Centre for Internet and Society

Net subs grow significantly but public Wi-Fi idea flayed

praskrishna — 2016-11-21T13:55:18Z

Even as internet subscribers are growing significantly across Indian states, TRAI's idea of public Wi-Fi has been flayed by stakeholders.

This was published by Indian Television on November 21, 2016. Pranesh Prakash was quoted.

Maharashtra has recorded the highest number of internet subscribers in India at 29.47 million, followed by Tamil Nadu, Andhra and Karnataka in that order, according to government data. At the end of March 2016, India had a total of 342.65 million subscribers. BharatNet project meantime plans to connect all 2.5 lakh gram panchayats in the country through broadband.

Delhi had registered 20.59 million internet users, while Kolkata and Mumbai recorded 9.26 million and 15.65 million, respectively.

Tamil Nadu recorded 28.01 million subscribers, while the neighbouring states of Andhra Pradesh and Karnataka respectively registered 24.87 million and 22.63 million. Himachal Pradesh saw the lowest number of subscribers at 3.02 million.

Of the over 342 million subscribers, over 67 per cent are from urban India. At the end of FY16, the rural internet subscriber base stood at 111.94 million. Tamil Nadu recorder the highest number of urban subscribers at 21.16 million, while UP (East) telecom circle is ahead in terms of rural internet customer base at 11.21 million.

Public Wi-Fi condemned

Telecom stakeholders recommending an open and cheap internet have raised concerns over privacy and regulatory hurdles following the release of TRAI's consultation paper on public Wi-Fi.

The Internet Freedom Foundation co-founder Aravind Ravi Sulekha was apprehensive that the proposed regulations could lead to invasion of privacy and interfere with the freedom of hotspot providers to operate freely. The proposals may turn out to be regressive, Sulekha said.

TRAI proposed hotspot providers would have to register with the government and users could access hotspots only after paying using a service tied to their Aadhaar number.

Centre for Internet and Society policy director Pranesh Prakash said that TRAI solution was a classic example of over-regulation and centralism. It turns out that TARI was unclear about the problem to be solved, he added.

For more details visit https://cis-india.org/telecom/news/indian-television-november-21-2016-net-subs-grow-significantly-but-public-wifi-idea-delayed

Free Net advocates flay Trai's public Wi-Fi paper

praskrishna — 2016-11-20T03:21:41Z

Stakeholders vouching for a cheap and open Internet have flagged concerns over privacy and regulatory hurdles.

The article by Anita Babu was published in the Business Standard on November 20, 2016. Pranesh Prakash was quoted.

With the Telecom Regulatory Authority of India releasing its consultation paper on public Wi-Fi this week, stakeholders vouching for a cheap and open Internet have flagged concerns over privacy and regulatory hurdles.

The Internet Freedom Foundation has pointed out that the proposed regulations might lead to invasion of privacy and interfere with the freedom of hotspot providers to operate freely.

“While we welcome Trai’s vision that increasing the number of public Wi-Fi hotspots could be the way to bringing the majority of Indians online, the proposals turn out to be regressive and poorly thought out,” said Aravind Ravi Sulekha, co-founder of the Internet Freedom Foundation.

The regulator in its consultation paper issued earlier this week proposed hotspot providers would have to register with the government and users could access hotspots only after paying using a service tied to their Aadhaar number. It wants to utilise Aadhaar, electronic-Know Your Customer (e-KYC) and the Unified Payment Interface (UPI) to build a standard authentication mechanism for access to public Wi-Fi in India. While the aim of Trai is to increase the number of Wi-Fi hotspots in India, proponents of free Internet fear these proposed rules might have a contrary effect.

Hotspot providers will have to incur costs on account of hardware installations for one-time password verification in addition to the costs of sending out the passwords. This might discourage entrepreneurs.

“This system of verification makes it harder for entrepreneurs to set up hotspots and for people to access them. It is impossible for broadband to proliferate in any significant way if Trai insists on applying ineffective and cumbersome regulations on those who wish to set up their own hotspots,” Internet Freedom Foundation said in its comments to Trai’s consultation paper.

The proposals have excluded individuals who do not have an Aadhaar account from accessing public Wi-Fi. “This not only brings concerns of costs and exclusion but also privacy, given the constitutionality of the Aadhaar project, and its government-mandated use, is pending adjudication in the Supreme Court,” the foundation pointed out.

The proposals also come at the cost of anonymity. The foundation, cofounded by the crusaders of last year’s SaveTheInternet campaign, trashed the argument that imposing eKYC norms would help in countering terrorism and other crimes. “This prohibition on anonymous communication is a violation of Indians’ freedom of expression… making a call at a PCO, sending a telegram and posting a letter have always been possible without showing ID — even though criminals and terrorists occasionally abused these services… KYC measures are ineffective in preventing crime and terrorism, as tools like VPNs, TOR, and proxies can easily mask the identity of an Internet user,” it stated.

