&lt;a class="external-link" href="https://cis-india.org/internet-governance/files/response-to-icanns-proposed-renewal-of-org-registry"&gt; &lt;strong&gt;Download the file&lt;/strong&gt;&lt;/a&gt; to access our full response.&lt;/p&gt;
        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/akriti-bopanna-april-28-2019-cis-response-to-icanns-proposed-renewal-of-org-registry'&gt;https://cis-india.org/internet-governance/blog/akriti-bopanna-april-28-2019-cis-response-to-icanns-proposed-renewal-of-org-registry&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>akriti</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>Freedom of Speech and Expression</dc:subject>
    
    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    

   <dc:date>2019-04-28T02:16:40Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/news/icann-57-hyderabad">
    <title>ICANN 57 </title>
    <link>https://cis-india.org/internet-governance/news/icann-57-hyderabad</link>
    <description>
        &lt;b&gt;ICANN 57 is being hosted by the Ministry of Electronics &amp; Information Technology, Government of India from November 3 to 9, 2016 in Hyderabad at Hyderabad International Convention Centre. Vidushi Marda participated in the event as a speaker.&lt;/b&gt;
        &lt;p style="text-align: justify; "&gt;As part of her work for the Cross Community Working Party on ICANN's Corporate and Social Responsibility to Respect Human Rights, Vidushi &lt;a class="external-link" href="https://community.icann.org/display/gnsononcomstake/Meeting+Notes?preview=/53772757/63146891/Presentation%20CCWP%20HR%20ICANN57%20complete%203.pdf"&gt;presented her work on the Human Rights Impact of new gTLD Subsequent Procedures&lt;/a&gt; in Hyderabad.&lt;/p&gt;
&lt;hr /&gt;
&lt;p style="text-align: justify; "&gt;India’s Minister of Law &amp;amp; Justice and Minister of Electronics and Information Technology Ravi Shankar Prasad reiterated India’s commitment to the multistakeholder model during the Opening Ceremony of the Internet Corporation of Assigned Names and Numbers’ (ICANN’s) 57th Public Meeting. The meeting, also known as ICANN57, is taking place in Hyderabad, India, from November 3 – 9, 2016 and has convened thousands of the global Internet community members (both on-site and remotely) to discuss and develop policies related to the Internet’s Domain Name System (DNS). It is hosted by the Ministry of Electronics and Information Technology (MeitY), with support from the Government of Telangana.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;ICANN57 is the first post-IANA stewardship transition public meeting and also the first Annual General Meeting under the new Meetings Strategy. ICANN meetings are held three times a year in different regions to enable attendees from around the world to participate in person. These meetings offer a variety of sessions such as workshops, open forums and working meetings on the development and implementation of Internet policies. ICANN meetings offer the best opportunity for face-to-face discussions and exchange of opinions among attendees dedicated to the continued stable and secure operation of the Domain Name System.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;For more info about the event, visit the &lt;a class="external-link" href="https://www.icann.org/resources/press-material/release-2016-11-05-en"&gt;ICANN website&lt;/a&gt;.&lt;/p&gt;
        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/news/icann-57-hyderabad'&gt;https://cis-india.org/internet-governance/news/icann-57-hyderabad&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>praskrishna</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>Freedom of Speech and Expression</dc:subject>
    
    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    

   <dc:date>2016-11-08T01:14:37Z</dc:date>
   <dc:type>News Item</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/if-the-didp-did-its-job">
    <title>If the DIDP Did Its Job </title>
    <link>https://cis-india.org/internet-governance/blog/if-the-didp-did-its-job</link>
    <description>
        &lt;b&gt;&lt;/b&gt;
        
&lt;p dir="ltr"&gt;&amp;nbsp;&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;Over the course of two years, the Centre for Internet and Society sent 28 requests to ICANN under its Documentary Information Disclosure Policy (DIDP). A part of ICANN’s accountability initiatives, DIDP is “intended to ensure that information contained in documents concerning ICANN's operational activities, and within ICANN's possession, custody, or control, is made available to the public unless there is a compelling reason for confidentiality.”&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;Through the DIDP, any member of the public can request information contained in documents from ICANN. We’ve written about the process &lt;a href="http://cis-india.org/internet-governance/blog/icann2019s-documentary-information-disclosure-policy-2013-i-didp-basics"&gt;here&lt;/a&gt;, &lt;a href="http://cis-india.org/internet-governance/blog/peering-behind-the-veil-of-icann2019s-didp"&gt;here&lt;/a&gt; and &lt;a href="http://cis-india.org/internet-governance/blog/peering-behind-the-veil-of-icanns-didp-ii"&gt;here&lt;/a&gt;. As a civil society group that does research on internet governance related topics, CIS had a variety of questions for ICANN. The 28 DIDP requests we have sent cover a range of subjects: from revenue and financial information, to ICANN’s relationships with its contracted parties, its contractual compliance audits, harassment policies and the diversity of participants in its public forum. We have blogged about each DIDP request where we have summarized ICANN’s responses.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;Here are the DIDP requests we sent in:&lt;/p&gt;
&lt;div dir="ltr"&gt;
&lt;table&gt;&lt;colgroup&gt;&lt;col width="147"&gt;&lt;col width="137"&gt;&lt;col width="152"&gt;&lt;col width="119"&gt;&lt;col width="135"&gt;&lt;/colgroup&gt;
&lt;tbody&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;Dec 2014&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;Jan/Feb 2015&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;Aug/Sept 2015&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;Nov 2015&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;Apr/May 2016&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-1-icanns-expenditures-on-travel-meetings"&gt;ICANN meeting expenditure&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-6-revenues-from-gtld-auctions"&gt;Revenue from gTLD auction&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-11-netmundial-principles"&gt;Implementation of NETmundial principles&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-19-icann2019s-role-in-the-postponement-of-the-iana-transition"&gt;IANA transition postponement&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-22-reconsideration-requests-from-parties-affected-by-icann-action"&gt;Board Governance Committee Reports&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-2"&gt;Granular revenue statements&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-7-globalisation-advisory-groups"&gt;Globalisation Advisory Groups&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-12-revenues"&gt;Raw data - Granular income data&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-20-is-presumptive-renewal-of-verisign2019s-contracts-a-good-thing"&gt;Presumptive renewal of registries&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-23-icann-does-not-know-how-diverse-its-comment-section-is"&gt;Diversity Analysis&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-3-cyber-attacks-on-icann"&gt;ICANN cyber attacks&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-8-organogram"&gt;Organogram&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-13-keeping-track-of-icann2019s-contracted-parties-registries"&gt;Compliance audits - registries&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-21-icann2019s-relationship-with-the-rirs"&gt;ICANN-RIR relationship&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;Compliance audits&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-4-icann-and-the-netmundial-principles"&gt;Implementation of NETmundial outcome document&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-9-exactly-how-involved-is-icann-in-the-netmundial-initiative"&gt;Involvement in NETmundial Initiative&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-14-keeping-track-of-icann2019s-contracted-parties-registrars"&gt;Compliance audits - registrars&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-25-curbing-sexual-harassment-at-icann"&gt;Harassment policy&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-5-the-ombudsman-and-icanns-misleading-response-to-our-request-1"&gt;Complaints to ICANN ombudsman&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-10-icann-does-not-know-how-much-each-rir-contributes-to-its-budget"&gt;RIR contract fees&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-16-icann-has-no-documentation-on-registrars2019-201cabuse-contacts201d"&gt;Registrar abuse contact&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;DIDP statistics *&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-15-what-is-going-on-between-verisign-and-icann"&gt;Verisign Contractual violations&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-27-on-icann2019s-support-to-new-gtld-applicants"&gt;gTLD applicant support program &lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-17-how-icann-chooses-their-contractual-compliance-auditors"&gt;Contractual auditors&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-28-icann-renews-verisign2019s-rzm-contract"&gt;Root Zone Maintenance agreements&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;&lt;a href="http://cis-india.org/internet-governance/blog/didp-request-18-icann2019s-internal-website-will-stay-internal"&gt;Internal website&lt;/a&gt;&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;/tbody&gt;
&lt;/table&gt;
&lt;/div&gt;
&lt;p dir="ltr"&gt;ICANN’s responses were analyzed and rated between 0-4 based on the amount of information disclosed. The reasons given for the lack of full disclosure were also studied.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;div dir="ltr"&gt;
&lt;table&gt;&lt;colgroup&gt;&lt;col width="73"&gt;&lt;col width="568"&gt;&lt;/colgroup&gt;
&lt;tbody&gt;
&lt;tr&gt;
&lt;td colspan="2"&gt;
&lt;p style="text-align: center;" dir="ltr"&gt;DIDP response rating&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p style="text-align: center;" dir="ltr"&gt;0&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;No relevant information disclosed&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p style="text-align: center;" dir="ltr"&gt;1&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;Very little information disclosed; DIDP preconditions and/or other reasons for nondisclosure used.&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p style="text-align: center;" dir="ltr"&gt;2&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;Partial information disclosed; DIDP preconditions and/or other reasons for nondisclosure used.&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p style="text-align: center;" dir="ltr"&gt;3&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;Adequate information disclosed; DIDP preconditions and/or other reasons for nondisclosure used.&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;tr&gt;
&lt;td&gt;
&lt;p style="text-align: center;" dir="ltr"&gt;4&lt;/p&gt;
&lt;/td&gt;
&lt;td&gt;
&lt;p dir="ltr"&gt;All information disclosed&lt;/p&gt;
&lt;/td&gt;
&lt;/tr&gt;
&lt;/tbody&gt;
&lt;/table&gt;
&lt;/div&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;ICANN has defined a set of preconditions under which they are not obligated to answer a request. These preconditions are generously used by ICANN to justify their lack of a comprehensive answer. The wording of the policy also allows ICANN to dodge answering a request if it doesn’t have the relevant documents already in its possession. The responses were also classified by the number of times a particular DIDP condition for non-disclosure was invoked. We will see why these weaken ICANN’s accountability initiatives. &amp;nbsp;&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;div dir="ltr"&gt;&lt;br /&gt;&lt;img src="https://lh4.googleusercontent.com/1o_D1vsv4byFYcXE1BfpcMtIe_ZxSAWwxZ-QMIQ0OlZ3y0UzANNyepK64ktsqNF-HmkIyw1rgnESLv_1PrHMuH3WKRQhnEaLhoghGCU3eWofqhBiBLjbu3Wz6nrmVdAw9GEH-2K2" alt="null" height="303" width="368" /&gt;&lt;/div&gt;
&lt;p dir="ltr"&gt;Of the 28 DIDP requests, only 14% were answered fully, without the use of the DIDP conditions of non-disclosure. Seven out of 28 or 40% of the DIDPs received a 0-rated answer which reflects extremely poorly on the DIDP mechanism itself. Of the 7 responses that received 0-rating, 4 were related to complaints and contractual compliance. We had asked for details on the complaints received by the ombudsman, details on contractual violations by Verisign and abuse contacts maintained by registrars for filing complaints. We received no relevant information.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;We have earlier written about the extensive and broad nature of the 12 conditions of non-disclosure that ICANN uses. These conditions were used in 24 responses out of 28. ICANN was able to dodge from fully answering 85% of the DIDP requests that they got from CIS. This is alarming especially for an organization that claims to be fully transparent and accountable. The conditions for non-disclosure have been listed in &lt;a href="https://drive.google.com/file/d/0B3sI8lQtXMDTMmJoLXoxazFOVlU/view?usp=sharing"&gt;this document&lt;/a&gt; and can be referred to while reading the following graph.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;On reading the conditions for non-disclosure, it seems like ICANN can refuse to answer any DIDP request if it so wished. These exclusions are numerous, vaguely worded and contain among them a broad range of information that should legitimately be in the public domain: Correspondence, internal information, information related to ICANN’s relationship with governments, information derived from deliberations among ICANN constituents, information provided to ICANN by private parties and the kicker - information that would be too burdensome for ICANN to collect and disseminate.&lt;/p&gt;
&lt;p dir="ltr"&gt;&lt;img src="https://lh5.googleusercontent.com/CojQ-raMh1nblMO2TGtEJmrRE3MLKHSqltij-nrTdL4Cx2rzVtwzXZQBYBv0qpqxlZ_e0Ce1St7nnY6dN6dAn6G2VH-93iq2htQRQxmejjs-lXhUWNlGiPo9HpZlS69YbCFKEe7J" alt="null" height="425" width="624" /&gt;&lt;/p&gt;
&lt;p dir="ltr"&gt;&amp;nbsp;&lt;/p&gt;
&lt;p dir="ltr"&gt;As we can see from the graph, the most used condition under which ICANN can refuse to answer a DIDP request is F. Predictably, this is the most vaguely worded DIDP condition of the lot: “Confidential business information and/or internal policies and procedures.” It is up to ICANN to decide what information is confidential with no justification needed or provided for it. ICANN has used this condition 11 times in responding to our 28 requests.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;It is also necessary to pay attention to condition L which allow ICANN to reject “Information requests: (i) which are not reasonable; (ii) which are excessive or overly burdensome; (iii) complying with which is not feasible; or (iv) are made with an abusive or vexatious purpose or by a vexatious or querulous individual.” This is perhaps the weakest point in the entire list due its subjective nature. Firstly, on whose standards must this information request be reasonable? If the point of a transparency mechanism is to make sure that information sought by the public is disseminated, should they be allowed to obfuscate information because it is too burdensome to collect? Even if this is fair given the time constraints of the DIDP mechanism, it must not be used as liberally as has been happening. The last sub point is perhaps the most subjective. If a staff member dislikes a particular requestor, this point would justify their refusal to answer a request regardless of its validity. This hardly seems fair or transparent. This condition has been used 9 times in our 28 requests.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;Besides the DIDP non-disclosure conditions, ICANN also has an excuse built into the definition of DIDP. Since it is not obliged to create or summarize documents under the DIDP process, it can simply claim to not have the specific document we request and thus negate its responsibility to our request. This is what ICANN did with one of our requests for raw financial data. For our research, we required raw data from ICANN specifically with regard to its expenditure on staff and board members for their travel and attendance at meetings. As an organization that is answerable to multiple stakeholders including governments and the public, it is justified to expect that they have financial records of such items in a systematic manner. However, we were surprised to learn that ICANN does not in fact have these stored in a manner that they can send as attachments or publish. Instead they directed us to the audited financial reports which did little for our research. However, in response to our later request for granular data on revenue from domain names, ICANN explained that while they do not have such a document in their possession, they would create one. This distinction between the two requests seems arbitrary to us since we consider both to be important to public.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;Nevertheless, there were some interesting outcomes from our experience filing DIDPs. We learnt that there has been no substantive work done to inculcate the NETmundial principles at ICANN, that ICANN has no idea which regional internet registry contributes the most to its budget, and that it does not store (or is not willing to reveal) any raw financial data. These outcomes do not contribute to a sense of confidence in the organization.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;ICANN has an opportunity to reform this particular transparency mechanism at its Workstream 2 discussions. ICANN must make use of this opportunity to listen and work with people who have used the DIDP process in order to make it useful, effective and efficient. To that effect, we have some recommendations from our experience with the DIDP process.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;That ICANN does not currently possess a particular document is not an excuse if it has the ability to create one. In its response to our questions on the IANA transition, ICANN indicated that it does not have the necessary documents as the multi stakeholder body that it set up is the one conducting the transition. This is somewhat justified. However, in response to our request for financial details, ICANN must not be able to give the excuse that it does not have a document in its possession. It and it alone has the ability to create the document and in response to a request from the public, it should.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;ICANN must also revamp its conditions for non-disclosure and make it tighter. It must reduce the number of exclusions to its disclosure policy and make sure that the exclusion is not done arbitrarily. Specifically with respect to condition F, ICANN must clarify how information was classified as confidential and why that is different from everything else on the list of conditions.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;Further, ICANN should not be able to use condition L to outright reject a DIDP request. Instead, there must be a way for the requester and ICANN to come to terms about the request. This could happen by an extension of the 1 month deadline, financial compensation by requester for any expenditure on ICANN’s part to answer the request or by a compromise between the requester and ICANN on the terms of the request. The sub point about requests made “by a vexatious or querulous individual” must be removed from condition L or at least be separated from the condition so that it is clear why the request for disclosure was denied.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;ICANN should also set up a redressal mechanism specific to DIDP. While ICANN has the Reconsideration Requests process to rectify any wrongdoing on the part of staff or board members, this is not adequate to identify whether a DIDP was rejected on justifiable grounds. A separate mechanism that deals only with DIDP requests and wrongful use of the non-disclosure conditions would be helpful. According to the icann bylaws, in addition to Requests for Reconsideration, ICANN has also established an independent third party review of allegations against the board and/or staff members. A similar mechanism solely for reviewing whether ICANN’s refusal to answer a DIDP request is justified would be extremely useful.&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;
&lt;p dir="ltr"&gt;A strong transparency mechanism must make sure that its objective are to provide answers, not to find ways to justify its lack of answers. With this in mind, we hope that the revamp of transparency mechanisms after workstream 2 discussions leads to a better DIDP process than we are used to.&lt;/p&gt;
&lt;p&gt;&lt;span id="docs-internal-guid-b9e801b8-28c6-b8f5-d9ad-ac67daa46694"&gt;&lt;/span&gt;&lt;/p&gt;
&lt;div dir="ltr"&gt;&amp;nbsp;&lt;/div&gt;

        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/if-the-didp-did-its-job'&gt;https://cis-india.org/internet-governance/blog/if-the-didp-did-its-job&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>asvatha</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Transparency and Accountability</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>IANA Transition</dc:subject>
    
    
        <dc:subject>Transparency</dc:subject>
    

   <dc:date>2016-11-07T12:57:18Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/digital-asia-hub-october-6-2016-vidushi-marda-iana-transition">
    <title>IANA Transition: A Case of the Emperor’s New Clothes?</title>
    <link>https://cis-india.org/internet-governance/blog/digital-asia-hub-october-6-2016-vidushi-marda-iana-transition</link>
    <description>
        &lt;b&gt;Transparency is key to engaging meaningfully with ICANN. CIS has filed the most number of Documentary Information Disclosure Policy (DIDP) requests with ICANN, covering a range of subjects including its relationships with contracted parties, financial disclosure, revenue statements, and harassment policies. Asvatha Babu, an intern at CIS, analysed all responses to our requests and found that only 14% of our requests were answered fully.&lt;/b&gt;
        