“The solution proposed by Trai is a classic example of centralism and over-regulation. It turns out that Trai is unclear about the problem to be solved,” said Pranesh Prakash, policy director at the Centre for Internet and Society. He added that the new proposals had also failed to address the limitations on foreigners or tourists in India.

Current regulations prevent foreigners without a local mobile number from accessing public Wi-Fi connections. While Trai had identified the problem, it failed to come up with a plausible solution.

For more details visit https://cis-india.org/internet-governance/news/business-standard-november-20-2016-anita-babu-free-net-advocates-flay-trais-public-wifi-paper

CERT-In's Proactive Mandate - A Report on the Indian Computer Emergency Response Team’s Proactive Mandate in the Indian Cyber Security Ecosystem

praskrishna — 2016-11-19T04:03:58Z

For more details visit https://cis-india.org/internet-governance/files/cert-ins-proactive-mandate.pdf

Big Data in India: Benefits, Harms, and Human Rights - Workshop Report

Vidushi Marda, Akash Deep Singh and Geethanjali Jujjavarapu — 2016-11-18T12:58:19Z

The Centre for Internet and Society held a one-day workshop on “Big Data in India: Benefits, Harms and Human Rights” at India Habitat Centre, New Delhi on the 1st of October, 2016. This report is a compilation of the the issues discussed, ideas exchanged and challenges recognized during the workshop. The objective of the workshop was to discuss aspects of big data technologies in terms of harms, opportunities and human rights. The discussion was designed around an extensive study of current and potential future uses of big data for governance in India, that CIS has undertaken over the last year with support from the MacArthur Foundation.

Contents

Big Data: Definitions and Global South Perspectives

Aadhaar as Big Data

Seeding

Aadhaar and Data Security

Aadhaar’s Relational Arrangement with Big Data Scheme

The Myths surrounding Aadhaar

IndiaStack and FinTech Apps

Problems with UID

Big Data: Definitions and Global South Perspectives

“Big Data” has been defined by multiple scholars till date. The first consideration at the workshop was to discuss various definitions of big data, and also to understand what could be considered Big Data in terms of governance, especially in the absence of academic consensus. One of the most basic ways to define it, as given by the National Institute of Standards and Technology, USA, is to take it to be the data that is beyond the computational capacity of current systems. This definition has been accepted by the UIDAI of India. Another participant pointed out that Big Data is not only indicative of size, but rather the nature of data which is unstructured, and continuously flowing. The Gartner definition of Big Data relies on the three Vs i.e. Volume (size), Velocity (infinite number of ways in which data is being continuously collected) and Variety (the number of ways in which data can be collected in rows and columns).

The presentation also looked at ways in which Big Data is different from traditional data. It was pointed out that it can accommodate diverse unstructured datasets, and it is ‘relational’ i.e. it needs the presence of common field(s) across datasets which allows these fields to be conjoined. For e.g., the UID in India is being linked to many different datasets, and they don’t constitute Big Data separately, but do so together. An increasingly popular definition is to define data as “Big Data” based on what can be achieved through it. It has been described by authors as the ability to harness new kinds of insight which can inform decision making. It was pointed out that CIS does not subscribe to any particular definition, and is still in the process of coming up with a comprehensive definition of Big Data.

Further, discussion touched upon the approach to Big Data in the Global South. It was pointed out that most discussions about Big Data in the Global South are about the kind of value that it can have, the ways in which it can change our society. The Global North, on the other hand, has moved on to discussing the ethics and privacy issues associated with Big Data.

After this, the presentation focussed on case studies surrounding key Central Government initiatives and projects like Aadhaar, Predictive Policing, and Financial Technology (FinTech).

Aadhaar as Big Data

In presenting CIS’ case study on Aadhaar, it was pointed out that initially, Aadhaar, with its enrollment dataset was by itself being seen as Big Data. However, upon careful consideration in light of definitions discussed above, it can be seen as something that enables Big Data. The different e-governance projects within Digital India, along with Aadhaar, constitute Big Data. The case study discussed the Big Data implications of Aadhaar, and in particular looked at a ‘cradle to grave’ identity mapping through various e-government projects and the datafication of various transaction generated data.

Seeding

Any digital identity like Aadhaar typically has three features: 1. Identification i.e. a number or card used to identify yourself; 2. Authentication, which is based on your number or card and any other digital attributes that you might have; 3. Authorisation: As bearers of the digital identity, we can authorise the service providers to take some steps on our behalf. The case study discussed ‘seeding’ which enables the Big Data aspects of Digital India. In the process of seeding, different government databases can be seeded with the UID number using a platform called Ginger. Due to this, other databases can be connected to UIDAI, and through it, data from other databases can be queried by using your Aadhaar identity itself. This is an example of relationality, where fractured data is being brought together. At the moment, it is not clear whether this access by UIDAI means that an actual physical copy of such data from various sources will be transferred to UIDAI’s servers or if they will just access it through internet, but the data remains on the host government agency’s server. An example of even private parties becoming a part of this infrastructure was raised by a participant when it was pointed out that Reliance Jio is now asking for fingerprints. This can then be connected to the relational infrastructure being created by UIDAI. The discussion then focused on how such a structure will function, where it was mentioned that as of now, it cannot be said with certainty that UIDAI will be the agency managing this relational infrastructure in the long run, even though it is the one building it.

Aadhaar and Data Security

This case study also dealt with the sheer lack of data protection legislation in India except for S.43A of the IT Act. The section does not provide adequate protection as the constitutionality of the rules and regulations under S.43A is ambivalent. More importantly, it only refers to private bodies. Hence, any seeding which is being done by the government is outside the scope of data protection legislation. Thus, at the moment, no legal framework covers the processes and the structures being used for datasets. Due to the inapplicability of S.43A to public bodies, questions were raised as to the existence of a comprehensive data protection policy for government institutions. Participants answered the question in the negative. They pointed out that if any government department starts collecting data, they develop their own privacy policy. There are no set guidelines for such policies and they do not address concerns related to consent, data minimisation and purpose limitation at all. Questions were also raised about the access and control over Big Data with government institutions. A tentative answer from a participant was that such data will remain under the control of the domain specific government ministry or department, for e.g. MNREGA data with the Ministry of Rural Development, because the focus is not on data centralisation but rather on data linking. As long as such fractured data is linked and there is an agency that is responsible to link them, this data can be brought together. Such data is primarily for government agencies. But the government is opening up certain aspects of the data present with it for public consumption for research and entrepreneurial purposes.The UIDAI provides you access to your own data after paying a minimal fee. The procedure for such access is still developing.

Aadhaar’s Relational Arrangement with Big Data Scheme

The various Digital India schemes brought in by the government were elucidated during the workshop. It was pointed out that these schemes extend to myriad aspects of a citizen’s daily life and cover all the essential public services like health, education etc. This makes Aadhaar imperative even though the Supreme Court has observed that it is not mandatory for every citizen to have a unique identity number. The benefits of such identity mapping and the ecosystem being generated by it was also enumerated during the discourse. But the complete absence of any data ethics or data confidentiality principles make us unaware of the costs at which these benefits are being conferred on us. Apart from surveillance concerns, the knowledge gap being created between the citizens and the government was also flagged. Three main benefits touted to be provided by Aadhaar were then analysed. The first is the efficient delivery of services. This appears to be an overblown claim as the Aadhaar specific digitisation and automation does not affect the way in which employment will be provided to citizens through MNREGA or how wage payment delays will be overcome. These are administrative problems that Aadhaar and associated technologies cannot solve. The second is convenience to the citizens. The fallacies in this assertion were also brought out and identified. Before the Aadhaar scheme was rolled in, ration cards were issued based on certain exclusion and inclusion criteria.. The exclusion and inclusion criteria remain the same while another hurdle in the form of Aadhaar has been created. As India is still lacking in supporting infrastructure such as electricity, server connectivity among other things, Aadhaar is acting as a barrier rather than making it convenient for citizens to enroll in such schemes.The third benefit is fraud management. Here, a participant pointed out that this benefit was due to digitisation in the form of GPS chips in food delivery trucks and electronic payment and not the relational nature of Aadhaar. Aadhaar is only concerned with the linking up or relational part. About deduplication, it was pointed out how various government agencies have tackled it quite successfully by using technology different from biometrics which is unreliable at the best of times.

The Myths surrounding Aadhaar

The discussion also reflected on the fact that Aadhaar is often considered to be a panacea that subsumes all kinds of technologies to tackle leakages. However, this does not take into account the fact that leakages happen in many ways. A system should have been built to tackle those specific kinds of leakages, but the focus is solely on Aadhaar as the cure for all. Notably, participants who have been a part of the government pointed out how this myth is misleading and should instead be seen as the first step towards a more digitally enhanced country which is combining different technologies through one medium.

IndiaStack and FinTech Apps

What is India Stack?

The focus then shifted to another extremely important Big Data project, India Stack, being conceptualised and developed by a team of private developers called iStack, for the NPCI. It builds on the UID project, Jan Dhan Yojana and mobile services trinity to propagate and develop a cashless, presence-less, paperless and granular consent layer based on UID infrastructure to digitise India.