&lt;p&gt;&amp;nbsp;&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;The post was published by &lt;a class="external-link" href="https://www.digitalasiahub.org/2016/10/06/iana-transition-a-case-of-emperor-in-new-clothes/?utm_content=buffer48f31&amp;amp;utm_medium=social&amp;amp;utm_source=twitter.com&amp;amp;utm_campaign=buffer"&gt;Digital Asia Hub&lt;/a&gt; on October 6, 2016.&lt;/p&gt;
&lt;hr style="text-align: justify;" /&gt;
&lt;p style="text-align: justify;"&gt;In March 2014, the US Government committed to ending its contract with ICANN to run the Internet Assigned Numbers Authority (IANA), and also announced that it would hand over control to the “global multistakeholder community”. The conditions for this handover were that the changes must be developed by stakeholders across the globe, with broad community consensus.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;Further, it was indicated that any proposal must support and enhance the multistakeholder model; maintain the security, stability, and resiliency of the Internet Domain Name System (DNS);&amp;nbsp; meet the needs and expectation of the global customers and partners of the IANA services and maintain the openness of the Internet. Further, it must not replace the NTIA role with a solution that is government-led or by an inter-governmental organisation.&lt;/p&gt;
&lt;p style="text-align: justify;" class="p1"&gt;&lt;span class="s1"&gt;These conditions were met, ICANN’s  Supporting Organisations (SO’s) and Advisory Committees (ACs) accepted  transition proposals, and these proposals were then accepted by the  ICANN Board as well, putting the transition in motion. But not quite.  The “global multistakeholder community” still had to wait for approval  from the NTIA and the US government, both of whom eventually approved  the proposal. The latter’s approval was confirmed after considerable  uncertainty due to &lt;a href="http://www.theregister.co.uk/2016/04/05/cruz_slams_dns_overseer_icann_again/"&gt;&lt;span class="s2"&gt;Senator Ted Cruz&lt;/span&gt;&lt;span class="s3"&gt;’&lt;/span&gt;&lt;span class="s2"&gt;s efforts&lt;/span&gt;&lt;/a&gt; to stop the transition, due to his belief that the transition was an  exercise of the US government handing over control of the internet to  foreign governments. Notwithstanding this, on 29th September, the US  Senate passed a short term bill to keep the US Government funded till  the end of the year, without a rider on the IANA transition. The next  hurdle was a lawsuit filed in federal court in Texas by the attorney  generals of four states to stop the handover of the IANA contract. As on  the 30&lt;/span&gt;&lt;span class="s4"&gt;&lt;sup&gt;th&lt;/sup&gt;&lt;/span&gt;&lt;span class="s1"&gt; of September, the court &lt;a href="http://www.circleid.com/pdf/iana_hearing_minute_160930.pdf"&gt;&lt;span class="s5"&gt;denied&lt;/span&gt;&lt;/a&gt; the Plaintiffs’ Application, thus allowing the transition to proceed. &lt;/span&gt;&lt;/p&gt;
&lt;p style="text-align: justify;" class="p1"&gt;&lt;span class="s1"&gt;What does this transition mean? What does  it change? The transition, while a welcome step, leaves much to be  desired in terms of tangible change, primarily because it fails to  address the most important question, that of ICANN jurisdiction. It is  important to have the Internet’s core Domain Name System (DNS)  functioning free from the pressures and control of a single country or  even a few countries; the transition does not ensure this, as the Post  Transition IANA entity (PTI) will be under Californian jurisdiction,  just like ICANN was pre-transition. The entire ICANN community has been  witness to a single American political figure &lt;a href="https://www.cruz.senate.gov/?p=press_release&amp;amp;id=2795"&gt;&lt;span class="s5"&gt;almost derailing&lt;/span&gt;&lt;/a&gt; its meticulous efforts simply because he could; and in many ways these  events cemented the importance of having diversity in terms of legal  jurisdiction of ICANN, the PTI and the root zone maintainer.&lt;/span&gt;&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;My colleague Pranesh Prakash has identified &lt;a href="http://cis-india.org/internet-governance/blog/jurisdiction-the-taboo-topic-at-icann"&gt;&lt;span class="s5"&gt;11 reasons&lt;/span&gt;&lt;/a&gt; why the question of jurisdiction is important to consider during the  IANA transition. Some of these issues depend on where ICANN, the PTI and  the root zone maintainer are situated, some depend on the location of  the office in question and still others depend on contracts that ICANN  enters into. ICANN’s new bylaws state that it &lt;em&gt;will be situated in California&lt;/em&gt;, the post transition IANA entities bylaws also make a Californian jurisdiction &lt;em&gt;integral&lt;/em&gt; to its functioning. As an alternative, the Centre for Internet &amp;amp;  Society has called for the “jurisdictional resilience” of ICANN,  encompassing three crucial points: legal immunity for core technical  operators of Internet functions (as opposed to policymaking venues) from  legal sanctions or orders from the state in which they are legally  situated, division of core Internet operators among multiple  jurisdictions, and jurisdictional division of policymaking functions  from technical implementation functions.&lt;/p&gt;
&lt;p style="text-align: justify;" class="p1"&gt;&lt;span class="s1"&gt;Transparency is also key to engaging  meaningfully with ICANN. CIS has filed the most number of Documentary  Information Disclosure Policy (DIDP) requests with ICANN, covering a  range of subjects including its relationships with contracted parties,  financial disclosure, revenue statements, and harassment policies.  Asvatha Babu, an intern at CIS, analysed all responses to our requests  and found that only 14% of our requests were answered fully. 40% of our  requests had no relevant answers disclosed at all (these were mostly to  do with complaints and contractual compliance). To illustrate the  importance of engaging with ICANN transparency, CIS has focused on  understanding ICANN’s sources of income since 2014. This is because we  believe that conflict of interest can only be properly understood by  following the money in a granular fashion. This information was not  publicly available, and in fact, it seemed like &lt;a href="http://cis-india.org/internet-governance/blog/where-does-icann2019s-money-come-from-we-asked-they-don2019t-know"&gt;&lt;span class="s2"&gt;ICANN didn&lt;/span&gt;&lt;span class="s3"&gt;’&lt;/span&gt;&lt;span class="s2"&gt;t know where it got its money from, either&lt;/span&gt;&lt;/a&gt;. It is only through the DIDP process that we were able to &lt;a href="http://cis-india.org/internet-governance/blog/cis-receives-information-on-icanns-revenues-from-domain-names-fy-2014"&gt;&lt;span class="s5"&gt;get ICANN to disclose&lt;/span&gt;&lt;/a&gt; sources of income, and figures along with those sources for a single financial year. &lt;/span&gt;&lt;/p&gt;
&lt;p style="text-align: justify;" class="p1"&gt;&lt;span class="s1"&gt;ICANN prides itself on being transparent  and accountable, but in reality it is not. The most often used exception  to avoid answering DIDP requests has been “Confidential business  information and/or internal policies and procedures”, which in itself is  a testament to ICANN’s opacity. Another condition for non-disclosure  allows ICANN to reject answering “Information requests: (i) which are  not reasonable; (ii) which are excessive or overly burdensome; (iii)  complying with which is not feasible; or (iv) are made with an abusive  or vexatious purpose or by a vexatious or querulous individual.”. These  exemptions are not only vague, they are also extremely subjective:  again, demonstrative of the need for enhanced accountability and  transparency within ICANN. Key issues have not been addressed even at  the time that the transition is formally underway. The grounds for  denying DIDP requests are still vague and wide, effectively giving ICANN  the discretion to decline answering difficult questions, which is  unacceptable from an entity that is at the center of the multi-billion  dollar domain name industry. &lt;/span&gt;&lt;/p&gt;
&lt;p style="text-align: justify;" class="p1"&gt;&lt;span class="s1"&gt;ICANN’s jurisdictional resilience and  enhanced accountability are particularly vital for countries in Asia.  Its policies, processes and functioning have historically been skewed  towards western and industry interests, and ICANN can neither be truly  global nor multistakeholder till such countries can engage meaningfully  with it in a transparent fashion. The IANA transition is, of course,  largely political, and may &lt;em&gt;symbolise &lt;/em&gt;a transition to the global multistakeholder community, but in reality, it changes very little, if anything. &lt;/span&gt;&lt;/p&gt;

        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/digital-asia-hub-october-6-2016-vidushi-marda-iana-transition'&gt;https://cis-india.org/internet-governance/blog/digital-asia-hub-october-6-2016-vidushi-marda-iana-transition&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>vidushi</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>IANA Transition</dc:subject>
    

   <dc:date>2016-11-03T06:20:46Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/hindustan-times-october-6-2016-vidushi-marda-internet-democratisation">
    <title>Internet Democratisation: IANA Transition Leaves Much to be Desired</title>
    <link>https://cis-india.org/internet-governance/blog/hindustan-times-october-6-2016-vidushi-marda-internet-democratisation</link>
    <description>
        &lt;b&gt;At best, the IANA transition is symbolic of Washington’s oversight over ICANN coming to an end. It is also symbolic of the empowerment of the global multistakeholder community. In reality, it fails to do either meaningfully.&lt;/b&gt;
        
&lt;p&gt;&amp;nbsp;&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;The article was published in the &lt;a class="external-link" href="http://www.hindustantimes.com/analysis/internet-democratisation-iana-transition-leaves-much-to-be-desired/story-t94hojZjDXqS4LjNSepZlN.html"&gt;Hindustan Times&lt;/a&gt; on October 6, 2016.&lt;/p&gt;
&lt;hr /&gt;
&lt;img src="https://fortunedotcom.files.wordpress.com/2016/09/605664440.jpg" alt="PardonSnowden.org" /&gt;
&lt;h6&gt; Many suspect Washington’s 2014 announcement of handing over control of the IANA contract to be fuelled by the outcry following Edward Snowden’s revelations of the extent of US government surveillance. Source: AFP&lt;/h6&gt;
&lt;p style="text-align: justify;"&gt;September 30, 2016, marked the expiration of a contract between the US government and the Internet Corporation for Assigned Names and Numbers (ICANN) to carry out the Internet Assigned Numbers Authority (IANA) functions.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;In simpler, acronym-free terms, Washington’s formal oversight over the Internet’s address book has come to an end with the expiration of this contract, with control now being passed on to the “global multistakeholder community”.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;ICANN was incorporated in California in 1998 to manage the backbone of the Internet, which included the domain name system (DNS), allocation of IP addresses and root servers. After an agreement with the US National Telecommunications and Information Administration (NTIA), ICANN was tasked with operating the IANA functions, which includes maintenance of the root zone file of the DNS. Over the years Washington has rejected calls to hand over the control of IANA functions, but in March 2014 it announced its intentions to do so and laid down conditions for the handover. Many suspect the driving force behind this announcement to be the outcry following Edward Snowden’s revelations of the extent of US government surveillance.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;The conditions laid down by the NTIA were met, and the US government accepted the transition proposal, amidst much political pressure and opposition, most notably from Senator Ted Cruz.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;This transition is a step in the right direction, but in reality, it changes very little as it fails to address two critical issues: Of jurisdiction and accountability.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;Jurisdiction is important while considering the resolution of contractual disputes, application of labour and competition laws, disputes regarding ICANN’s decisions, consumer protection, financial transparency, etc. Many of these questions, although not all, will depend on where ICANN is located. ICANN’s new bylaws mention that it will continue to be incorporated in California, and subject to California law just as it was pre-transition. Having the DNS subject to the laws of a single country can only lend to its fragility. ICANN’s US jurisdiction also means that it is not free from the political pressures from the US Senate and in turn, the toxic effect of American party politics that were made visible in the events leading up to September 30.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;Another critical issue that the transition does not address is that of ICANN accountability. Post-transition, ICANN’s board will continue to be the ultimate decision-making authority, thus controlling the organisation’s functioning, and ICANN staff will be accountable to the board alone.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;To put things in perspective, look at the board’s track record in the recent past. In August, an Independent Review Panel (IRP) found that ICANN’s board had violated ICANN’s own bylaws and had failed to discharge its transparency obligations when it failed to look into staff misbehaviour. Following this, in September, ICANN decided to respond to such allegations of mismanagement, opacity and lack of accountability by launching a review. The review however, would not look into the issues, failures and false claims of the board, but instead focus on the process by which ICANN staff was able to engage in such misbehaviour. This ironically, will be in the form of an internal review that will pass through ICANN staff — the subjects of the investigation — before being taken up to the board.&lt;/p&gt;
&lt;p style="text-align: justify;"&gt;At best, the transition is symbolic of Washington’s oversight over ICANN coming to an end. It is also symbolic of the empowerment of the global multistakeholder community. In reality, it fails to do either meaningfully.&lt;/p&gt;

        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/hindustan-times-october-6-2016-vidushi-marda-internet-democratisation'&gt;https://cis-india.org/internet-governance/blog/hindustan-times-october-6-2016-vidushi-marda-internet-democratisation&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>vidushi</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    