A participant pointed out that the idea of India Stack is to use UID as a platform and keep stacking things on it, such that more and more applications are developed. This in turn will help us to move from being a ‘data poor’ country to a ‘data rich’ one. The economic benefits of this data though as evidenced from the TAGUP report - a report about the creation of National Information Utilities to manage the data that is present with the government - is for the corporations and not the common man. The TAGUP report openly talks about privatisation of data.

Problems with India Stack

The granular consent layer of India Stack hasn’t been developed yet but they have proposed to base it on MIT Media Lab’s OpenPDS system. The idea being that, on the basis of the choices made by the concerned person, access to a person’s personal information may be granted to an agency like a bank. What is more revolutionary is that India Stack might even revoke this access if the concerned person expresses a wish to do so or the surrounding circumstances signal to India Stack that it will be prudent to do so. It should be pointed out that the the technology required for OpenPDS is extremely complex and is not available in India. Moreover, it’s not clear how this system would work. Apart from this, even the paperless layer has its faults and has been criticised by many since its inception, because an actual government signed and stamped paper has been the basis of a claim.. In the paperless system, you are provided a Digilocker in which all your papers are stored electronically, on the basis of your UID number. However, it was brought to light that this doesn’t take into account those who either do not want a Digilocker or UID number or cases where they do not have access to their digital records. How in such cases will people make claims?

A Digital Post-Dated Cheque: It’s Ramifications

A key change that FinTech apps and the surrounding ecosystem want to make is to create a digital post-dated cheque so as to allow individuals to get loans from their mobiles especially in remote areas. This will potentially cut out the need to construct new banks, thus reducing the capital expenditure , while at the same time allowing the credit services to grow. The direct transfer of money between UID numbers without the involvement of banks is a step to further help this ecosystem grow. Once an individual consents to such a system, however, automatic transfer of money from one’s bank accounts will be affected, regardless of the reason for payment. This is different from auto debt deductions done by banks presently, as in the present system banks have other forms of collateral as well. The automatic deduction now is only affected if these other forms are defaulted upon. There is no knowledge as to whether this consent will be reversible or irreversible. As Jan Dhan Yojana accounts are zero balance accounts, the account holder will be bled dry. The implication of schemes such as “Loan in under 8 minutes” were also discussed. The advantage of such schemes is that transaction costs are reduced.The financial institution can thus grant loans for the minimum amount without any additional enquiries. It was pointed out that this new system is based on living on future income much like the US housing bubble crash. Interestingly, in Public Distribution Systems, biometrics are insisted upon even though it disrupts the system. This can be seen as a part of the larger infrastructure to ensure that digital post-dated cheques become a success.

The Role of FinTech Apps

FinTech ‘apps’ are being presented with the aim of propagating financial inclusion. The Technology Advisory Group for Unique Projects report stated that as managing such information sources is a big task, just like electricity utilities, a National Information Utilities (NIU) should be set up for data sources. These NIUs as per the report will follow a fee based model where they will be charging for their services for government schemes. The report identified two key NIUs namely the National Payments Corporation of India (NPCI) and the Goods and Services Tax Network (GSTN). The key usage that FinTech applications will serve is credit scoring. The traditional credit scoring data sources only comprised a thin file of records for an individual, but the data that FinTech apps collect - a person’s UID number, mobile number. and bank account number all linked up, allow for a far more comprehensive credit rating. Government departments are willing to share this data with FinTech apps as they are getting analysis in return. Thus, by using UID and the varied data sources that have been linked together by UID, a ‘thick file’ is now being created by FinTech apps. Banking apps have not yet gone down the route of FinTech apps to utilise Big Data for credit scoring purposes.

The two main problems with such apps is that there is no uniform way of credit scoring. This distorts the rate at which a person has to pay interest. The consent layer adds another layer of complication as refusal to share mobile data with a FinTech app may lead to the app declaring one to be a risky investment thus, subjecting that individual to a higher rate of interest .

Regulation of FinTech Apps and the UID Infrastructure

India Stack and the applications that are being built on it, generate a lot of transaction metadata that is very intimate in nature. The privacy aspects of the UID legislation doesn't cover such data. The granular consent layer which has been touted to cover this still has to come into existence. Also, Big Data is based on sharing and linking of data. Here, privacy concerns and Big Data objectives clash. Big Data by its very nature challenges privacy principles like data minimisation and purpose limitation.The need for regulation to cover the various new apps and infrastructure which are being developed was pointed out.

Problems with UID

It has been observed that any problem present with Aadhaar is usually labelled as a teething problem, it’s claimed that it will be solved in the next 10 years. But, this begs the question - why is the system online right now?

Aadhaar is essentially a new data condition and a new exclusion or inclusion criteria. Data exclusion modalities as observed in Rajasthan after the introduction of biometric Point of Service (POS) machines at ration shops was found to be 45% of the population availing PDS services. This number also includes those who were excluded from the database by being included in the wrong dataset. There is no information present to tell us how many actual duplicates and how many genuine ration card holders were weeded out/excluded by POS.

It was also mentioned that any attempt to question Aadhaar is considered to be an attempt to go back to the manual system and this binary thinking needs to change. Big Data has the potential to benefit people, as has been evidenced by the scholarship and pension portals. However, Big Data’s problems arise in systems like PDS, where there is centralised exclusion at the level of the cloud. Moreover, the quantity problem present in the PDS and MNREGA systems persists. There is still the possibility of getting lesser grains and salary even with analysis of biometrics, hence proving that there are better technologies to tackle these problems. Presently, the accountability mechanisms are being weakened as the poor don’t know where to go to for redressal. Moreover, the mechanisms to check whether the people excluded are duplicates or not is not there. At the time of UID enrollment, out of 90 crores, 9 crore were rejected. There was no feedback or follow-up mechanism to figure out why are people being rejected. It was just assumed that they might have been duplicates.

Another problem is the rolling out of software without checking for inefficiencies or problems at a beta testing phase. The control of developers over this software, is so massive that it can be changed so easily without any accountability.. The decision making components of the software are all proprietary like in the the de-duplication algorithm being used by the UIDAI. Thus, this leads to a loss of accountability because the system itself is in flux, none of it is present in public domain and there are no means to analyse it in a transparent fashion..

These schemes are also being pushed through due to database politics. On a field study of NPR of citizens, another Big Data scheme, it was found that you are assumed to be an alien if you did not have the documents to prove that you are a citizen. Hence, unless you fulfill certain conditions of a database, you are excluded and are not eligible for the benefits that being on the database afford you.

Why is the private sector pushing for UIDAI and the surrounding ecosystem?

Financial institutions stand to gain from encouraging the UID as it encourages the credit culture and reduces transaction costs.. Another advantage for the private sector is perhaps the more obvious one, that is allows for efficient marketing of products and services..

The above mentioned fears and challenges were actually observed on the ground and the same was shown through the medium of a case study in West Bengal on the smart meters being installed there by the state electricity utility. While the data coming in from these smart meters is being used to ensure that a more efficient system is developed,it is also being used as a surrogate for income mapping on the basis of electricity bills being paid. This helps companies profile neighbourhoods. The technical officer who first receives that data has complete control over it and he can easily misuse the data. This case study again shows that instruments like Aadhaar and India Stack are limited in their application and aren’t the panacea that they are portrayed to be.

A participant pointed out that in the light of the above discussions, the aim appears to be to get all kinds of data, through any source, and once you have gotten the UID, you link all of this data to the UID number, and then use it in all the corporate schemes that are being started. Most of the problems associated with Big Data are being described as teething problems. The India Stack and FinTech scheme is coming in when we already know about the problems being faced by UID. The same problems will be faced by India Stack as well.

Can you opt out of the Aadhaar system and the surrounding ecosystem?

The discussion then turned towards whether there can be voluntary opting out from Aadhaar. It was pointed out that the government has stated that you cannot opt out of Aadhaar. Further, the privacy principles in the UIDAI bill are ambiguously worded where individuals only have recourse for basic things like correction of your personal information. The enforcement mechanism present in the UIDAI Act is also severely deficient. There is no notification procedure if a data breach occurs. . The appellate body ‘Cyber Appellate Tribunal’ has not been set up in three years.

CCTNS: Big Data and its Predictive Uses

What is Predictive Policing?

The next big Big Data case study was on the Crime and Criminal Tracking Network & Systems (CCTNS). Originally it was supposed to be a digitisation and interconnection scheme where police records would be digitised and police stations across the length and breadth of the country would be interconnected. But, in the last few years some police departments of states like Chandigarh, Delhi and Jharkhand have mooted the idea of moving on to predictive policing techniques. It envisages the use of existing statistical and actuarial techniques along with many other tropes of data to do so. It works in four ways: 1. By predicting the place and time where crimes might occur; 2. To predict potential future offenders; 3. To create profiles of past crimes in order to predict future crimes; 4. Predicting groups of individuals who are likely to be victims of future crimes.

How is Predictive Policing done?