   <dc:date>2016-11-03T07:52:37Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/jurisdiction-the-taboo-topic-at-icann">
    <title>Jurisdiction: The Taboo Topic at ICANN</title>
    <link>https://cis-india.org/internet-governance/blog/jurisdiction-the-taboo-topic-at-icann</link>
    <description>
        &lt;b&gt;The "IANA Transition" that is currently underway is a sham since it doesn't address the most important question: that of jurisdiction.  This article explores why the issue of jurisdiction is the most important question, and why it remains unaddressed.&lt;/b&gt;
        &lt;br /&gt;
&lt;p&gt;In March 2014, the &lt;a href="https://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions"&gt;US government announced&lt;/a&gt; that they were going to end the contract they have with ICANN to run the &lt;a href="https://www.iana.org/"&gt;Internet Assigned Numbers Authority&lt;/a&gt; (IANA), and hand over control to the “global multistakeholder community”. They insisted that the plan for transition had to come through a multistakeholder process and have stakeholders “across the global Internet community”.&lt;/p&gt;
&lt;h2 id="why-is-the-u.s.-government-removing-the-ntia-contract"&gt;Why is the U.S. government removing the NTIA contract?&lt;/h2&gt;
&lt;p&gt;The main reason for the U.S. government's action is that it will get rid of a political thorn in the U.S. government's side: keeping the contract allows them to be called out as having a special role in Internet governance (with the Affirmation of Commitments between the U.S. Department of Commerce and ICANN, the IANA contract, and the cooperative agreement with Verisign), and engaging in unilateralism with regard to the operation of the root servers of the Internet naming system, while repeatedly declaring that they support a multistakeholder model of Internet governance.&lt;/p&gt;
&lt;p&gt;This contradiction is what they are hoping to address. Doing away with the NTIA contract will also increase — ever so marginally — ICANN’s global legitimacy: this is something that world governments, civil society organizations, and some American academics have been asking for nearly since ICANN’s inception in 1998. For instance, here are some demands made &lt;a href="https://www.itu.int/net/wsis/docs2/pc3/contributions/sca/hbf-29.doc"&gt;in a declaration by the Civil Society Internet Governance Caucus at WSIS, in 2005&lt;/a&gt;:&lt;/p&gt;
&lt;blockquote&gt;
&lt;p&gt;“ICANN will negotiate an appropriate host country agreement to replace its California Incorporation, being careful to retain those aspects of its California Incorporation that enhance its accountability to the global Internet user community. &amp;quot;ICANN's decisions, and any host country agreement, must be required to comply with public policy requirements negotiated through international treaties in regard to, inter alia, human rights treaties, privacy rights, gender agreements and trade rules. … &amp;quot;It is also expected that the multi-stakeholder community will observe and comment on the progress made in this process through the proposed [Internet Governance] Forum.&amp;quot;&lt;/p&gt;
&lt;/blockquote&gt;
&lt;p&gt;In short: the objective of the transition is political, &lt;a href="https://cis-india.org/internet-governance/blog/"&gt;not technical&lt;/a&gt;. In an ideal world, we &lt;em&gt;should&lt;/em&gt; aim at reducing U.S. state control over the core of the Internet's domain name system.&lt;a href="#fn1" class="footnoteRef" id="fnref1"&gt;&lt;sup&gt;1&lt;/sup&gt;&lt;/a&gt;&lt;/p&gt;
&lt;p&gt;It is our contention that &lt;strong&gt;U.S. state control over the core of the Internet's domain name system is &lt;em&gt;not&lt;/em&gt; being removed&lt;/strong&gt; by the transition that is currently underway.&lt;/p&gt;
&lt;h2 id="why-is-the-transition-happening-now"&gt;Why is the Transition Happening Now?&lt;/h2&gt;
&lt;p&gt;Despite the U.S. government having given commitments in the past that were going to finish the IANA transition by &amp;quot;September 30, 2000&amp;quot;, (the &lt;a href="https://www.icann.org/resources/unthemed-pages/white-paper-2012-02-25-en"&gt;White Paper on Management of Internet Names and Addresses&lt;/a&gt; states: &amp;quot;The U.S. Government would prefer that this transition be complete before the year 2000. To the extent that the new corporation is established and operationally stable, September 30, 2000 is intended to be, and remains, an 'outside' date.&amp;quot;) and later by &amp;quot;fall of 2006&amp;quot;,&lt;a href="#fn2" class="footnoteRef" id="fnref2"&gt;&lt;sup&gt;2&lt;/sup&gt;&lt;/a&gt; those turned out to be empty promises. However, this time, the transition seems to be going through, unless the U.S. Congress manages to halt it.&lt;/p&gt;
&lt;p&gt;However, in order to answer the question of &amp;quot;why now?&amp;quot; fully, one has to look a bit at the past.&lt;/p&gt;
&lt;p&gt;In 1998, through the &lt;a href="https://www.icann.org/resources/unthemed-pages/white-paper-2012-02-25-en"&gt;White Paper on Management of Internet Names and Addresses&lt;/a&gt; the U.S. government &lt;a href="http://www.icannwatch.org/archive/mueller_icann_and_internet_governance.pdf"&gt;asserted it’s control over the root&lt;/a&gt;, and asserted — some would say arrogated to itself — the power to put out contracts for both the IANA functions as well as the 'A' Root (i.e., the Root Zone Maintainer function that Network Solutions Inc. then performed, and continues to perform to date in its current avatar as Verisign). The IANA functions contract — a periodically renewable contract — was awarded to ICANN, a California-based non-profit corporation that was set up exclusively for this purpose, but which evolved around the existing IANA (to placate the Internet Society).&lt;/p&gt;
&lt;p&gt;Meanwhile, of course, there were criticisms of ICANN from multiple foreign governments and civil society organizations. Further, despite it being a California-based non-profit on contract with the government, domestically within the U.S., there was pushback from constituencies that felt that more direct U.S. control of the DNS was important.&lt;/p&gt;
&lt;p&gt;As Goldsmith and Wu summarize:&lt;/p&gt;
&lt;blockquote&gt;
&lt;p&gt;&amp;quot;Milton Mueller and others have shown that ICANN’s spirit of “self-regulation” was an appealing label for a process that could be more accurately described as the U.S. government brokering a behind-the-scenes deal that best suited its policy preferences ... the United States wanted to ensure the stability of the Internet, to fend off the regulatory efforts of foreign governments and international organizations, and to maintain ultimate control. The easiest way to do that was to maintain formal control while turning over day-to-day control of the root to ICANN and the Internet Society, which had close ties to the regulation-shy American technology industry.&amp;quot; [footnotes omitted]&lt;/p&gt;
&lt;/blockquote&gt;
&lt;p&gt;And that brings us to the first reason that the NTIA announced the transition in 2014, rather than earlier.&lt;/p&gt;
&lt;h3 id="icann-adjudged-mature-enough"&gt;ICANN Adjudged Mature Enough&lt;/h3&gt;
&lt;p&gt;The NTIA now sees ICANN as being mature enough: the final transition was announced 16 years after ICANN's creation, and complaints about ICANN and its legitimacy had largely died down in the international arena in that while. Nowadays, governments across the world send their representatives to ICANN, thus legitimizing ICANN. States have largely been satisfied by participating in the Government Advisory Council, which, as its name suggests, only has advisory powers. Further, unlike in the early days, there is &lt;a href="http://www.internetgovernance.org/2012/05/24/threat-analysis-of-itus-wcit-part-1-historical-context/"&gt;no serious push for states assuming control of ICANN&lt;/a&gt;. Of course they grumble about the ICANN Board not following their advice, but no government, as far as I am aware, has walked out or refused to participate.&lt;/p&gt;
&lt;h3 id="laffaire-snowden"&gt;L'affaire Snowden&lt;/h3&gt;
&lt;p&gt;Many within the United States, and some without, believe that the United States not only plays an exceptional role to play in the running of the Internet — by dint of historical development and dominance of American companies — but that &lt;em&gt;it ought to&lt;/em&gt; have an exceptional role because it is the best country to exercise 'oversight' over 'the Internet' (often coming from &lt;a href="http://www.wsj.com/articles/SB10001424052702303563304579447362610955656"&gt;clueless commentators&lt;/a&gt;), and from dinosaurs of the Internet era, like &lt;a href="http://www.circleid.com/posts/20140316_if_the_stakeholders_already_control_the_internet_netmundial_iana/"&gt;American IP lawyers&lt;/a&gt; and &lt;a href="http://www.lawfareblog.com/2014/03/who-controls-the-internet-address-book-icann-ntia-and-iana/"&gt;American 'homeland' security hawks&lt;/a&gt;, Jones Day, who are ICANN's lawyers, and other &lt;a href="http://homepages.wmich.edu/~cooneys/poems/cummings.nextto.html"&gt;jingoists&lt;/a&gt; and those policymakers who are controlled by these narrow-minded interests.&lt;/p&gt;
&lt;p&gt;The Snowden revelations were, in that way, a godsend for the NTIA, as it allowed them a fig-leaf of &lt;a href="http://www.ft.com/cms/s/0/4529516c-c713-11e3-889e-00144feabdc0.html"&gt;international&lt;/a&gt; &lt;a href="https://www.rt.com/usa/nsa-fallout-relinquish-internet-oversight-002/"&gt;criticism&lt;/a&gt; &lt;a href="https://twitter.com/carolinegreer/status/454253411576598528"&gt;with which&lt;/a&gt; to counter these domestic critics and carry on with a transition that they have been seeking to put into motion for a while. The Snowden revelations led Dilma Rousseff, President of Brazil, to state in September 2013, at the 68th U.N. General Assembly, that Brazil would &amp;quot;present proposals for the establishment of a &lt;a href="https://gadebate.un.org/sites/default/files/gastatements/68/BR_en.pdf"&gt;civilian multilateral framework for the governance and use of the Internet&lt;/a&gt;&amp;quot;, and as &lt;a href="https://icannwiki.com/Diego_Canabarro"&gt;Diego Canabarro&lt;/a&gt; points out this catalysed the U.S. government and the technical community into taking action.&lt;/p&gt;
&lt;p&gt;Given this context, a few months after the Snowden revelations, the so-called &lt;a href="https://www.apnic.net/community/ecosystem/i*orgs"&gt;I* organizations&lt;/a&gt; met — seemingly with the blessing of the U.S. government&lt;a href="#fn3" class="footnoteRef" id="fnref3"&gt;&lt;sup&gt;3&lt;/sup&gt;&lt;/a&gt; — in Montevideo, and put out a &lt;a href="https://www.apnic.net/publications/news/2013/montevideo-statement-on-future-of-internet-cooperation"&gt;'Statement on the Future of Internet Governance'&lt;/a&gt; that sought to link the Snowden revelations on pervasive surveillance with the need to urgently transition the IANA stewardship role away from the U.S. government. Of course, the signatories to that statement knew fully well, as did most of the readers of that statement, that there is no linkage between the Snowden revelations about pervasive surveillance and the operations of the DNS root, but still they, and others, linked them together. Specifically, the I* organizations called for &amp;quot;accelerating the globalization of ICANN and IANA functions, towards an environment in which all stakeholders, including all governments, participate on an equal footing.&amp;quot;&lt;/p&gt;
&lt;p&gt;One could posit the existence of two other contributing factors as well.&lt;/p&gt;
&lt;p&gt;Given political realities in the United States, a transition of this sort is probably best done before an ultra-jingoistic President steps into office.&lt;/p&gt;
&lt;p&gt;Lastly, the ten-yearly review of the World Summit on Information Society was currently underway. At the original WSIS (as seen from the civil society quoted above) the issue of US control over the root was a major issue of contention. At that point (and during where the 2006 date for globalization of ICANN was emphasized by the US government).&lt;/p&gt;
&lt;h2 id="why-jurisdiction-is-important"&gt;Why Jurisdiction is Important&lt;/h2&gt;
&lt;p&gt;Jurisdiction has a great many aspects. &lt;em&gt;Inter alia&lt;/em&gt;, these are:&lt;/p&gt;
&lt;ul&gt;
&lt;li&gt;Legal sanctions applicable to changes in the root zone (for instance, what happens if a country under US sanctions requests a change to the root zone file?)&lt;/li&gt;
&lt;li&gt;Law applicable to resolution of contractual disputes with registries, registrars, etc.&lt;/li&gt;
&lt;li&gt;Law applicable to labour disputes.&lt;/li&gt;
&lt;li&gt;Law applicable to competition / antitrust law that applies to ICANN policies and regulations.&lt;/li&gt;
&lt;li&gt;Law applicable to disputes regarding ICANN decisions, such as allocation of gTLDs, or non-renewal of a contract.&lt;/li&gt;
&lt;li&gt;Law applicable to consumer protection concerns.&lt;/li&gt;
&lt;li&gt;Law applicable to financial transparency of the organization.&lt;/li&gt;
&lt;li&gt;Law applicable to corporate condition of the organization, including membership rights.&lt;/li&gt;
&lt;li&gt;Law applicable to data protection-related policies &amp;amp; regulations.&lt;/li&gt;
&lt;li&gt;Law applicable to trademark and other speech-related policies &amp;amp; regulations.&lt;/li&gt;
&lt;li&gt;Law applicable to legal sanctions imposed by a country against another.&lt;/li&gt;
&lt;/ul&gt;
&lt;p&gt;Some of these, but not all, depend on where bodies like ICANN [the policy-making body], the IANA functions operator [the proposed &amp;quot;Post-Transition IANA&amp;quot;], and the root zone maintainer are incorporated or maintain their primary office, while others depend on the location of the office [for instance, Turkish labour law applies for the ICANN office in Istanbul], while yet others depend on what's decided by ICANN in contracts (for instance, the resolution of contractual disputes with ICANN, filing of suits with regard to disputes over new generic TLDs, etc.).&lt;/p&gt;
&lt;p&gt;However, an issue like sanctions, for instance, depends on where ICANN/PTI/RMZ are incorporated and maintain their primary office.&lt;/p&gt;
&lt;p&gt;As &lt;a href="http://content.netmundial.br/contribution/roadmap-for-globalizing-iana-four-principles-and-a-proposal-for-reform-a-submission-to-the-global-multistakeholder-meeting-on-the-future-of-internet-governance/96"&gt;Milton Mueller notes&lt;/a&gt;, the current IANA contract &amp;quot;requires ICANN to be incorporated in, maintain a physical address in, and perform the IANA functions in the U.S. This makes IANA subject to U.S. law and provides America with greater political influence over ICANN.&amp;quot;&lt;/p&gt;
&lt;p&gt;He further notes that:&lt;/p&gt;
&lt;blockquote&gt;
&lt;p&gt;While it is common to assert that the U.S. has never abused its authority and has always taken the role of a neutral steward, this is not quite true. During the controversy over the .xxx domain, the Bush administration caved in to domestic political pressure and threatened to block entry of the domain into the root if ICANN approved it (Declaration of the Independent Review Panel, 2010). It took five years, an independent review challenge and the threat of litigation from a businessman willing to spend millions to get the .xxx domain into the root.&lt;/p&gt;
&lt;/blockquote&gt;
&lt;p&gt;Thus it is clear that even if the NTIA's role in the IANA contract goes away, jurisdiction remains an important issue.&lt;/p&gt;
&lt;h2 id="u.s.-doublespeak-on-jurisdiction"&gt;U.S. Doublespeak on Jurisdiction&lt;/h2&gt;
&lt;p&gt;In March 2014, when NTIA finally announced that they would hand over the reins to “the global multistakeholder community”. They’ve laid down two procedural condition: that it be developed by stakeholders across the global Internet community and have broad community consensus, and they have proposed 5 substantive conditions that any proposal must meet:&lt;/p&gt;
&lt;ul&gt;
&lt;li&gt;Support and enhance the multistakeholder model;&lt;/li&gt;
&lt;li&gt;Maintain the security, stability, and resiliency of the Internet DNS;&lt;/li&gt;
&lt;li&gt;Meet the needs and expectation of the global customers and partners of the IANA services; and,&lt;/li&gt;
&lt;li&gt;Maintain the openness of the Internet.&lt;/li&gt;
&lt;li&gt;Must not replace the NTIA role with a solution that is government-led or an inter-governmental organization.&lt;/li&gt;
&lt;/ul&gt;
&lt;p&gt;In that announcement there is no explicit restriction on the jurisdiction of ICANN (whether it relate to its incorporation, the resolution of contractual disputes, resolution of labour disputes, antitrust/competition law, tort law, consumer protection law, privacy law, or speech law, and more, all of which impact ICANN and many, but not all, of which are predicated on the jurisdiction of ICANN’s incorporation), the jurisdiction(s) of the IANA Functions Operator(s) (i.e., which executive, court, or legislature’s orders would it need to obey), and the jurisdiction of the Root Zone Maintainer (i.e., which executive, court, or legislature’s orders would it need to obey).&lt;/p&gt;
&lt;p&gt;However, Mr. Larry Strickling, the head of the NTIA, in his &lt;a href="https://www.youtube.com/watch?v=8v-yWye5I0w&amp;amp;feature=youtu.be"&gt;testimony before the U.S. House Subcommittee on Communications and Technology&lt;/a&gt;, made it clear that,&lt;/p&gt;
&lt;blockquote&gt;
&lt;p&gt;“Frankly, if [shifting ICANN or IANA jurisdiction] were being proposed, I don't think that such a proposal would satisfy our criteria, specifically the one that requires that security and stability be maintained.”&lt;/p&gt;
&lt;/blockquote&gt;
&lt;p&gt;Possibly, that argument made sense in 1998, due to the significant concentration of DNS expertise in the United States. However, in 2015, that argument is hardly convincing, and is frankly laughable.&lt;a href="#fn4" class="footnoteRef" id="fnref4"&gt;&lt;sup&gt;4&lt;/sup&gt;&lt;/a&gt;&lt;/p&gt;
&lt;p&gt;Targetting that remark, in ICANN 54 at Dublin, we asked Mr. Strickling:&lt;/p&gt;
&lt;blockquote&gt;
&lt;p&gt;&amp;quot;So as we understand it, the technical stability of the DNS doesn't necessarily depend on ICANN's jurisdiction being in the United States. So I wanted to ask would the US Congress support a multistakeholder and continuing in the event that it's shifting jurisdiction.&amp;quot;&lt;/p&gt;
&lt;/blockquote&gt;
&lt;p&gt;Mr. Strickling's response was:&lt;/p&gt;
&lt;blockquote&gt;
&lt;p&gt;&amp;quot;No. I think Congress has made it very clear and at every hearing they have extracted from Fadi a commitment that ICANN will remain incorporated in the United States. Now the jurisdictional question though, as I understand it having been raised from some other countries, is not so much jurisdiction in terms of where ICANN is located. It's much more jurisdiction over the resolution of disputes.&lt;/p&gt;
&lt;p&gt;&amp;quot;And that I think is an open issue, and that's an appropriate one to be discussed. And it's one I think where ICANN has made some movement over time anyway.&lt;/p&gt;
&lt;p&gt;&amp;quot;So I think you have to ... when people use the word jurisdiction, we need to be very precise about over what issues because where disputes are resolved and under what law they're resolved, those are separate questions from where the corporation may have a physical headquarters.&amp;quot;&lt;/p&gt;
&lt;/blockquote&gt;
&lt;p&gt;As we have shown above, jurisdiction is not only about the jurisdiction of &amp;quot;resolution of disputes&amp;quot;, but also, as Mueller reminds us, about the requirement that ICANN (and now, the PTI) be &amp;quot;incorporated in, maintain a physical address in, and perform the IANA functions in the U.S. This makes IANA subject to U.S. law and provides America with greater political influence over ICANN.&amp;quot;&lt;/p&gt;
&lt;p&gt;In essence, the U.S. government has essentially said that they would veto the transition if the jurisdiction of ICANN or PTI's incorporation were to move out of the U.S., and they can prevent that from happening &lt;em&gt;after&lt;/em&gt; the transition, since as things stand ICANN and PTI will still come within the U.S. Congress's jurisdiction.&lt;/p&gt;
&lt;h2 id="why-has-the-icg-failed-to-consider-jurisdiction"&gt;Why Has the ICG Failed to Consider Jurisdiction?&lt;/h2&gt;
&lt;p&gt;Will the ICG proposal or the proposed new ICANN by-laws reduce existing U.S. control? No, they won't. (In fact, as we will argue below, the proposed new ICANN by-laws make this problem even worse.) The proposal by the names community (&amp;quot;the CWG proposal&amp;quot;) still has a requirement (in Annex S) that the Post-Transition IANA (PTI) be incorporated in the United States, and a similar suggestion hidden away as a footnote. Further, the proposed by-laws for ICANN include the requirement that PTI be a California corporation. There was no discussion specifically on this issue, nor any documented community agreement on the specific issue of jurisdiction of PTI's incorporation.&lt;/p&gt;
&lt;p&gt;Why wasn't there greater discussion and consideration of this issue? Because of two reasons: First, there were many that argued that the transition would be vetoed by the U.S. government and the U.S. Congress if ICANN and PTI were not to remain in the U.S. Secondly, the ICANN-formed ICG saw the US government’s actions very narrowly, as though the government were acting in isolation, ignoring the rich dialogue and debate that’s gone on earlier about the transition since the incorporation of ICANN itself.&lt;/p&gt;
&lt;p&gt;While it would be no one’s case that political considerations should be given greater weightage than technical considerations such as security, stability, and resilience of the domain name system, it is shocking that political considerations have been completely absent in the discussions in the number and protocol parameters communities, and have been extremely limited in the discussions in the names community. This is even more shocking considering that the main reason for this transition is, as has been argued above, political.&lt;/p&gt;
&lt;p&gt;It can be also argued that the certain IANA functions such as Root Zone Management function have a considerable political implication. It is imperative that the political nature of the function is duly acknowledged and dealt with, in accordance with the wishes of the global community. In the current process the political aspects of the IANA function has been completely overlooked and sidelined. It is important to note that this transition has not been a necessitated by any technical considerations. It is primarily motivated by political and legal considerations. However, the questions that the ICG asked the customer communities to consider were solely technical. Indeed, the communities could have chosen to overlook that, but they did not choose to do so. For instance, while the IANA customer community proposals reflected on existing jurisdictional arrangements, they did not reflect on how the jurisdictional arrangements should be post-transition , while this is one of the questions at the heart of the entire transition. There were no discussions and decisions as to the jurisdiction of the Post-Transition IANA: the Accountability CCWG's lawyers, Sidley Austin, recommended that the PTI ought to be a California non-profit corporation, and this finds mention in a footnote without even having been debated by the &amp;quot;global multistakeholder community&amp;quot;, and subsequently in the proposed new by-laws for ICANN.&lt;/p&gt;
&lt;h2 id="why-the-by-laws-make-things-worse-why-work-stream-2-cant-address-most-jurisdiction-issues"&gt;Why the By-Laws Make Things Worse &amp;amp; Why &amp;quot;Work Stream 2&amp;quot; Can't Address Most Jurisdiction Issues&lt;/h2&gt;
&lt;p&gt;The by-laws could have chosen to simply stayed silent on the matter of what law PTI would be incorporated under, but instead the by-law make the requirement of PTI being a California non-profit public benefit corporation part of the &lt;em&gt;fundamental by-laws&lt;/em&gt;, which are close to impossible to amend.&lt;/p&gt;
&lt;p&gt;While &amp;quot;Work Stream 2&amp;quot; (the post-transition work related to improving ICANN's accountability) has jurisdiction as a topic of consideration, the scope of that must necessarily discount any consideration of shifting the jurisdiction of incorporation of ICANN, since all of the work done as part of CCWG Accountability's &amp;quot;Work Stream 1&amp;quot;, which are now reflected in the proposed new by-laws, assume Californian jurisdiction (including the legal model of the &amp;quot;Empowered Community&amp;quot;). Is ICANN prepared to re-do all the work done in WS1 in WS2 as well? If the answer is yes, then the issue of jurisdiction can actually be addressed in WS2. If the answer is no ­— and realistically it is — then, the issue of jurisdiction can only be very partially addressed in WS2.&lt;/p&gt;
&lt;p&gt;Keeping this in mind, we recommended specific changes in the by-laws, all of which were rejected by CCWG's lawyers.&lt;/p&gt;
&lt;h2 id="the-transition-plan-fails-the-netmundial-statement"&gt;The Transition Plan Fails the NETmundial Statement&lt;/h2&gt;
&lt;p&gt;The &lt;a href="http://netmundial.br/wp-content/uploads/2014/04/NETmundial-Multistakeholder-Document.pdf"&gt;NETmundial Multistakeholder Document&lt;/a&gt;, which was an outcome of the NETmundial process, states:&lt;/p&gt;
&lt;blockquote&gt;
&lt;p&gt;In the follow up to the recent and welcomed announcement of US Government with regard to its intent to transition the stewardship of IANA functions, the discussion about mechanisms for guaranteeing the transparency and accountability of those functions after the US Government role ends, has to take place through an open process with the participation of all stakeholders extending beyond the ICANN community&lt;/p&gt;
&lt;p&gt;[...]&lt;/p&gt;
&lt;p&gt;It is expected that the process of globalization of ICANN speeds up leading to a truly international and global organization serving the public interest with clearly implementable and verifiable accountability and transparency mechanisms that satisfy requirements from both internal stakeholders and the global community.&lt;/p&gt;
&lt;p&gt;The active representation from all stakeholders in the ICANN structure from all regions is a key issue in the process of a successful globalization.&lt;/p&gt;
&lt;/blockquote&gt;
&lt;p&gt;As our past analysis has shown, the IANA transition process and the discussions on the mailing lists that shaped it &lt;a href="https://cis-india.org/internet-governance/blog/cis-india.org/internet-governance/blog/global-multistakeholder-community-neither-global-nor-multistakeholder"&gt;were neither global nor multistakeholder&lt;/a&gt;. The DNS industry represented in ICANN is largely US-based. 3 in 5 registrars are from the United States of America, whereas less than 1% of ICANN-registered registrars are from Africa. Two-thirds of the Business Constituency in ICANN is from the USA. While ICANN-the-corporation has sought to become more global, the ICANN community has remained insular, and this will not change until the commercial interests involved in ICANN can become more diverse, reflecting the diversity of users of the Internet, and a TLD like .COM can be owned by a non-American corporation and the PTI can be a non-American entity.&lt;/p&gt;
&lt;h2 id="what-we-need-jurisdictional-resilience"&gt;What We Need: Jurisdictional Resilience&lt;/h2&gt;
&lt;p&gt;It is no one's case that the United States is less fit than any other country as a base for ICANN, PTI, or the Root Zone Maintainer, or even as the headquarters for 9 of the world's 12 root zone operators (Verisign runs both the A and J root servers). However, just as having multiplicity of root servers is important for ensuring technical resilience of the DNS system (and this is shown in the uptake of Anycast by root server operators), it is equally important to have immunity of core DNS functioning from political pressures of the country or countries where core DNS infrastructure is legally situated and to ensure that we have diversity in terms of legal jurisdiction.&lt;/p&gt;
&lt;p&gt;Towards this end, we at CIS have pushed for the concept of &amp;quot;jurisdictional resilience&amp;quot;, encompassing three crucial points:&lt;/p&gt;
&lt;ul&gt;
&lt;li&gt;Legal immunity for core technical operators of Internet functions (as opposed to policymaking venues) from legal sanctions or orders from the state in which they are legally situated.&lt;/li&gt;
&lt;li&gt;Division of core Internet operators among multiple jurisdictions&lt;/li&gt;
&lt;li&gt;Jurisdictional division of policymaking functions from technical implementation functions&lt;/li&gt;
&lt;/ul&gt;
&lt;p&gt;Of these, the most important is the limited legal immunity (akin to a greatly limited form of the immunity that UN organizations get from the laws of their host countries). This kind of immunity could be provided through a variety of different means: a host-country agreement; a law passed by the legislature; a U.N. General Assembly Resolution; a U.N.-backed treaty; and other such options exist. We are currently investigating which of these options would be the best option.&lt;/p&gt;
&lt;p&gt;And apart from limited legal immunity, distribution of jurisdictional control is also valuable. As we noted in our submission to the ICG in September 2015:&lt;/p&gt;
&lt;blockquote&gt;
&lt;p&gt;Following the above precepts would, for instance, mean that the entity that performs the role of the Root Zone Maintainer should not be situated in the same legal jurisdiction as the entity that functions as the policymaking venue. This would in turn mean that either the Root Zone Maintainer function be taken up Netnod (Sweden-headquartered) or the WIDE Project (Japan-headquartered) [or RIPE-NCC, headquartered in the Netherlands], or that if the IANA Functions Operator(s) is to be merged with the RZM, then the IFO be relocated to a jurisdiction other than those of ISOC and ICANN. This, as has been stated earlier, has been a demand of the Civil Society Internet Governance Caucus. Further, it would also mean that root zone servers operators be spread across multiple jurisdictions (which the creation of mirror servers in multiple jurisdictions will not address).&lt;/p&gt;
&lt;/blockquote&gt;
&lt;p&gt;However, the issue of jurisdiction seems to be dead-on-arrival, having been killed by the United States government.&lt;/p&gt;
&lt;p&gt;Unfortunately, despite the primary motivation for demands for the IANA transition being those of removing the power the U.S. government exercises over the core of the Internet's operations in the form of the DNS, what has ended up happening through the IANA transition is that these powers have not only not been removed, but in some ways they have been entrenched further! While earlier, the U.S. had to specify that the IANA functions operator had to be located in the U.S., now ICANN's by-laws themselves will state that the post-transition IANA will be a California corporation. Notably, while the Montevideo Declaration speaks of &amp;quot;globalization&amp;quot; of ICANN and of the IANA functions, as does the NETmundial statement, the NTIA announcement on their acceptance of the transition proposals speaks of &amp;quot;privatization&amp;quot; of ICANN, and not &amp;quot;globalization&amp;quot;.&lt;/p&gt;
&lt;p&gt;All in all, the &amp;quot;independence&amp;quot; that IANA is gaining from the U.S. is akin to the &amp;quot;independence&amp;quot; that Brazil gained from Portugal in 1822. Dom Pedro of Brazil was then ruling Brazil as the Prince Regent since his father Dom João VI, the King of United Kingdom of Portugal, Brazil and the Algarves had returned to Portugal. In 1822, Brazil declared independence from Portugal (which was formally recognized through a treaty in 1825). Even after this &amp;quot;independence&amp;quot;, Dom Pedro continued to rule Portugal just as he had before indepedence, and Dom João VI was provided the title of &amp;quot;Emperor of Brazil&amp;quot;, aside from being King of the United Kingdom of Portugal and the Algarves. The &amp;quot;indepedence&amp;quot; didn't make a whit of a difference to the self-sufficiency of Brazil: Portugal continued to be its largest trading partner. The &amp;quot;independence&amp;quot; didn't change anything for the nearly 1 million slaves in Brazil, or to the lot of the indigenous peoples of Brazil, none of whom were recognized as &amp;quot;free&amp;quot;. It had very little consequence not just in terms of ground conditions of day-to-day living, but even in political terms.&lt;/p&gt;
&lt;p&gt;Such is the case with the IANA Transition: U.S. power over the core functioning of the Domain Name System do not stand diminished after the transition, and they can even arguably be said to have become even more entrenched. Meet the new boss: same as the old boss.&lt;/p&gt;
&lt;div class="footnotes"&gt;
&lt;hr /&gt;
&lt;ol&gt;
&lt;li id="fn1"&gt;&lt;p&gt;It is an allied but logically distinct issue that U.S. businesses — registries and registrars — dominate the global DNS industry, and as a result hold the reins at ICANN.&lt;a href="#fnref1"&gt;↩&lt;/a&gt;&lt;/p&gt;&lt;/li&gt;
&lt;li id="fn2"&gt;&lt;p&gt;As Goldsmith &amp;amp; Wu note in their book &lt;em&gt;Who Controls the Internet&lt;/em&gt;: &amp;quot;Back in 1998 the U.S. Department of Commerce promised to relinquish root authority by the fall of 2006, but in June 2005, the United States reversed course. “The United States Government intends to preserve the security and stability of the Internet’s Domain Name and Addressing System (DNS),” announced Michael D. Gallagher, a Department of Commerce official. “The United States” he announced, will “maintain its historic role in authorizing changes or modifications to the authoritative root zone file.”&lt;a href="#fnref2"&gt;↩&lt;/a&gt;&lt;/p&gt;&lt;/li&gt;
&lt;li id="fn3"&gt;&lt;p&gt;Mr. Fadi Chehadé revealed in an interaction with Indian participants at ICANN 54 that he had a meeting &amp;quot;at the White House&amp;quot; about the U.S. plans for transition of the IANA contract before he spoke about that when &lt;a href="http://articles.economictimes.indiatimes.com/2013-10-22/news/43288531_1_icann-internet-corporation-us-centric-internet"&gt;he visited India in October 2013&lt;/a&gt; making the timing of his White House visit around the time of the Montevideo Statement.&lt;a href="#fnref3"&gt;↩&lt;/a&gt;&lt;/p&gt;&lt;/li&gt;
&lt;li id="fn4"&gt;&lt;p&gt;As an example, &lt;a href="https://www.nlnetlabs.nl/projects/nsd/"&gt;NSD&lt;/a&gt;, software that is used on multiple root servers, is funded by a Dutch foundation and a Dutch corporation, and written mostly by European coders.&lt;a href="#fnref4"&gt;↩&lt;/a&gt;&lt;/p&gt;&lt;/li&gt;
&lt;/ol&gt;
&lt;/div&gt;