To achieve this, the following process is followed: 1. Data collection from various sources which includes structured data like FIRs and unstructured data like call detail records, neighbourhood data, crime seasonal patterns etc. 2. Analysis by using theories like the near repeat theory, regression models on the basis of risk factors etc. 3. Intervention

Flaws in Predictive Policing and questions of bias

An obvious weak point in the system is that if the initial data going into the system is wrong or biased, the analysis will also be wrong. Efforts are being made to detect such biases. An important way to do so will be by building data collection practices into the system that protect its accuracy. The historical data being entered into the system is carrying on the prejudices inherited from the British Raj and biases based on religion, caste, socio-economic background etc.

One participant brought about the issue of data digitization in police stations, and the impact of this haphazard, unreliable data on a Big Data system. This coupled with paucity of data is bound to lead to arbitrary results. An effective example was that of black neighbourhoods in the USA. These are considered problematic and thus they are policed more, leading to a higher crime rate as they are arrested for doing things that white people in an affluent neighbourhood get away with. This in turn further perpetuates the crime rate and it becomes a self-fulfilling prophecy. In India, such a phenomenon might easily develop in the case of migrants, de-notified tribes, Muslims etc. A counter-view on bias and discrimination was offered here. One participant pointed out that problems with haphazard or poor quality of data is not a colossal issue as private companies are willing to fill this void and are actually doing so in exchange for access to this raw data. It was also pointed out how bias by itself is being used as an all encompassing term. There are multiplicities of biases and while analysing the data, care should be taken to keep it in mind that one person’s bias and analysis might and usually does differ from another. Even after a computer has analysed the data, the data still falls into human hands for implementation.

The issue of such databases being used to target particular communities on the basis of religion, race, caste, ethnicity among other parameters was raised. Questions about control and analysis of data were also discussed, i.e. whether it will be top-down with data analysis being done in state capitals or will this analysis be done at village and thana levels as well too. It was discussed as topointed out how this could play a major role in the success and possible persecutory treatment of citizens, as the policemen at both these levels will have different perceptions of what the data is saying. . It was further pointed out, that at the moment, there’s no clarity on the mode of implementation of Big Data policing systems. Police in the USA have been seen to rely on Big Data so much that they have been seen to become ‘data myopic’. For those who are on the bad side of Big Data, in the Indian context, laws like preventive detention can be heavily misused.There’s a very high chance that predictive policing due to the inherent biases in the system and the prejudices and inefficiency of the legal system will further suppress the already targeted sections of the society. A counterpoint was raised and it was suggested that contrary to our fears, CCTNS might lead to changes in our understanding and help us to overcome longstanding biases.

Open Knowledge Architecture as a solution to Big Data biases?

The conference then mulled over the use of ‘Open Knowledge’ architecture to see whether it can provide the solution to rid Big Data of its biases and inaccuracies if enough eyes are there. It was pointed out that Open Knowledge itself can’t provide foolproof protection against these biases as the people who make up the eyes themselves are predominantly male belonging to the affluent sections of the society and they themselves suffer from these biases.

Who exactly is Big Data supposed to serve?

The discussion also looked at questions such as who is this data for? Janata Information System (JIS), is a concept developed by MKSS where the data collected and generated by the government is taken to be for the common citizens. For e.g. MNREGA data should be used to serve the purposes of the labourers. The raw data as is available at the moment, usually cannot be used by the common man as it is so vast and full of information that is not useful for them at all. It was pointed out that while using Big Data for policy planning purposes, the actual string of information that turned out to be needed was very little but the task of unravelling this data for civil society purposes is humongous. By presenting the data in the right manner, the individual can be empowered. The importance of data presentation was also flagged. It was agreed upon that the content of the data should be for the labourer and not a MNC, as the MNC has the capability to utilise the raw data on it’s own regardless.

Concerns about Big Data usage

Participants pointed out that privacy concerns are usually brushed under the table due to a belief that the law is sufficient or that the privacy battle has already been lost.
In the absence of knowledge of domain and context, Big Data analysis is quite limited. Big Data’s accuracy and potential to solve problems needs to be factually backed.
The narrative of Big Data often rests on the assumption that descriptive statistics take over inferential statistics, thus eliminating the need for domain specific knowledge. It is claimed that the data is so big that it will describe everything that we need to know.
Big Data is creating a shift from a deductive model of scientific rigour to an inductive one. In response to this, a participant offered the idea that troves of good data allow us to make informed questions on the basis of which the deductive model will be formed. A hybrid approach combining both deductive and inductive might serve us best.
The need to collect the right data in the correct format, in the right place was also expressed.