        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/jurisdiction-the-taboo-topic-at-icann'&gt;https://cis-india.org/internet-governance/blog/jurisdiction-the-taboo-topic-at-icann&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>pranesh</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>Featured</dc:subject>
    
    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>IANA Transition</dc:subject>
    

   <dc:date>2016-06-29T07:51:05Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/do-we-need-a-unified-post-tranistion-iana">
    <title>Do we need a Unified Post Transition IANA?</title>
    <link>https://cis-india.org/internet-governance/blog/do-we-need-a-unified-post-tranistion-iana</link>
    <description>
        &lt;b&gt;As we stand at the threshold of the IANA Transition, we at CIS find that there has been little discussion on the question of how the transition will manifest. The question we wanted to raise was whether there is any merit in dividing the three IANA functions – names, numbers and protocols – given that there is no real technical stability to be gained from a unified Post Transition IANA. The analysis of this idea has been detailed below.&lt;/b&gt;
        &lt;p style="text-align: justify; "&gt;The Internet Architecture Board, in a submission to the NTIA in 2011 claims that splitting the IANA functions would not be desirable.&lt;a href="#fn1" name="fr1"&gt;[1] &lt;/a&gt;The IAB notes, “There exists synergy and interdependencies between the functions, and having them performed by a single operator facilitates coordination among registries, even those that are not obviously related,” and also that that the IETF makes certain policy decisions relating to names and numbers as well, and so it is useful to have a single body. But they don’t say why having a single email address for all these correspondences, rather than 3 makes any difference: Surely, what’s important is cooperation and coordination. Just as IETF, ICANN, NRO being different entities doesn’t harm the Internet, splitting the IANA function relating to each entity won’t harm the Internet either. Instead will help stability by making each community responsible for the running of its own registers, rather than a single point of failure: ICANN and/or “PTI”.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;A number of commentators have supported this viewpoint in the past: Bill Manning of University of Southern California’s ISI (who has been involved in DNS operations since DNS started), Paul M. Kane (former Chairman of CENTR's Board of Directors), Jean-Jacques Subrenat (who is currently an ICG member), Association française pour le nommage Internet en coopération (AFNIC), the Internet Governance Project, InternetNZ, and the Coalition Against Domain Name Abuse (CADNA).&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;The Internet Governance Project stated: “IGP supports the comments of Internet NZ and Bill Manning regarding the feasibility and desirability of separating the distinct IANA functions. Structural separation is not only technically feasible, it has good governance and accountability implications. By decentralizing the functions we undermine the possibility of capture by governmental or private interests and make it more likely that policy implementations are based on consensus and cooperation.”&lt;a href="#fn2" name="fr2"&gt;[2]&lt;/a&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Similarly, CADNA in its 2011 submission to NTIA notes that that in the current climate of technical innovation and the exponential expansion of the Internet community, specialisation of the IANA functions would result in them being better executed. The argument is also that delegation of the technical and administrative functions among other capable entities (such as the IETF and IAB for protocol parameters, or an international, neutral organization with understanding of address space protocols as opposed to RIRs) determined by the IETF is capable of managing this function would ensure accountability in Internet operation. Given that the IANA functions are mainly registry-maintenance function, they can to a large extent be automated. However, a single system of automation would not fit all three.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Instead of a single institution having three masters, it is better for the functions to be separated. Most importantly, if one of the current customers wishes to shift the contract to another IANA functions operator, even if it isn’t limited by contract, it is &lt;i&gt;limited by the institutional design&lt;/i&gt;, since iana.org serves as a central repository. This limitation didn’t exist, for instance, when the IETF decided to enter into a new contract for the RFC Editor role. This transition presents the best opportunity to cleave the functions logically, and make each community responsible for the functioning of their own registers, with IETF, which is mostly funded by ISOC, taking on the responsibility of handing the residual registries, and a discussion about the .ARPA and .INT gTLDs.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;From the above discussion, three main points emerge:&lt;/p&gt;
&lt;ul&gt;
&lt;li&gt;Splitting of the IANA functions allows for technical specialisation leading to greater efficiency of the IANA functions.&lt;/li&gt;
&lt;li&gt;Splitting of the IANA functions allows for more direct accountability, and no concentration of power.&lt;/li&gt;
&lt;li&gt;Splitting of the IANA functions allows for ease of shifting of the {names,number,protocol parameters} IANA functions operator without affecting the legal structure of any of the other IANA function operators.&lt;/li&gt;
&lt;/ul&gt;
&lt;hr /&gt;
&lt;p style="text-align: justify; "&gt;[&lt;a href="#fr1" name="fn1"&gt;1&lt;/a&gt;]. IAB response to the IANA FNOI, July 28, 2011. See: https://www.iab.org/wp-content/IAB-uploads/2011/07/IANA-IAB-FNOI-2011.pdf&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;[&lt;a href="#fr2" name="fn2"&gt;2&lt;/a&gt;]. Internet Governance Project, Comments of the Internet Governance Project on the NTIA's "Request for Comments on the Internet Assigned Numbers Authority (IANA) Functions" (Docket # 110207099-1099-01) February 25, 2011 See: http://www.ntia.doc.gov/federal-register-notices/2011/request-comments-internet-assigned-numbers-authority-iana-functions&lt;/p&gt;
        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/do-we-need-a-unified-post-tranistion-iana'&gt;https://cis-india.org/internet-governance/blog/do-we-need-a-unified-post-tranistion-iana&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>Pranesh Prakash, Padmini Baruah and Jyoti Panday</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>IANA Transition</dc:subject>
    

   <dc:date>2015-10-27T00:46:37Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/response-by-the-centre-for-internet-and-society-to-the-draft-proposal-to-transition-the-stewardship-of-the-internet-assigned-numbers-authority-iana-functions-from-the-u-s-commerce-department2019s-national-telecommunications-and-information-administration">
    <title>Response by the Centre for Internet and Society to the Draft Proposal to Transition the Stewardship of the Internet Assigned Numbers Authority (IANA) Functions from the U.S. Commerce Department’s National Telecommunications and Information Administration </title>
    <link>https://cis-india.org/internet-governance/blog/response-by-the-centre-for-internet-and-society-to-the-draft-proposal-to-transition-the-stewardship-of-the-internet-assigned-numbers-authority-iana-functions-from-the-u-s-commerce-department2019s-national-telecommunications-and-information-administration</link>
    <description>
        &lt;b&gt;This proposal was made to the Global Multistakeholder Community on August 9, 2015. The proposal was drafted by Pranesh Prakash and Jyoti Panday. The research assistance was provided by Padmini Baruah, Vidushi Marda, and inputs from Sunil Abraham.&lt;/b&gt;
        &lt;p style="text-align: justify; "&gt;For more than a year now, the customers and operational communities performing key internet functions related to domain names, numbers and protocols have been negotiating the transfer of IANA stewardship. India has dual interests in the ICANN IANA Transition negotiations: safeguarding independence, security and stability of the DNS for development, and promoting an effective transition agreement that internationalizes the IANA Functions Operator (IFO). Last month the IANA Stewardship Transition Coordination Group (ICG) set in motion a public review of its combined assessment of the proposals submitted by the names, numbers and protocols communities. In parallel to the transition of the NTIA oversight, the community has also been developing mechanisms to strengthen the accountability of ICANN and has devised two workstreams that consider both long term and short term issues. This 2 is our response to the consolidated ICG proposal which considers the proposals for the transition of the NTIA oversight over the IFO.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="https://cis-india.org/internet-governance/blog/cis-response-to-draft-proposal-to-transition-the-stewardship-of-the-internet-assigned-numbers-authority-iana-functions-from-the-u-s-commerce-department2019s-national-telecommunications-and-information-administration" class="internal-link"&gt;Click to download&lt;/a&gt; the submission.&lt;/p&gt;
        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/response-by-the-centre-for-internet-and-society-to-the-draft-proposal-to-transition-the-stewardship-of-the-internet-assigned-numbers-authority-iana-functions-from-the-u-s-commerce-department2019s-national-telecommunications-and-information-administration'&gt;https://cis-india.org/internet-governance/blog/response-by-the-centre-for-internet-and-society-to-the-draft-proposal-to-transition-the-stewardship-of-the-internet-assigned-numbers-authority-iana-functions-from-the-u-s-commerce-department2019s-national-telecommunications-and-information-administration&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>pranesh</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>IANA Transition</dc:subject>
    