Potential Research Questions & Participants’ Areas of Research

Following this discussion, participants brainstormed to come up with potential areas of research and research questions. They have been captured below:

Big Data, Aadhaar and India Stack:

Has Aadhaar been able to tackle illegal ways of claiming services or are local negotiations and other methods still prevalent?
Is the consent layer of India Stack being developed in a way that provides an opportunity to the UID user to give informed consent? The OpenPDS and its counterpart in the EU i.e. the My Data Structure were designed for countries with strong privacy laws. Importantly, they were meant for information shared on social media and not for an individual’s health or credit history. India is using it in a completely different sphere without strong data protection laws. What were the granular consent layer structures present in the West designed for and what were they supposed to protect?
The question of ownership of data needs to be studied especially in context of a globalised world where MNCs are collecting copious amounts of data of Indian citizens. What is the interaction of private parties in this regard?

Big Data and Predictive Policing:

How are inequalities being created through the Big Data systems? Lessons should be taken from the Western experience with the advent of predictive policing and other big data techniques - they tend to lead to perpetuation of the current biases which are already ingrained in the system.
It was also pointed out how while studying these topics and anything related to technology generally, we become aware of a divide that is present between the computational sciences and social sciences. This divide needs to be erased if Big Data or any kind of data is to be used efficiently. There should be a cross-pollination between different groups of academics. An example of this can be seen to be the ‘computational social sciences departments’ that have been coming up in the last 3-4 years.
Why are so many interim promises made by Big Data failing? A study of this phenomenon needs to be done from a social science perspective. This will allow one to look at it from a different angle.

Studying Big Data:

What is the historical context of the terms of reference being used for Big Data? The current Big Data debate in India is based on parameters set by the West. For better understanding of Big Data, it was suggested that P.C. Mahalanobis’ experience while conducting the Indian census, (which was the Big Data of that time) can be looked at to get a historical perspective on Big Data. This comparison might allow us to discover questions that are important in the Indian context. It was also suggested that rather than using ‘Big Data’ as a catchphrase to describe these new technological innovations, we need to be more discerning.
What are the ideological aspects that must be considered while studying Big Data? What does the dialectical promise of technology mean? It was contended that every time there is a shift in technology, the zeitgeist of that period is extremely excited and there are claims that it will solve everything. There’s a need to study this dialectical promise and the social promise surrounding it.
Apart from the legitimate fears that Big Data might lead to exclusion, what are the possibilities in which it improve inclusion too?
The diminishing barrier between the public and private self, which is a tangent to the larger public-private debate was mentioned.
How does one distinguish between technology failure and process failure while studying Big Data?

Big Data: A Friend?

In the concluding session, the fact that the Big Data moment cannot be wished away was acknowledged. The use of analytics and predictive modelling by the private sector is now commonplace and India has made a move towards a database state through UID and Digital India. The need for a nuanced debate, that does away with the false equivalence of being either a Big Data enthusiast or a luddite is crucial.

A participant offered two approaches to solving a Big Data problem. The first was the Big Data due process framework which states that if a decision has been taken that impacts the rights of a citizen, it needs to be cross examined. The efficacy and practicality of such an approach is still not clear. The second, slightly paternalistic in nature, was the approach where Big Data problems would be solved at the data science level itself. This is much like the affirmative algorithmic approach which says that if in a particular dataset, the data for the minority community is not available then it should be artificially introduced in the dataset. It was also suggested that carefully calibrated free market competition can be used to regulate Big Data. For e.g. a private personal wallet company that charges higher, but does not share your data at all can be an example of such competition.

Another important observation was the need to understand Big Data in a Global South context and account for unique challenges that arise. While the convenience of Big Data is promising, its actual manifestation depends on externalities like connectivity, accurate and adequate data etc that must be studied in the Global South.

While the promises of Big Data are encouraging, it is also important to examine its impacts and its interaction with people's rights. Regulatory solutions to mitigate the harms of big data while also reaping its benefits need to evolve.

For more details visit https://cis-india.org/internet-governance/big-data-in-india-benefits-harms-and-human-rights-a-report

Where Are There So Few Books For The Print-Impaired?

nirmita — 2016-11-04T01:20:57Z

India publishes approximately 90,000 books each year in 24 different languages. We have over 16,000 publishers, and are one of the top nations for English book publishing in the world. Clearly we are a nation which values and fosters a culture of reading and passing on knowledge in different domains ranging from literature, to yoga, language, education, science, fiction and many others.

This article was published in the Huffington Post on November 3, 2016.

We are also the world's second most populous nation with an extremely large population with disabilities, including persons with print impairments. However, the total number of books accessible to the print impaired in India is only 19,000, a fraction of what is available yearly to the general public. How is it that despite our prowess in publishing and technology, persons with print impairments in India remain deprived of access to books and other forms of information which are key to an inclusive and fulfilling life?

There are presently approximately 19,000 books converted till date, a pathetic contrast to the 90,000 books published just in India every year.