   <dc:date>2015-11-29T06:35:12Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/iana-transitition-stewardship-icann-accountability-1">
    <title>IANA Transition Stewardship &amp; ICANN Accountability (I)</title>
    <link>https://cis-india.org/internet-governance/blog/iana-transitition-stewardship-icann-accountability-1</link>
    <description>
        &lt;b&gt;This paper is the first in a multi-part series, in which we provide a background to the IANA transition and updates on the ensuing processes. An attempt to familiarise people with the issues at stake, this paper will be followed by a second piece that provides an overview of submitted proposals and areas of concern that will need attention moving forward. The series is a work in progress and will be updated as the processes move forward. It is up for public comments and we welcome your feedback.&lt;/b&gt;
        &lt;p style="text-align: justify; "&gt;In developing these papers we have been guided by Kieren McCarthy's writings in The Register, Milton Mueller writings on the Internet Governance Project, Rafik Dammak emails on the mailings lists, the constitutional undertaking argument made in the policy paper authored by Danielle Kehl &amp;amp; David Post for New America Foundation.&lt;/p&gt;
&lt;hr style="text-align: justify; " /&gt;
&lt;h3 style="text-align: justify; "&gt;Introduction&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;&lt;b&gt;The 53rd ICANN&lt;/b&gt; conference in Buenos Aires was pivotal as it marked the last general meeting before the IANA transition deadline on 30th September, 2015. The multistakeholder process initiated seeks communities to develop transition proposals to be consolidated and reviewed by the the IANA Stewardship Transition Coordination Group (ICG). The names, number and protocol communities convened at the conference to finalize the components of the transition proposal and to determine the way forward on the transition proposals. The Protocol Parameters (IANA PLAN Working Group) submitted to ICG on 6 January 2015, while the Numbering Resources (CRISP Team) submitted on 15 January 2015. The Domain Names (CWG-Stewardship) submitted its second draft to ICG on 25 June 2015. The ICG had a face-to-face meeting in Buenos Aires and their proposal to transition the stewardship of the IANA functions is expected to be out for public comment July 31 to September 8, 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Parallelly, the CCWG on Enhancing ICANN Accountability offered its first set of proposals for public comment in June 2015 and organised two working sessions at ICANN'53. More recently, the CCWG met in Paris focusing on the proposed community empowerment mechanisms, emerging concerns and progress on issues so far. &lt;b&gt;&lt;i&gt;CIS reserves its comments to the CCWG till the second round of comments expected in July.&lt;/i&gt;&lt;/b&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;This working paper explains the IANA Transition, its history and relevance to management of the Internet. It provides an update on the processes so far, including the submissions by the Indian government and highlights areas of concern that need attention going forward.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;How is IANA Transition linked to DNS Management?&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;The IANA transition presents a significant opportunity for stakeholders to influence the management and governance of the global network. The Domain Name System (DNS), which allows users to locate websites by translating the domain name with corresponding Internet Protocol address, is critical to the functioning of the Internet. The DNS rests on the effective coordination of three critical functions—the allocation of IP Addresses (the numbers function), domain name allocation (the naming function), and protocol parameters standardisation (the protocols function).&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;History of the ICANN-IANA Functions contract&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;Initially, these key functions were performed by individuals and public and private institutions. They either came together voluntarily or through a series of agreements and contracts brokered by the Department of Commerce’s National Telecommunications and Information Administration (NTIA) and funded by the US government. With the Internet's rapid expansion and in response to concerns raised about its increasing commercialization as a resource, a need was felt for the creation of a formal institution that would take over DNS management. This is how ICANN, a California-based private, non-profit technical coordination body, came at the helm of DNS and related issues. Since then, ICANN has been performing the Internet Assigned Numbers Authority (IANA) functions under a contract with the NTIA, and is commonly referred to as the IANA Functions Operator.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;IANA Functions&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;In February 2000, the NTIA entered into the first stand-alone IANA Functions HYPERLINK "http://www.ntia.doc.gov/files/ntia/publications/sf_26_pg_1-2-final_award_and_sacs.pdf"contract&lt;a href="#_ftn1" name="_ftnref1"&gt;[1]&lt;/a&gt; with ICANN as the Operator. While the contractual obligations have evolved over time, these are largely administrative and technical in nature including:&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;(1) the coordination of the assignment of technical Internet protocol parameters;&lt;/i&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;(2) the allocation of Internet numbering resources; and&lt;/i&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;(3) the administration of certain responsibilities associated with the Internet DNS root zone management;&lt;/i&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;(4) other services related to the management of the ARPA and top-level domains.&lt;/i&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;ICANN has been performing the IANA functions under this oversight, primarily as NTIA did not want to let go of complete control of DNS management. Another reason was to ensure NTIA's leverage in ensuring that ICANN’s commitments, conditional to its incorporation, were being met and that it was sticking to its administrative and technical role.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;Root Zone Management—Entities and Functions Involved&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;NTIA' s involvement has been controversial particularly in reference to the Root Zone Management function, which allows allows for changes to the&lt;a href="http://www.internetsociety.org/sites/default/files/The%20Internet%20Domain%20Name%20System%20Explained%20for%20Non-Experts%20(ENGLISH).pdf"&gt; &lt;/a&gt;&lt;a href="http://www.internetsociety.org/sites/default/files/The%20Internet%20Domain%20Name%20System%20Explained%20for%20Non-Experts%20(ENGLISH).pdf"&gt;HYPERLINK "http://www.internetsociety.org/sites/default/files/The Internet Domain Name System Explained for Non-Experts (ENGLISH).pdf"&lt;/a&gt;highest level of the DNS namespace&lt;a href="#_ftn2" name="_ftnref2"&gt;[2]&lt;/a&gt; by updating the databases that represent that namespace. DNS namespace is defined to be the set of names known as top-level domain names or TLDs which may be at the country level (ccTLDs or generic (gTLDs). This&lt;a href="https://static.newamerica.org/attachments/2964-controlling-internet-infrastructure/IANA_Paper_No_1_Final.32d31198a3da4e0d859f989306f6d480.pdf"&gt; &lt;/a&gt;&lt;a href="https://static.newamerica.org/attachments/2964-controlling-internet-infrastructure/IANA_Paper_No_1_Final.32d31198a3da4e0d859f989306f6d480.pdf"&gt;HYPERLINK "https://static.newamerica.org/attachments/2964-controlling-internet-infrastructure/IANA_Paper_No_1_Final.32d31198a3da4e0d859f989306f6d480.pdf"&lt;/a&gt;function to maintain the Root was split into two parts&lt;a href="#_ftn3" name="_ftnref3"&gt;[3]&lt;/a&gt;—with two separate procurements and two separate contracts. The operational contract for the Primary (“A”) Root Server was awarded to VeriSign, the IANA Functions Contract—was awarded to ICANN.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;These contracts created contractual obligations for ICANN as IANA Root Zone Management Function Operator, in co-operation with Verisign as the Root Zone Maintainer and NTIA as the Root Zone Administrator whose authorisation is explicitly required for any requests to be implemented in the root zone. Under this contract, ICANN had responsibility for the technical functions for all three communities under the IANA Functions contract.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;ICANN also had policy making functions for the names community such as developing&lt;a href="https://www.iana.org/domains/root/files"&gt; &lt;/a&gt;&lt;a href="https://www.iana.org/domains/root/files"&gt;HYPERLINK "https://www.iana.org/domains/root/files"&lt;/a&gt;rules and procedures and policies under &lt;a href="https://www.iana.org/domains/root/files"&gt;HYPERLINK "https://www.iana.org/domains/root/files"&lt;/a&gt;which any changes to the Root Zone File&lt;a href="#_ftn4" name="_ftnref4"&gt;[4]&lt;/a&gt; were to be proposed, including the policies for adding new TLDs to the system. The policy making of numbers and protocols is with IETF and RIRs respectively.&lt;a href="http://www.ntia.doc.gov/files/ntia/publications/ntias_role_root_zone_management_12162014.pdf"&gt; &lt;/a&gt;&lt;a href="http://www.ntia.doc.gov/files/ntia/publications/ntias_role_root_zone_management_12162014.pdf"&gt;HYPERLINK "http://www.ntia.doc.gov/files/ntia/publications/ntias_role_root_zone_management_12162014.pdf"&lt;/a&gt;NTIA role in root zone management&lt;a href="#_ftn5" name="_ftnref5"&gt;[5]&lt;/a&gt; is clerical and judgment free with regards to content. It authorizes implementation of requests after verifying whether procedures and policies are being followed.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;This contract was subject to extension by mutual agreement and failure of complying with predefined commitments could result in the re-opening of the contract to another entity through a Request For Proposal (RFP). In fact, in 2011&lt;a href="http://www.ntia.doc.gov/files/ntia/publications/11102011_solicitation.pdf"&gt; &lt;/a&gt;&lt;a href="http://www.ntia.doc.gov/files/ntia/publications/11102011_solicitation.pdf"&gt;HYPERLINK "http://www.ntia.doc.gov/files/ntia/publications/11102011_solicitation.pdf"&lt;/a&gt;&lt;a href="http://www.ntia.doc.gov/files/ntia/publications/11102011_solicitation.pdf"&gt;NTIA issued a RFP pursuant to ICANN&lt;/a&gt;&lt;a href="http://www.ntia.doc.gov/files/ntia/publications/11102011_solicitation.pdf"&gt;HYPERLINK "http://www.ntia.doc.gov/files/ntia/publications/11102011_solicitation.pdf"&lt;/a&gt;&lt;a href="http://www.ntia.doc.gov/files/ntia/publications/11102011_solicitation.pdf"&gt;'&lt;/a&gt;&lt;a href="http://www.ntia.doc.gov/files/ntia/publications/11102011_solicitation.pdf"&gt;HYPERLINK "http://www.ntia.doc.gov/files/ntia/publications/11102011_solicitation.pdf"&lt;/a&gt;s Conflict of Interest Policy.&lt;a href="#_ftn6" name="_ftnref6"&gt;[6]&lt;/a&gt;&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;Why is this oversight needed?&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;The role of the Administrator becomes critical for ensuring the security and operation of the Internet with the Root Zone serving as the directory of critical resources. In December 2014,&lt;a href="http://www.theregister.co.uk/2015/04/30/confidential_information_exposed_over_300_times_in_icann_security_snafu/"&gt; &lt;/a&gt;&lt;a href="http://www.theregister.co.uk/2015/04/30/confidential_information_exposed_over_300_times_in_icann_security_snafu/"&gt;HYPERLINK "http://www.theregister.co.uk/2015/04/30/confidential_information_exposed_over_300_times_in_icann_security_snafu/"&lt;/a&gt;a report revealed 300 incidents of internal security breaches&lt;a href="#_ftn7" name="_ftnref7"&gt;[7]&lt;/a&gt; some of which were related to the Centralized Zone Data System (CZDS) – where the internet core root zone files are mirrored and the WHOIS portal. In view of the IANA transition and given ICANN's critical role in maintaining the Internet infrastructure, the question which arises is if NTIA will let go of its Administrator role then which body should succeed it?&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;Transition announcement and launch of process&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;On 14 March 2014, the NTIA &lt;a href="http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions"&gt;HYPERLINK "http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions"&lt;/a&gt;announced&lt;a href="#_ftn8" name="_ftnref8"&gt;[8]&lt;/a&gt; “&lt;i&gt;its intent to transition key Internet domain name functions to the global multistakeholder community”&lt;/i&gt;. These key Internet domain name functions refer to the IANA functions. For this purpose, the NTIA&lt;a href="http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions"&gt; &lt;/a&gt;&lt;a href="http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions"&gt;HYPERLINK "http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions"&lt;/a&gt;asked&lt;a href="#_ftn9" name="_ftnref9"&gt;[9]&lt;/a&gt; the Internet Corporation for Assigned Names and Numbers (ICANN) to convene a global multistakeholder process to develop a transition proposal which has broad community support and addresses the following four principles:&lt;/p&gt;
&lt;ul style="text-align: justify; "&gt;
&lt;li&gt;Support and enhance the multistakeholder model;&lt;/li&gt;
&lt;li&gt;Maintain the security, stability, and resiliency of the Internet DNS;&lt;/li&gt;
&lt;li&gt;Meet the needs and expectation of the global customers and partners of the IANA services; and&lt;/li&gt;
&lt;li&gt;Maintain the openness of the Internet.&lt;/li&gt;
&lt;/ul&gt;
&lt;p style="text-align: justify; "&gt;The transition process has been split according to the three main communities naming, numbers and protocols.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;Structure of the Transition Processes&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;ICANN performs both technical functions and policy-making functions. The technical functions are known as IANA functions and these are performed by ICANN are for all three communities.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;b&gt;I.&lt;i&gt; Naming function:&lt;/i&gt;&lt;/b&gt; ICANN performs &lt;b&gt;&lt;i&gt;technical and policy-making&lt;/i&gt;&lt;/b&gt; for the names community. The technical functions are known as IANA functions and the policy-making functions relates to their role in deciding whether .xxx or .sucks should be allowed amongst other issues. There are two parallel streams of work focusing on the naming community that are crucial to completing the transition. The first, &lt;b&gt;&lt;i&gt;Cross-Community Working Group to Develop an IANA Stewardship Transition Proposal on Naming Related Functions &lt;/i&gt;&lt;/b&gt;will enable NTIA to transition out of its role in the DNS. Therefore, accountability of IANA functions is the responsibility of the CWG and accountability of policy-making functions is outside its scope. CWG has submitted its second draft to the ICG.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;The second, &lt;b&gt;&lt;i&gt;Cross-Community Working Group on Accountability (CCWG-Accountability)&lt;/i&gt;&lt;/b&gt; is identifying necessary reforms to ICANN’s bylaws and processes to enhance the organization’s accountability to the global community post-transition. Therefore accountability of IANA functions is outside the scope of the CCWG. The CCWG on Enhancing ICANN Accountability offered its first set of proposals for public comment in June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;b&gt;II.&lt;i&gt; Numbers function:&lt;/i&gt;&lt;/b&gt; ICANN performs only technical functions for the numbers community. The policy-making functions for numbers are performed by RIRs. CRISP is focusing on the IANA functions for numbers and has submitted their proposal to the ICG earlier this year.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;b&gt;III.&lt;i&gt; Protocols function:&lt;/i&gt;&lt;/b&gt; ICANN performs only technical functions for the protocols community. The policy-making functions for protocols are performed by IETF. IETF-WG is focusing on the IANA functions for protocols and has submitted their proposal to the ICG earlier this year.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;Role of ICG&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;After receiving the proposals from all three communities the ICG must combine these proposals into a consolidated transition proposal and then seek public comment on all aspects of the plan. ICG’s role is crucial, because it must build a public record for the NTIA on how the three customer group submissions tie together in a manner that ensures NTIA’s&lt;a href="http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions"&gt; &lt;/a&gt;&lt;a href="http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions"&gt;HYPERLINK "http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions"&lt;/a&gt;criteria&lt;a href="#_ftn10" name="_ftnref10"&gt;[10]&lt;/a&gt; are met and institutionalized over the long term. Further, ICG's final submission to NTIA must include a plan to enhance ICANN’s accountability based on the CCWG-Accountability proposal.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;NTIA Leverage&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;Reprocurement of the IANA contract is &lt;a href="http://www.newamerica.org/oti/controlling-internet-infrastructure/"&gt;HYPERLINK "http://www.newamerica.org/oti/controlling-internet-infrastructure/"&lt;/a&gt;&lt;a href="http://www.newamerica.org/oti/controlling-internet-infrastructure/"&gt;essential for ICANN&lt;/a&gt;&lt;a href="http://www.newamerica.org/oti/controlling-internet-infrastructure/"&gt;HYPERLINK "http://www.newamerica.org/oti/controlling-internet-infrastructure/"&lt;/a&gt;&lt;a href="http://www.newamerica.org/oti/controlling-internet-infrastructure/"&gt;'&lt;/a&gt;&lt;a href="http://www.newamerica.org/oti/controlling-internet-infrastructure/"&gt;HYPERLINK "http://www.newamerica.org/oti/controlling-internet-infrastructure/"&lt;/a&gt;&lt;a href="http://www.newamerica.org/oti/controlling-internet-infrastructure/"&gt;s&lt;/a&gt;&lt;a href="http://www.newamerica.org/oti/controlling-internet-infrastructure/"&gt;HYPERLINK "http://www.newamerica.org/oti/controlling-internet-infrastructure/"&lt;/a&gt; legitimacy&lt;a href="#_ftn11" name="_ftnref11"&gt;[11]&lt;/a&gt; in the DNS ecosystem and the authority to reopen the contract and in keeping the policy and operational functions separate meant that, NTIA could simply direct VeriSign to follow policy directives being issued from the entity replacing ICANN if they were deemed to be not complying. This worked as an effective leverage for ICANN complying to their commitments even if it is difficult to determine how this oversight was exercised. Perceptually, this has been interpreted as a broad overreach particularly, in the context of issues of sovereignty associated with ccTLDs and the gTLDs in their influence in shaping markets. However, it is important to bear in mind that the NTIA authorization comes after the operator, ICANN—has validated the request and does not deal with the substance of the request rather focuses merely on compliance with outlined procedure.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;NTIA's role in the transition process&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;NTIA in its&lt;a href="http://www.ntia.doc.gov/files/ntia/publications/ntia_second_quarterly_iana_report_05.07.15.pdf"&gt; &lt;/a&gt;&lt;a href="http://www.ntia.doc.gov/files/ntia/publications/ntia_second_quarterly_iana_report_05.07.15.pdf"&gt;HYPERLINK "http://www.ntia.doc.gov/files/ntia/publications/ntia_second_quarterly_iana_report_05.07.15.pdf"&lt;/a&gt;Second Quarterly Report to the Congress&lt;a href="#_ftn12" name="_ftnref12"&gt;[12]&lt;/a&gt; for the period of February 1-March 31, 2015 has outlined some clarifications on the process ahead. It confirmed the flexibility of extending the contract or reducing the time period for renewal, based on community decision. The report also specified that the NTIA would consider a proposal only if it has been developed in consultation with the multi-stakeholder community. The transition proposal should have broad community support and does not seek replacement of NTIA's role with a government-led or intergovernmental organization solution. Further the proposal should maintain security, stability, and resiliency of the DNS, the openness of the Internet and must meet the needs and expectations of the global customers and partners of the IANA services. NTIA will only review a comprehensive plan that includes all these elements.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Once the communities develop and ICG submits a consolidated proposal, NTIA will ensure that the proposal has been adequately “stress tested” to ensure the continued stability and security of the DNS. NTIA also added that any proposed processes or structures that have been tested to see if they work, prior to the submission—will be taken into consideration in NTIA's review. The report clarified that NTIA will review and assess the changes made or proposed to enhance ICANN’s accountability before initiating the transition.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Prior to ICANN'53, Lawrence E. Strickling Assistant Secretary for Communications and Information and NTIA Administrator HYPERLINK "http://www.ntia.doc.gov/blog/2015/stakeholder-proposals-come-together-icann-meeting-argentina"has posed some questions for consideration&lt;a href="#_ftn13" name="_ftnref13"&gt;[13]&lt;/a&gt; by the communities prior to the completion of the transition plan. The issues and questions related to CCWG-Accountability draft are outlined below:&lt;/p&gt;
&lt;ol style="text-align: justify; "&gt;
&lt;li&gt;Proposed &lt;b&gt;&lt;i&gt;new or modified community empowerment tools—&lt;/i&gt;&lt;/b&gt;how can the CCWG ensure that the creation of new organizations or tools will not interfere with the security and stability of the DNS during and after the transition? Do these new committees and structures &lt;b&gt;&lt;i&gt;create a different set of accountability questions&lt;/i&gt;&lt;/b&gt;?&lt;/li&gt;
&lt;li&gt;Proposed membership model for community empowerment—have &lt;b&gt;&lt;i&gt;other possible models&lt;/i&gt;&lt;/b&gt; been thoroughly examined, detailed, and documented? Has CCWG designed stress tests of the various models to address how the multistakeholder model is preserved &lt;b&gt;&lt;i&gt;if individual ICANN Supporting Organizations and Advisory Committees opt out&lt;/i&gt;&lt;/b&gt;?&lt;/li&gt;
&lt;li&gt;Has CCWG developed stress tests to address the &lt;b&gt;&lt;i&gt;potential risk of capture and barriers to entry for new participants&lt;/i&gt;&lt;/b&gt; of the various models? Further, have stress tests been considered to address &lt;b&gt;&lt;i&gt;potential unintended consequences of “operationalizing” groups&lt;/i&gt;&lt;/b&gt; that to date have been advisory in nature?&lt;/li&gt;
&lt;li&gt;Suggestions on improvements to the current Independent Review Panel (IRP) that has been criticized for its lack of accountability—how does the CCWG proposal &lt;b&gt;&lt;i&gt;analyze and remedy existing concerns with the IRP&lt;/i&gt;&lt;/b&gt;?&lt;/li&gt;
&lt;li&gt;In designing a plan for improved accountability, should the CCWG consider what exactly is the &lt;b&gt;&lt;i&gt;role of the ICANN Board within the multistakeholder model&lt;/i&gt;&lt;/b&gt;? Should the &lt;b&gt;&lt;i&gt;standard for Board action&lt;/i&gt;&lt;/b&gt; be to confirm that the community has reached consensus, and if so, what &lt;b&gt;&lt;i&gt;accountability mechanisms are needed&lt;/i&gt;&lt;/b&gt; to ensure the Board operates in accordance with that standard?&lt;/li&gt;
&lt;li&gt;The proposal is primarily focused on the accountability of the ICANN Board—has the CCWG considered &lt;b&gt;&lt;i&gt;accountability improvements&lt;/i&gt;&lt;/b&gt; that would apply to &lt;b&gt;&lt;i&gt;ICANN management and staff or to the various ICANN Supporting Organizations and Advisory Committees&lt;/i&gt;&lt;/b&gt;?&lt;/li&gt;
&lt;li&gt;NTIA has also asked the CCWG to &lt;b&gt;&lt;i&gt;build a public record and thoroughly document&lt;/i&gt;&lt;/b&gt; how the NTIA criteria have been met and will be maintained in the future.&lt;/li&gt;
&lt;li&gt;Has the CCWG identified and &lt;b&gt;&lt;i&gt;addressed issues of implementation &lt;/i&gt;&lt;/b&gt;so that the community and ICANN can implement the plan as expeditiously as possible once NTIA has reviewed and accepted it.&lt;/li&gt;
&lt;/ol&gt;
&lt;p style="text-align: justify; "&gt;NTIA has also sought community’s input on timing to finalize and implement the transition plan if it were approved. The Buenos Aires meeting became a crucial point in the transtion process as following the meeting, NTIA will need to make a determination on extending its current contract with ICANN. Keeping in mind that the community and ICANN will need to implement all work items identified by the ICG and the Working Group on Accountability as prerequisites for the transition before the contract can end, the community’s input is critical.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;NTIA's legal standing&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;On 25th February, 2015 the US Senate Committee on Commerce, Science &amp;amp; Transportation on 'Preserving the Multi-stakeholder Model of Internet Governance'&lt;a href="#_ftn14" name="_ftnref14"&gt;[14]&lt;/a&gt; heard from NTIA head Larry Strickling, Ambassador Gross and Fadi Chehade. The hearing sought to plug any existing legal loopholes, and tighten its administrative, technical, financial, public policy, and political oversight over the entire process no matter which entity takes up the NTIA function. The most important takeaway from this Congressional hearing came from Larry Strickling’s testimony&lt;a href="#_ftn15" name="_ftnref15"&gt;[15]&lt;/a&gt; who stated that NTIA has no legal or statutory responsibility to manage the DNS.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;If &lt;b&gt;&lt;i&gt;the NTIA does not have the legal responsibility to act, and its role was temporary; on what basis is the NTIA driving the current IANA Transition process without the requisite legal authority or Congressional mandate?&lt;/i&gt;&lt;/b&gt; Historically, the NTIA oversight, effectively devised as a leverage for ICANN fulfilling its commitments have not been open to discussion.&lt;a href="http://forum.icann.org/lists/comments-ccwg-accountability-draft-proposal-04may15/pdfnOquQlhsmM.pdf"&gt; &lt;/a&gt;&lt;a href="http://forum.icann.org/lists/comments-ccwg-accountability-draft-proposal-04may15/pdfnOquQlhsmM.pdf"&gt;HYPERLINK "http://forum.icann.org/lists/comments-ccwg-accountability-draft-proposal-04may15/pdfnOquQlhsmM.pdf"&lt;/a&gt;Concerns have also been raised&lt;a href="#_ftn16" name="_ftnref16"&gt;[16]&lt;/a&gt; on the lack of engagement with non-US governments, organizations and persons prior to initiating or defining the scope and conditions of the transition. Therefore, any IANA transition plan must consider this lack of consultation, develop a multi-stakeholder process as the way forward—even if the NTIA wants to approve the final transition plan.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;Need to strengthen Diversity Principle&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;Following submissions by various stakeholders raising concerns regarding developing world participation, representation and lack of multilingualism in the transition process—the Diversity Principle was included by ICANN in the Revised Proposal of 6 June 2014. Given that representatives from developing countries as well as from stakeholder communities outside of the ICANN community are unable to productively involve themselves in such processes because of lack of multilingualism or unfamiliarity with its way of functioning merely mentioning diversity as a principle is not adequate to ensure abundant participation. As CIS has pointed out&lt;a href="#_ftn17" name="_ftnref17"&gt;[17]&lt;/a&gt; before issues have been raised about the domination by North American or European entities which results in undemocratic, unrepresentative and non-transparent decision-making in such processes. Accordingly, all the discussions in the process should be translated into multiple native languages of participants in situ, so that everyone participating in the process can understand what is going on. Adequate time must be given for the discussion issues to be translated and circulated widely amongst all stakeholders of the world, before a decision is taken or a proposal is framed. This was a concern raised in the recent CCWG proposal which was extended as many communities did not have translated texts or adequate time to participate.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;Representation of the global multistakeholder community in ICG&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;Currently, the Co-ordination Group includes representatives from ALAC, ASO, ccNSO, GNSO, gTLD registries, GAC, ICC/BASIS, IAB, IETF, ISOC, NRO, RSSAC and SSAC. Most of these representatives belong to the ICANN community, and is not representative of the global multistakeholder community including governments. This is not representative of even a multistakeholder model which the US &lt;a href="http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&gt;HYPERLINK "http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&lt;/a&gt;&lt;a href="http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&gt;g&lt;/a&gt;&lt;a href="http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&gt;HYPERLINK "http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&lt;/a&gt;&lt;a href="http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&gt;ov&lt;/a&gt;&lt;a href="http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&gt;HYPERLINK "http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&lt;/a&gt;&lt;a href="http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&gt;ernment &lt;/a&gt;&lt;a href="http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&gt;HYPERLINK "http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design"&lt;/a&gt;has announced&lt;a href="#_ftn18" name="_ftnref18"&gt;[18]&lt;/a&gt; for the transition; nor in the multistakeholder participation spirit of NETmundial. Adequate number of seats on the Committee must be granted to each stakeholder so that they can each coordinate discussions within their own communities and ensure wider and more inclusive participation.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;ICANN's role in the transition process&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;Another issue of concern in the pre-transition process has been ICANN having been charged with facilitating this transition process. This decision calls to question the legitimacy of the process given that the suggestions from the proposals envision a more permanent role for ICANN in DNS management. As Kieren McCarthy has pointed out &lt;a href="#_ftn19" name="_ftnref19"&gt;[19]&lt;/a&gt;ICANN has taken several steps to retain the balance of power in managing these functions which have seen considerable pushback from the community. These include an attempt to control the process by announcing two separate processes&lt;a href="#_ftn20" name="_ftnref20"&gt;[20]&lt;/a&gt; – one looking into the IANA transition, and a second at its own accountability improvements – while insisting the two were not related. That effort was beaten down&lt;a href="#_ftn21" name="_ftnref21"&gt;[21]&lt;/a&gt; after an unprecedented letter by the leaders of every one of ICANN's supporting organizations and advisory committees that said the two processes must be connected.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Next, ICANN was accused of stacking the deck&lt;a href="#_ftn22" name="_ftnref22"&gt;[22]&lt;/a&gt; by purposefully excluding groups skeptical of ICANN’s efforts, and by trying to give ICANN's chairman the right to personally select the members of the group that would decide the final proposal. That was also beaten back. ICANN staff also produced a "scoping document"&lt;a href="#_ftn23" name="_ftnref23"&gt;[23]&lt;/a&gt;, that pre-empt any discussion of structural separation and once again community pushback forced a backtrack.&lt;a href="#_ftn24" name="_ftnref24"&gt;[24]&lt;/a&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;These concerns garner more urgency given recent developments with the community working &lt;a href="http://www.ietf.org/mail-archive/web/ianaplan/current/msg01680.html"&gt;HYPERLINK "http://www.ietf.org/mail-archive/web/ianaplan/current/msg01680.html"&lt;/a&gt;groups&lt;a href="#_ftn25" name="_ftnref25"&gt;[25]&lt;/a&gt; and ICANN divisive view of the long-term role of ICANN in DNS management. Further, given HYPERLINK "https://www.youtube.com/watch?v=yGwbYljtNyI#t=1164"ICANNHYPERLINK "https://www.youtube.com/watch?v=yGwbYljtNyI#t=1164" HYPERLINK "https://www.youtube.com/watch?v=yGwbYljtNyI#t=1164"President Chehade’s comments that the CWG is not doing its job&lt;a href="#_ftn26" name="_ftnref26"&gt;[26]&lt;/a&gt;, is populated with people who do not know anything and the “IANA process needs to be left alone as much as possible”. Fadi also specified that ICANN had begun the formal process of initiating a direct contract with VeriSign to request and authorise changes to be implemented by VeriSign. &lt;b&gt;&lt;i&gt;While ICANN may see itself without oversight in this relationship with VeriSign, it is imperative that proposals bear this plausible outcome in mind and put forth suggestions to counter this.&lt;/i&gt;&lt;/b&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;The&lt;a href="http://www.ietf.org/mail-archive/web/ianaplan/current/msg01680.html"&gt; &lt;/a&gt;&lt;a href="http://www.ietf.org/mail-archive/web/ianaplan/current/msg01680.html"&gt;HYPERLINK "http://www.ietf.org/mail-archive/web/ianaplan/current/msg01680.html"&lt;/a&gt;update from IETF on the ongoing negotiation with ICANN on their proposal&lt;a href="#_ftn27" name="_ftnref27"&gt;[27]&lt;/a&gt; related to protocol parameters has also flagged that ICANN is unwilling to cede to any text which would suggest ICANN relinquishing its role in the operations of protocol parameters to a subsequent operator, should the circumstances demand this. ICANN has stated that agreeing to such text now would possibly put them in breach of their existing agreement with the NTIA. Finally,&lt;a href="https://twitter.com/arunmsukumar/status/603952197186035712"&gt; &lt;/a&gt;&lt;a href="https://twitter.com/arunmsukumar/status/603952197186035712"&gt;HYPERLINK "https://twitter.com/arunmsukumar/status/603952197186035712"&lt;/a&gt;&lt;a href="https://twitter.com/arunmsukumar/status/603952197186035712"&gt;ICANN &lt;/a&gt;&lt;a href="https://twitter.com/arunmsukumar/status/603952197186035712"&gt;HYPERLINK "https://twitter.com/arunmsukumar/status/603952197186035712"&lt;/a&gt;Board Member, Markus Kummer&lt;a href="#_ftn28" name="_ftnref28"&gt;[28]&lt;/a&gt; stated that if ICANN was to not approve any aspect of the proposal this would hinder the consensus and therefore, the transition would not be able to move forward.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;ICANN has been designated the convenor role by the US government on basis of its unique position as the current IANA functions contractor and the global coordinator for the DNS. However it is this unique position itself which creates a conflict of interest as in the role of contractor of IANA functions, ICANN has an interest in the outcome of the process being conducive to ICANN. In other words, there exists a potential for abuse of the process by ICANN, which may tend to steer the process towards an outcome favourable to itself.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;b&gt;&lt;i&gt;Therefore there exists a strong rationale for defining the limitations of the role of ICANN as convenor.&lt;/i&gt;&lt;/b&gt; The community has suggested that ICANN should limit its role to merely facilitating discussions and not extend it to reviewing or commenting on emerging proposals from the process. Additional safeguards need to be put in place to avoid conflicts of interest or appearance of conflicts of interest. ICANN should further not compile comments on drafts to create a revised draft at any stage of the process. Additionally, ICANN staff must not be allowed to be a part of any group or committee which facilitates or co-ordinates the discussion regarding IANA transition.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;How is the Obama Administration and the US Congress playing this?&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;Even as the issues of separation of ICANN's policy and administrative role remained unsettled, in the wake of the Snowden revelations, NTIA initiated the long due transition of the IANA contract oversight to a global, private, non-governmental multi-stakeholder institution on March 14, 2014. This announcement immediately raised questions from Congress on whether the transition decision was dictated by technical considerations or in response to political motives, and if the Obama Administration had the authority to commence such a transition unilaterally, without prior open stakeholder consultations. Republican&lt;a href="http://www.reuters.com/article/2015/06/02/us-usa-internet-icann-idUSKBN0OI2IJ20150602"&gt; &lt;/a&gt;&lt;a href="http://www.reuters.com/article/2015/06/02/us-usa-internet-icann-idUSKBN0OI2IJ20150602"&gt;HYPERLINK "http://www.reuters.com/article/2015/06/02/us-usa-internet-icann-idUSKBN0OI2IJ20150602"&lt;/a&gt;lawmakers have raised concerns about the IANA transition plan &lt;a href="#_ftn29" name="_ftnref29"&gt;[29]&lt;/a&gt;worried that it may allow other countries to capture control.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;More recently,&lt;a href="https://www.congress.gov/bill/114th-congress/house-bill/2251"&gt; &lt;/a&gt;&lt;a href="https://www.congress.gov/bill/114th-congress/house-bill/2251"&gt;HYPERLINK "https://www.congress.gov/bill/114th-congress/house-bill/2251"&lt;/a&gt;Defending Internet Freedom Act&lt;a href="#_ftn30" name="_ftnref30"&gt;[30]&lt;/a&gt; has been re-introduced to US Congress. This bill seeks ICANN adopt the recommendations of three internet community groups, about the transition of power, before the US government relinquishes control of the IANA contract. The bill also seeks ownership of the .gov and .mil top-level domains be granted to US government and that ICANN submit itself to the US Freedom of Information Act (FOIA), a legislation similar to the RTI in India, so that its records and other information gain some degree of public access.It has also been asserted by ICANN that neither NTIA nor the US Congress will approve any transition plan which leaves open the possibility of non-US IANA Functions Operator in the future.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;Funding of the transition&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;The Obama administration is also&lt;a href="http://www.broadcastingcable.com/news/washington/house-bill-blocks-internet-naming-oversight-handoff/141393"&gt; &lt;/a&gt;&lt;a href="http://www.broadcastingcable.com/news/washington/house-bill-blocks-internet-naming-oversight-handoff/141393"&gt;HYPERLINK "http://www.broadcastingcable.com/news/washington/house-bill-blocks-internet-naming-oversight-handoff/141393"&lt;/a&gt;fighting a Republican-backed Commerce, Justice, Science, and &lt;a href="http://www.broadcastingcable.com/news/washington/house-bill-blocks-internet-naming-oversight-handoff/141393"&gt;HYPERLINK "http://www.broadcastingcable.com/news/washington/house-bill-blocks-internet-naming-oversight-handoff/141393"&lt;/a&gt;Related Agencies Appropriations Act (H.R. 2578)&lt;a href="#_ftn31" name="_ftnref31"&gt;[31]&lt;/a&gt; which seeks to block NTIA funding the IANA transition. One provision of this bill restricts NTIA from using appropriated dollars for IANA stewardship transition till the end of the fiscal year, September 30, 2015 also the base period of the contact in function. This peculiar proviso in the Omnibus spending bill actually implies that Congress believes that the IANA Transition should be delayed with proper deliberation, and not be rushed as ICANN and NTIA are inclined to.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;The IANA Transition cannot take place in violation of US Federal Law that has defunded it within a stipulated time-window. At the Congressional Internet Caucus in January 2015, NTIA head Lawrence Strickling clarified that NTIA will “not use appropriated funds to terminate the IANA functions...” or “to amend the cooperative agreement with Verisign to eliminate NTIA's role in approving changes to the authoritative root zone file...”. This implicitly establishes that the IANA contract will be extended, and Strickling confirmed that there was no hard deadline for the transition.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;DOTCOM Act&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;The Communications and Technology Subcommittee of the House Energy and Commerce Committee&lt;a href="http://energycommerce.house.gov/markup/communications-and-technology-subcommittee-vote-dotcom-act"&gt; &lt;/a&gt;&lt;a href="http://energycommerce.house.gov/markup/communications-and-technology-subcommittee-vote-dotcom-act"&gt;HYPERLINK "http://energycommerce.house.gov/markup/communications-and-technology-subcommittee-vote-dotcom-act"&lt;/a&gt;amended the DOTCOM Act&lt;a href="#_ftn32" name="_ftnref32"&gt;[32]&lt;/a&gt;, a bill which, in earlier drafts, would have halted the IANA functions transition process for up to a year pending US Congressional approval. The bill in its earlier version represented unilateral governmental interference in the multistakeholder process. The new bill reflects a much deeper understanding of, and confidence in, the significant amount of work that the global multistakeholder community has undertaken in planning both for the transition of IANA functions oversight and for the increased accountability of ICANN. The amended DOTCOM Act would call for the NTIA to certify – as a part of a proposed GAO report on the transition – that &lt;i&gt;“the required changes to ICANN’s by-laws contained in the final report of ICANN’s Cross Community Working Group on Enhancing ICANN Accountability and the changes to ICANN’s bylaws required by ICANN’s IANA have been implemented.” &lt;/i&gt;The bill enjoys immense bipartisan support&lt;a href="#_ftn33" name="_ftnref33"&gt;[33]&lt;/a&gt;, and is being lauded as a prudent and necessary step for ensuring the success of the IANA transition.&lt;/p&gt;
&lt;hr style="text-align: justify; " /&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref1" name="_ftn1"&gt;[1]&lt;/a&gt; IANA Functions Contract &amp;lt;http://www.ntia.doc.gov/files/ntia/publications/sf_26_pg_1-2-final_award_and_sacs.pdf&amp;gt; accessed 15th June 2015&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref2" name="_ftn2"&gt;[2]&lt;/a&gt; Daniel Karrenberg, The Internet Domain Name System Explained For Nonexperts &amp;lt;http://www.internetsociety.org/sites/default/files/The%20Internet%20Domain%20Name%20System%20Explained%20for%20Non-Experts%20(ENGLISH).pdf&amp;gt; accessed 15 June 2015&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref3" name="_ftn3"&gt;[3]&lt;/a&gt; David Post and Danielle Kehl, Controlling Internet Infrastructure The “IANA Transition” And Why It Matters For The Future Of The Internet, Part I (1st edn, Open Technology Institute 2015) &amp;lt;https://static.newamerica.org/attachments/2964-controlling-internet-infrastructure/IANA_Paper_No_1_Final.32d31198a3da4e0d859f989306f6d480.pdf&amp;gt; accessed 10 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref4" name="_ftn4"&gt;[4]&lt;/a&gt; Iana.org, 'IANA — Root Files' (2015) &amp;lt;https://www.iana.org/domains/root/files&amp;gt; accessed 11 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref5" name="_ftn5"&gt;[5]&lt;/a&gt; 'NTIA's Role In Root Zone Management' (2014). &amp;lt;http://www.ntia.doc.gov/files/ntia/publications/ntias_role_root_zone_management_12162014.pdf&amp;gt; accessed 15 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref6" name="_ftn6"&gt;[6]&lt;/a&gt; &lt;i&gt;Contract&lt;/i&gt; ( 2011) &amp;lt;http://www.ntia.doc.gov/files/ntia/publications/11102011_solicitation.pdf&amp;gt; accessed 10 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref7" name="_ftn7"&gt;[7]&lt;/a&gt; Kieren McCarthy, 'Confidential Information Exposed Over 300 Times In ICANN Security Snafu' &lt;i&gt;The Register&lt;/i&gt; (2015) &amp;lt;http://www.theregister.co.uk/2015/04/30/confidential_information_exposed_over_300_times_in_icann_security_snafu/&amp;gt; accessed 15 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref8" name="_ftn8"&gt;[8]&lt;/a&gt; NTIA, ‘NTIA Announces Intent To Transition Key Internet Domain Name Functions’ (2014) &amp;lt;http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions&amp;gt; accessed 15 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref9" name="_ftn9"&gt;[9]&lt;/a&gt; NTIA, ‘NTIA Announces Intent To Transition Key Internet Domain Name Functions’ (2014) &amp;lt;http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions&amp;gt; accessed 15 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref10" name="_ftn10"&gt;[10]&lt;/a&gt; NTIA, ‘NTIA Announces Intent To Transition Key Internet Domain Name Functions’ (2014) &amp;lt;http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions&amp;gt; accessed 15 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref11" name="_ftn11"&gt;[11]&lt;/a&gt; David Post and Danielle Kehl, &lt;i&gt;Controlling Internet Infrastructure The “IANA Transition” And Why It Matters For The Future Of The Internet, Part I&lt;/i&gt; (1st edn, Open Technology Institute 2015) &amp;lt;https://static.newamerica.org/attachments/2964-controlling-internet-infrastructure/IANA_Paper_No_1_Final.32d31198a3da4e0d859f989306f6d480.pdf&amp;gt; accessed 10 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref12" name="_ftn12"&gt;[12]&lt;/a&gt; National Telecommunications and Information Administration, 'REPORT ON THE TRANSITION OF THE STEWARDSHIP OF THE INTERNET ASSIGNED NUMBERS AUTHORITY (IANA) FUNCTIONS' (NTIA 2015) &amp;lt;http://www.ntia.doc.gov/files/ntia/publications/ntia_second_quarterly_iana_report_05.07.15.pdf&amp;gt; accessed 10 July 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref13" name="_ftn13"&gt;[13]&lt;/a&gt; Lawrence Strickling, 'Stakeholder Proposals To Come Together At ICANN Meeting In Argentina' &amp;lt;http://www.ntia.doc.gov/blog/2015/stakeholder-proposals-come-together-icann-meeting-argentina&amp;gt; accessed 19 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref14" name="_ftn14"&gt;[14]&lt;/a&gt; Philip Corwin, 'NTIA Says Cromnibus Bars IANA Transition During Current Contract Term' &amp;lt;http://www.circleid.com/posts/20150127_ntia_cromnibus_bars_iana_transition_during_current_contract_term/&amp;gt; accessed 10 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref15" name="_ftn15"&gt;[15]&lt;/a&gt; Sophia Bekele, '"No Legal Basis For IANA Transition": A Post-Mortem Analysis Of Senate Committee Hearing' &amp;lt;http://www.circleid.com/posts/20150309_no_legal_basis_for_iana_transition_post_mortem_senate_hearing/&amp;gt; accessed 9 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref16" name="_ftn16"&gt;[16]&lt;/a&gt;&lt;i&gt; Comments On The IANA Transition And ICANN Accountability Just Net Coalition&lt;/i&gt; (2015) &amp;lt;http://forum.icann.org/lists/comments-ccwg-accountability-draft-proposal-04may15/pdfnOquQlhsmM.pdf&amp;gt; accessed 12 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref17" name="_ftn17"&gt;[17]&lt;/a&gt; The Centre for Internet and Society, 'IANA Transition: Suggestions For Process Design' (2014) &amp;lt;http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design&amp;gt; accessed 9 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref18" name="_ftn18"&gt;[18]&lt;/a&gt; The Centre for Internet and Society, 'IANA Transition: Suggestions For Process Design' (2014) &amp;lt;http://cis-india.org/internet-governance/blog/iana-transition-suggestions-for-process-design&amp;gt; accessed 9 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref19" name="_ftn19"&gt;[19]&lt;/a&gt; Kieren McCarthy, 'Let It Go, Let It Go: How Global DNS Could Survive In The Frozen Lands Outside US Control Public Comments On Revised IANA Transition Plan' &lt;i&gt;The Register&lt;/i&gt; (2015) &amp;lt;http://www.theregister.co.uk/2015/05/26/iana_icann_latest/&amp;gt; accessed 15 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref20" name="_ftn20"&gt;[20]&lt;/a&gt; Icann.org, 'Resources - ICANN' (2014) &amp;lt;https://www.icann.org/resources/pages/process-next-steps-2014-08-14-en&amp;gt; accessed 13 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref21" name="_ftn21"&gt;[21]&lt;/a&gt; &amp;lt;https://www.icann.org/en/system/files/correspondence/crocker-chehade-to-soac-et-al-18sep14-en.pdf&amp;gt; accessed 10 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref22" name="_ftn22"&gt;[22]&lt;/a&gt; Richard Forno, '[Infowarrior] - Internet Power Grab: The Duplicity Of ICANN' (&lt;i&gt;Mail-archive.com&lt;/i&gt;, 2015) &amp;lt;https://www.mail-archive.com/infowarrior@attrition.org/msg12578.html&amp;gt; accessed 10 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref23" name="_ftn23"&gt;[23]&lt;/a&gt; ICANN, 'Scoping Document' (2014) &amp;lt;https://www.icann.org/en/system/files/files/iana-transition-scoping-08apr14-en.pdf&amp;gt; accessed 9 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref24" name="_ftn24"&gt;[24]&lt;/a&gt; Milton Mueller, 'ICANN: Anything That Doesn’T Give IANA To Me Is Out Of Scope |' (&lt;i&gt;Internetgovernance.org&lt;/i&gt;, 2014) &amp;lt;http://www.internetgovernance.org/2014/04/16/icann-anything-that-doesnt-give-iana-to-me-is-out-of-scope/&amp;gt; accessed 12 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref25" name="_ftn25"&gt;[25]&lt;/a&gt; Andrew Sullivan, '[Ianaplan] Update On IANA Transition &amp;amp; Negotiations With ICANN' (&lt;i&gt;Ietf.org&lt;/i&gt;, 2015) &amp;lt;http://www.ietf.org/mail-archive/web/ianaplan/current/msg01680.html&amp;gt; accessed 14 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref26" name="_ftn26"&gt;[26]&lt;/a&gt; &lt;i&gt;DNA Member Breakfast With Fadi Chehadé (2015-02-11)&lt;/i&gt; (The Domain Name Association 2015).&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref27" name="_ftn27"&gt;[27]&lt;/a&gt; Andrew Sullivan, '[Ianaplan] Update On IANA Transition &amp;amp; Negotiations With ICANN' (&lt;i&gt;Ietf.org&lt;/i&gt;, 2015) &amp;lt;http://www.ietf.org/mail-archive/web/ianaplan/current/msg01680.html&amp;gt; accessed 14 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref28" name="_ftn28"&gt;[28]&lt;/a&gt; Mobile.twitter.com, 'Twitter' (2015) &amp;lt;https://mobile.twitter.com/arunmsukumar/status/603952197186035712&amp;gt; accessed 12 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref29" name="_ftn29"&gt;[29]&lt;/a&gt; Alina Selyukh, 'U.S. Plan To Cede Internet Domain Control On Track: ICANN Head' &lt;i&gt;Reuters&lt;/i&gt; (2015) &amp;lt;http://www.reuters.com/article/2015/06/02/us-usa-internet-icann-idUSKBN0OI2IJ20150602&amp;gt; accessed 15 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref30" name="_ftn30"&gt;[30]&lt;/a&gt; 114th Congress, 'H.R.2251 - Defending Internet Freedom Act Of 2015' (2015).&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref31" name="_ftn31"&gt;[31]&lt;/a&gt; John Eggerton, 'House Bill Blocks Internet Naming Oversight Handoff: White House Opposes Legislation' &lt;i&gt;Broadcasting &amp;amp; Cable&lt;/i&gt; (2015) &amp;lt;http://www.broadcastingcable.com/news/washington/house-bill-blocks-internet-naming-oversight-handoff/141393&amp;gt; accessed 9 June 2015.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref32" name="_ftn32"&gt;[32]&lt;/a&gt; &lt;i&gt;Communications And Technology Subcommittee Vote On The DOTCOM Act&lt;/i&gt; (2015).&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;a href="#_ftnref33" name="_ftn33"&gt;[33]&lt;/a&gt; Timothy Wilt, 'DOTCOM Act Breezes Through Committee' &lt;i&gt;Digital Liberty&lt;/i&gt; (2015) &amp;lt;http://www.digitalliberty.net/dotcom-act-breezes-committee-a319&amp;gt; accessed 22 June 2015.&lt;/p&gt;
        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/iana-transitition-stewardship-icann-accountability-1'&gt;https://cis-india.org/internet-governance/blog/iana-transitition-stewardship-icann-accountability-1&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>jyoti</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>IANA Transition</dc:subject>
    

   <dc:date>2015-07-31T14:56:26Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/news/iana-transition-icann-accountability-process-indian-position">
    <title>IANA Transition &amp; ICANN Accountability Process and India' s Position</title>
    <link>https://cis-india.org/internet-governance/news/iana-transition-icann-accountability-process-indian-position</link>
    <description>
        &lt;b&gt;Jyoti Panday participated in the workshop organized by CCAOI on "IANA Transition &amp; ICANN Accountability Process and India' s Position" on May 30, 2015. &lt;/b&gt;
        &lt;p style="text-align: justify; "&gt;Dr Ajay Kumar launched the IANA Transition Report and set the context for the workshop. Dr Mahesh Uppal was the moderator of the panel and other participants included Mr Samiran Gupta, ICANN providing an overview of the current status on the transition, Mr Parminder Singh, IT for Change and Mr Rahul Sharma, DSCI sharing concerns of different stakeholders.&lt;br /&gt;&lt;br /&gt;The panel also saw discussion on issues in the transition process that are of relevance to India and what should their position going forward including ensuring the efficiency of ICANN Functions included in the CWG draft proposal.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;CIS raised issues around financial accountability and the role of ICANN in shaping markets therefore the urgent need for improving transparency and accountability measures.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;The report launched at the workshop is &lt;a class="external-link" href="http://www.ccaoi.in/UI/links/fwresearch/Study%20on%20the%20Indian%20Perspective%20on%20IANA%20transition.pdf"&gt;available here&lt;/a&gt;.&lt;/p&gt;
        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/news/iana-transition-icann-accountability-process-indian-position'&gt;https://cis-india.org/internet-governance/news/iana-transition-icann-accountability-process-indian-position&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>jyoti</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>IANA Transition</dc:subject>
    

   <dc:date>2015-08-23T09:26:06Z</dc:date>
   <dc:type>News Item</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/cis-comments-enhancing-icann-accountability">
    <title>CIS Comments: Enhancing ICANN Accountability</title>
    <link>https://cis-india.org/internet-governance/blog/cis-comments-enhancing-icann-accountability</link>
    <description>
        &lt;b&gt;On May 6, 2014, ICANN published a call for public comments on "Enhancing ICANN Accountability". This comes in the wake of the IANA stewardship transition spearheaded by ICANN and related concerns of ICANN's external and internal accountability mechanisms. Centre for Internet and Society contributed to the call for comments.&lt;/b&gt;
        &lt;h3&gt;&lt;strong&gt;Introduction:&lt;/strong&gt;&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;On March 14, 2014, the US National Telecommunications and Information Administration &lt;a href="http://www.ntia.doc.gov/press-release/2014/ntia-announces-intent-transition-key-internet-domain-name-functions"&gt;announced its intent&lt;/a&gt; to transition key Internet domain name functions to the global multi-stakeholder Internet governance community. ICANN was tasked with the development of a proposal for transition of IANA stewardship, for which ICANN subsequently &lt;a href="https://www.icann.org/resources/pages/draft-proposal-2014-04-08-en"&gt;called for public comments&lt;/a&gt;. At NETmundial, ICANN President and CEO Fadi Chehadé acknowledged that the IANA stewardship transition and improved ICANN accountability were &lt;a href="http://www.internetcommerce.org/issuance-of-netmundial-multistakeholder-statement-concludes-act-one-of-2014-internet-governance-trifecta/"&gt;inter-related issues&lt;/a&gt;, and &lt;a href="http://blog.icann.org/2014/05/icanns-accountability-in-the-wake-of-the-iana-functions-stewardship-transition/"&gt;announced&lt;/a&gt; the impending launch of a process to strengthen and enhance ICANN accountability in the absence of US government oversight. The subsequent call for public comments on “Enhancing ICANN Accountability” may be found &lt;a href="https://www.icann.org/resources/pages/enhancing-accountability-2014-05-06-en"&gt;here&lt;/a&gt;.&lt;/p&gt;
&lt;h3&gt;&lt;strong&gt;Suggestions for improved accountability:&lt;/strong&gt;&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;In the event, Centre for Internet and Society (“CIS”) wishes to limit its suggestions for improved ICANN accountability to matters of reactive or responsive transparency on the part of ICANN to the global multi-stakeholder community. We propose the creation and implementation of a robust “freedom or right to information” process from ICANN, accompanied by an independent review mechanism.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Article III of ICANN Bye-laws note that “&lt;i&gt;ICANN and its constituent bodies shall operate to the maximum extent feasible in an open and transparent manner and consistent with procedures designed to ensure fairness&lt;/i&gt;”. As part of this, Article III(2) note that ICANN shall make publicly available information on, &lt;i&gt;inter alia&lt;/i&gt;, ICANN’s budget, annual audit, financial contributors and the amount of their contributions, as well as information on accountability mechanisms and the outcome of specific requests and complaints regarding the same. Such accountability mechanisms include reconsideration (Article IV(2)), independent review of Board actions (Article IV(3)), periodic reviews (Article IV(4)) and the Ombudsman (Article V).&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Further, ICANN’s Documentary Information Disclosure Policy (“DIDP”) sets forth a process by which members of the public may request information “&lt;i&gt;not already publicly available&lt;/i&gt;”. ICANN &lt;a href="https://www.icann.org/resources/pages/didp-2012-02-25-en"&gt;may respond&lt;/a&gt; (either affirmatively or in denial) to such requests within 30 days. Appeals to denials under the DIDP are available under the reconsideration or independent review procedures, to the extent applicable.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;While ICANN has historically been prompt in its response to DIDP Requests, CIS is of the view that absent the commitments in the AoC following IANA stewardship transition, it would be desirable to amend and strengthen Response and Appeal procedures for DIDP and other, broader disclosures. Our concerns stem from the fact that, &lt;i&gt;first&lt;/i&gt;, the substantive scope of appeal under the DIDP, on the basis of documents requested, is unclear (say, contracts or financial documents regarding payments to Registries or Registrars, or a detailed, granular break-up of ICANN’s revenue and expenditures); and &lt;i&gt;second&lt;/i&gt;, that grievances with decisions of the Board Governance Committee or the Independent Review Panel cannot be appealed.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Therefore, CIS proposes a mechanism based on “right to information” best practices, which results in transparent and accountable governance at governmental levels.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;First&lt;/i&gt;, we propose that designated members of ICANN staff shoulder responsibility to respond to information requests. The identity of such members (information officers, say) ought to be made public, including in the response document.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;Second&lt;/i&gt;, an independent, third party body should be constituted to sit in appeal over information officers’ decisions to provide or decline to provide information. Such body may be composed of nominated members from the global multi-stakeholder community, with adequate stakeholder-, regional- and gender-representation. However, such members should not have held prior positions in ICANN or its related organizations. During the appointed term of the body, the terms and conditions of service ought to remain beyond the purview of ICANN, similar to globally accepted principles of an independent judiciary. For instance, the Constitution of India forbids any disadvantageous alteration of privileges and allowances of judges of the &lt;a href="http://www.constitution.org/cons/india/p05125.html"&gt;Supreme Court&lt;/a&gt; and &lt;a href="http://www.constitution.org/cons/india/p06221.html"&gt;High Courts&lt;/a&gt; during tenure.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;Third&lt;/i&gt;, and importantly, punitive measures ought to follow unreasonable, unexplained or illegitimate denials of requests by ICANN information officers. In order to ensure compliance, penalties should be made continuing (a certain prescribed fine for each day of information-denial) on concerned officers. Such punitive measures are accepted, for instance, in Section 20 of India’s Right to Information Act, 2005, where the review body may impose continuing penalties on any defaulting officer.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;Finally&lt;/i&gt;, exceptions to disclosure should be finite and time-bound. Any and all information exempted from disclosure should be clearly set out (and not merely as categories of exempted information). Further, all exempted information should be made public after a prescribed period of time (say, 1 year), after which any member of the public may request for the same if it continues to be unavailable.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;CIS hopes that ICANN shall deliver on its promise to ensure and enhance its accountability and transparency to the global multi-stakeholder community. To that end, we hope our suggestions may be positively considered.&lt;/p&gt;
&lt;h3 style="text-align: justify; "&gt;&lt;strong&gt;Comment repository&lt;/strong&gt;:&lt;/h3&gt;
&lt;p style="text-align: justify; "&gt;All comments received by ICANN during the comment period (May 6, 2014 to June 6, 2014) may be found &lt;a href="http://forum.icann.org/lists/comments-enhancing-accountability-06may14/"&gt;at this link&lt;/a&gt;.&lt;/p&gt;
        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/cis-comments-enhancing-icann-accountability'&gt;https://cis-india.org/internet-governance/blog/cis-comments-enhancing-icann-accountability&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>geetha</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>NETmundial</dc:subject>
    
    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>Accountability</dc:subject>
    

   <dc:date>2014-06-10T13:03:57Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/net-mundial-day-2">
    <title>NETmundial Day 2</title>
    <link>https://cis-india.org/internet-governance/blog/net-mundial-day-2</link>
    <description>
        &lt;b&gt;Fadi Chehade, the ICANN boss, closed NETmundial 2014 with these words "In Africa we say if you want to go first, go alone, but if you want to go far, go together." He should have added: And if you want to go nowhere, go multi-stakeholder.&lt;/b&gt;
        &lt;p style="text-align: justify; "&gt;For           all the talk of an inclusive global meeting, there was exactly         &lt;span&gt;&lt;a href="http://ajantriks.github.io/netmundial/map_no_contrib_govt.html"&gt;one                   governmental                   submission from the African continent&lt;/a&gt;&lt;/span&gt;,           and it was from Tunisia; and the overall rate of submissions           from Africa and West Asia were &lt;a href="http://ajantriks.github.io/netmundial/map_no_contrib.html"&gt;generally             very low&lt;/a&gt;.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;The outcome document perfectly reflects the gloss that the "multi-stakeholder" model was designed to achieve: an outcome that is celebrated by businesses (and by all embedded institutions like ICANN) for being harmless, met with relief by governments for not upsetting the status quo, all of it lit up in the holy glow of "consensus" from civil society.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Of course there was no consensus. Civil society groups who organised on Day 0 put up their &lt;a href="http://pastebin.com/3uK9KbR0%20"&gt;position&lt;/a&gt;: the shocking omission of a strong case for net neutrality, ambiguous language on surveillance, weak defences of free expression and privacy. All valid points. But it's striking that civil society takes such a pliant position towards authority: other than exactly two spirited protests (one against the data retention in Marco Civil, and the other against the NSA's mass surveillance program) there was no confrontation, no provocation, no passionate action that would give civil society the force it needs to win. If we were to compare this to other international struggles, the gay rights battle, or its successor, the AIDS medicines movement, for instance - what a difference there is. People fought to crush with powerful, forceful action. Only after huge victories with public and media sympathy, and only after turning themselves into equals of the corporations and governments they were fighting, did they allow themselves to sit down at the table and negotiate nicely. Internet governance fora are marked by politeness and passivity, and perhaps - however sad - it's no wonder that the least powerful groups in these fora always come away disappointed.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;It's also surprising that there is no language in the outcome document that explicitly addresses the censorious threat posed by the global expansion of a sovereign application of copyright, as seen most vividly in the proposed &lt;a href="http://en.wikipedia.org/wiki/Protests_against_SOPA_and_PIPA"&gt;SOPA/PIPA&lt;/a&gt; legislation in the United States. The outcome document has language that seems to more or less reflect the &lt;a href="http://bestbits.net/netmundial-proposals/"&gt;civil society proposal&lt;/a&gt;, and it's possible that a generous interpretation of the language could mean that it opposes the selective, restrictive and damaging application of what the intellectual property industries want to accomplish on the Internet. But it's puzzling that the language isn't stronger or more explicit, and even more puzzling that civil society doesn't seem to want to fight for such language.&lt;/p&gt;
&lt;p&gt;This seems like an appropriate time to end the multi-stakeholder diaries. &lt;a href="http://ajantriks.github.io/netmundial/track_multistakeholder.html"&gt;Hasn't the word been used enough?&lt;/a&gt; Here is one last instalment. We thank the kind folks who gave us their time.&lt;/p&gt;
&lt;p&gt;Q: What does "multi-stakeholder" mean? What is "multi-stakeholderism"?&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;A large part of the discourse prior to the NETmundial conference has been centered around the issue of what is the best structural system to regulate a global network – this has commonly been portrayed as a choice between a multistakeholder system – which broadly speaking, aims to place ‘all stakeholders’ on equal footing – against multilateralism – a recognized concept in International law / the Comity of Nation States, where a nation state is recognized as the representative of its citizens, making decisions on their behalf and in their interests.&lt;/i&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;In our opinion, the issue is not about the dichotomy between multilateralism and multistakeholderism; it is about what functions or issues can legitimately be dealt with through each of the processes in terms of adequately protecting civil liberties and other public interest principles – including the appropriate enforcement of norms. For instance, how do you deal with something like cyber warfare without the consent of states? Similarly, how do we address regulatory issues such as determining (and possibly subsidizing) costs of access, or indeed to protect a right of a country against unilateral disconnection?&lt;/i&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;.....The crux of the matter rests in deciding which is the best governance ‘basket’ to include a particular issue within – taken from both a substantive and enforcement perspective. The challenge is trying to demarcate issues to ensure that each is dealt with effectively by placing it in an appropriate bucket.&lt;/i&gt; &lt;i&gt;(The full post can be accessed &lt;/i&gt;&lt;a href="http://www.knowledgecommons.in/brasil/en/multilateral-and-multistakeholder-responsibilities/"&gt;here&lt;/a&gt;&lt;i&gt;).&lt;/i&gt;&lt;br /&gt;&lt;b&gt;Rishab Bailey&lt;/b&gt; from the Society for Knowledge Commons (India)&lt;/p&gt;
&lt;p class="PreformattedText" style="text-align: justify; "&gt;&lt;i&gt;If I would have signed the campaign &lt;/i&gt;&lt;a href="http://wepromise.eu/"&gt;http://wepromise.eu&lt;/a&gt;&lt;i&gt; as a candidate to the European Parliament I would have made it an election promise to defend "the principle of multistakeholderism".&lt;/i&gt;&lt;/p&gt;
&lt;p class="PreformattedText" style="text-align: justify; "&gt;&lt;i&gt;That means that I "support free, open, bottom-up, and multi-stakeholder models of coordinating the Internet resources and standards - names, numbers, addresses etc" and that I "support measures which seek to ensure the capacity of representative civil society to participate in multi-stakeholder forums." Further, I "oppose any attempts by corporate, governmental or intergovernmental agencies to take control of Internet governance."&lt;/i&gt;&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;&lt;i&gt;My very rudimentary personal view is basically that it's a bad idea to institutionalise conflicting competences.&lt;/i&gt;&lt;br /&gt;&lt;b&gt;Erik Josefsson&lt;/b&gt;, Adviser on Internet policies for the Greens/EFA group in the European Parliament&lt;/p&gt;
&lt;hr /&gt;
&lt;p&gt;And so it &lt;a href="http://netmundial.br/wp-content/uploads/2014/04/NETmundial-Multistakeholder-Document.pdf"&gt;ends&lt;/a&gt;.&lt;/p&gt;
        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/net-mundial-day-2'&gt;https://cis-india.org/internet-governance/blog/net-mundial-day-2&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>achal</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>NETmundial</dc:subject>
    

   <dc:date>2014-04-25T04:58:26Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/net-mundial-tracking-multi-stakeholder-across-contributions">
    <title>NETmundial: Tracking *Multistakeholder* across Contributions</title>
    <link>https://cis-india.org/internet-governance/blog/net-mundial-tracking-multi-stakeholder-across-contributions</link>
    <description>
        &lt;b&gt;This set of analysis of the contributions submitted to NETmundial 2014 is part of the effort by the Centre for Internet and Society, Bangalore, India, to enable productive discussions of the critical internet governance issues at the meeting and elsewhere.&lt;/b&gt;
        &lt;div&gt;&lt;iframe frameborder="0" height="500px" src="http://ajantriks.github.io/netmundial/charts/cis_netmundial_track_multistakeholder.html" width="750px"&gt;&lt;/iframe&gt;&lt;/div&gt;
&lt;table class="invisible"&gt;
&lt;tbody&gt;
&lt;tr&gt;
&lt;td&gt;Created by &lt;a href="http://ajantriks.net/" target="_blank"&gt;Sumandro&lt;/a&gt; using &lt;a href="https://developers.google.com/chart/" target="_blank"&gt;Google Charts&lt;/a&gt;.&lt;br /&gt; Google &lt;a href="https://developers.google.com/terms/" target="_blank"&gt;Terms of Use&lt;/a&gt; and &lt;a href="https://google-developers.appspot.com/chart/interactive/docs/gallery/treemap.html#Data_Policy" target="_blank"&gt;Data Policy&lt;/a&gt;.&lt;br /&gt; Data compiled by &lt;a href="http://ajantriks.net/" target="_blank"&gt;Sumandro&lt;/a&gt; and Jyoti.&lt;br /&gt; Download the &lt;a class="external-link" href="https://github.com/ajantriks/netmundial/blob/master/data/cis_netmundial_track_multistakeholder.csv"&gt;data&lt;/a&gt;&lt;a href="https://github.com/ajantriks/netmundial/blob/master/data/cis_ig_vis_track_multistakeholder.csv" target="_blank"&gt;&lt;/a&gt;.&lt;/td&gt;
&lt;td&gt;
&lt;p style="text-align: justify; "&gt;This scatter plot shows the number of times the word *multistakeholder* (including *multi-stakeholder* and *multistakeholderism*) appears across contributions submitted to NETmundial.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;X axis (horizontal) gives the serial number of contributions and Y axis (vertical) gives the number of times the word appears on a contribution.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;Click on the types of organisation below the chart to highlight the corresponding organisations on the chart.&lt;/p&gt;
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&lt;/table&gt;
&lt;p style="text-align: justify; "&gt;The Centre for Internet and Society, Bangalore, India, is a  non-profit research organization that works on policy issues relating to  freedom of expression, privacy, accessibility for persons with  disabilities, access to knowledge and IPR reform, and openness, and  engages in academic research on digital natives and digital humanities.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;The visualisations are done by &lt;a href="http://ajantriks.net/" target="_blank"&gt;Sumandro Chattapadhyay&lt;/a&gt;, based on data compilation and analysis by Jyoti Panday, and with data entry suport from Chandrasekhar.&lt;/p&gt;
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&lt;td&gt;Built on &lt;a href="http://getbootstrap.com/" target="_blank"&gt;Bootstrap&lt;/a&gt; by &lt;a href="http://ajantriks.net/" target="_blank"&gt;Sumandro&lt;/a&gt;&lt;/td&gt;
&lt;td style="text-align: justify; "&gt;All code, content and data is co-owned by the author(s) and &lt;a href="https://cis-india.org/" target="_blank"&gt;Centre for Internet and Society&lt;/a&gt;, Bangalore, India, and shared under Creative Commons &lt;a href="http://creativecommons.org/licenses/by-sa/2.5/in/" target="_blank"&gt;Attribution-ShareAlike 2.5 India&lt;/a&gt; license.&lt;/td&gt;
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        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/net-mundial-tracking-multi-stakeholder-across-contributions'&gt;https://cis-india.org/internet-governance/blog/net-mundial-tracking-multi-stakeholder-across-contributions&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>sumandro</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>NETmundial</dc:subject>
    

   <dc:date>2014-04-25T09:53:37Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>


    <item rdf:about="https://cis-india.org/internet-governance/blog/brazil-passes-marco-civil-us-fcc-alters-stance-on-net-neutrality">
    <title>Brazil passes Marco Civil; the US-FCC Alters its Stance on Net Neutrality</title>
    <link>https://cis-india.org/internet-governance/blog/brazil-passes-marco-civil-us-fcc-alters-stance-on-net-neutrality</link>
    <description>
        &lt;b&gt;Hopes for the Internet rise and fall rapidly. Yesterday, on April 23, 2014, Marco Civil da Internet, the Brazilian Bill of Internet rights, was passed by the Brazilian Senate into law. &lt;/b&gt;
        &lt;p style="text-align: justify; "&gt;&lt;i&gt;Marco Civil&lt;/i&gt;, on which we &lt;a href="https://cis-india.org/internet-governance/blog/marco-civil-da-internet"&gt;blogged&lt;/a&gt; previously, includes provisions for the protection of privacy and freedom of expression of all users, rules mandating net neutrality, etc. Brazil celebrated the beginning of NETmundial, a momentous first day about which Achal Prabhala &lt;a href="https://cis-india.org/internet-governance/blog/net-mundial-day-0"&gt;blogs&lt;/a&gt;, with President Rousseff’s approval of the&lt;i&gt; Marco Civil&lt;/i&gt;.&lt;/p&gt;
&lt;p style="text-align: justify; "&gt;At about the same time, news &lt;a href="http://www.ft.com/cms/s/0/568be7f6-cb2f-11e3-ba95-00144feabdc0.html#axzz2zmtOMMj0"&gt;broke&lt;/a&gt; that the US Federal Communications Commission is set to propose new net neutrality rules. In the wake of the &lt;a href="http://www.theguardian.com/technology/2014/jan/14/net-neutrality-internet-fcc-verizon-court"&gt;Verizon net neutrality decision&lt;/a&gt; in January, the proposed new rules will &lt;a href="http://www.pcworld.com/article/2147520/report-us-fcc-to-allow-payments-for-speedier-traffic.html"&gt;prohibit&lt;/a&gt; Internet service providers such as Comcast from slowing down or blocking traffic to certain websites, but permit fast lane traffic for content providers who are willing to pay for it. This fast lane would prioritise traffic from content providers like Netflix and Youtube on commercially reasonable terms, and result in availability of video and other content at higher speeds or quality. An interesting turn-around, as &lt;i&gt;Marco Civil&lt;/i&gt; expressly mandates net neutrality for all traffic.&lt;/p&gt;
        &lt;p&gt;
        For more details visit &lt;a href='https://cis-india.org/internet-governance/blog/brazil-passes-marco-civil-us-fcc-alters-stance-on-net-neutrality'&gt;https://cis-india.org/internet-governance/blog/brazil-passes-marco-civil-us-fcc-alters-stance-on-net-neutrality&lt;/a&gt;
        &lt;/p&gt;
    </description>
    <dc:publisher>No publisher</dc:publisher>
    <dc:creator>geetha</dc:creator>
    <dc:rights></dc:rights>

    
        <dc:subject>IANA</dc:subject>
    
    
        <dc:subject>Internet Governance</dc:subject>
    
    
        <dc:subject>NETmundial</dc:subject>
    
    
        <dc:subject>ICANN</dc:subject>
    
    
        <dc:subject>Marco Civil</dc:subject>
    

   <dc:date>2014-04-24T10:05:32Z</dc:date>
   <dc:type>Blog Entry</dc:type>
   </item>




</rdf:RDF>