Before going further into this question, let us understand the term "print disability". Very broadly, print-impaired persons are those who cannot access printed material due to some form of disability, such as blindness or low vision, dyslexia, autism etc. For these persons to be able to read, the material needs to be converted into some other format such as Braille or accessible electronic formats which can be read using some assistive device like a screen reader or e-book reader, fitted in a laptop, mobile or stand alone device. For assistive technology to be able to read the content, it needs to conform to universal standards such as Unicode for Indic font or EPUB 3.0.

The challenges

Until 2012, one of the biggest hurdles to access printed content for the print-disabled was the fact that they had to obtain permission from the copyright holder of the work, every time they wanted to convert a book into audio/ Braille/ other formats. This was often unsuccessful, time consuming and required resources beyond the means of most blindness organizations, who could convert only a bare minimum of books, mostly excerpts from school text books for their readers. After over a decade of sustained advocacy, the Government included section 52 (1)(zb) in the Indian Copyright Act, a fair use exception which permitted conversion of copyrighted works into any accessible format for the benefit of a person with a disability on a non-profit basis. For profit, conversion is permitted on certain terms. This considerably opened up the world of books for persons with print impairments in India. In September 2016, the Marrakesh Treaty for the Visually Impaired also came into force, which means that cross-border sharing of accessible books can happen between countries which have ratified the Treaty.

However, despite these measures, the availability of books remains abysmal. While the legal issues have been sorted out to a large extent, the practical situation is harder to deal with and there are significant hurdles in creation and dissemination as well as equipping users to read accessible books.

Firstly, organizations serving the print-impaired do not have the bandwidth to undertake large scale conversions of each and every book that gets published. At present, organizations have to spend considerable time and resources converting content into an accessible electronic format before they can make it available to end users. Consider this, the cost of typing out one page of a regional language like Telugu is approximately ₹30 So it would cost ₹3000 to type out a 100-page Telugu book, in addition to the price already paid to purchase the book. Apart from the unaffordability, the lack of equipment and personnel necessitates conversion being carried out in a very limited manner and mostly for books which are critical for studies and in high demand, since state boards do not provide accessible versions of school text books.

The simplest way to address accessible book creation would be for publishers to adopt EPUB 3.0 and ensure that books are "born accessible"...

While the Daisy Forum of India, along with the Government of India recently opened an online accessible digital library called the Sugamya Pustakalaya, it needs to be populated with accessible content. There are presently approximately 19,000 books converted till date, a pathetic contrast to the 90,000 books published just in India every year. Even international organizations such as Bookshare which have been expending millions to convert books in different countries have only succeeded in making 500,000 accessible books available in all, and these too are not equally available to persons in every country due to copyright issues.

The other challenge is to equip each and every print-impaired person with a device such as a laptop or mobile phone on which he/ she can read and work with the book. Of course, merely providing devices is pointless—appropriate training in how to use them is essential.

There are also issues of inadequate distribution networks to reach out to print impaired persons in urban and remote parts of India, which still need to be addressed.

Apart from the challenges specific to creating and disseminating accessible books, other digitization activities can also add to the problem. For instance, the Digital Library of India project, a spectacular effort to digitize books of all genres, is said to have a library of 550,603 books including several really old manuscripts and historical books. However, all of these are scanned and saved as inaccessible image files, rendering them of no use to the print-impaired.

Another problem is in the case of Indian language content which is often created in a nonUnicode font, making it unreadable for persons using screen readers.

How can we improve the situation?

The simplest way to address accessible book creation would be for publishers to adopt EPUB 3.0 and ensure that books are "born accessible" since they anyway produce a digital file of a book before bringing it out in print. This would obviate the entire cost, time and effort spent on conversion. Also, selling accessible e-versions to the print impaired could be a huge business opportunity for publishers, considering the large market for such books in India and globally. More information on this can be obtained from Accessible Book Consortium or by writing to BookShare.

We also need to ensure all digitization activities consider accessibility requirements and create resources that conform to accessibility standards.

We have the law, the technology, the books and the people, but need a concerted effort from multiple stakeholders... to bring all of these together.

On the technology front, an NGO-driven project over the past four years has now made text to speech available for several Indian languages using the open source text to speech engine e-Speak, which works with both laptops and Android phones. The government, with institutions like the IIT, is also driving initiatives to develop text to speech and optical character recognition (OCR) software for Indian languages. However, there is some way to go before these become available to end users.

To sum up, we have the law, we have the technology, the books and the people, but need a concerted effort from multiple stakeholders—the government, publishers, educational institutions and NGOs—to bring all of these together, so that every print-impaired person in India can enjoy the right to read.

For more details visit https://cis-india.org/accessibility/blog/huffington-post-november-3-2016-nirmita-narasimhan-where-are-there-so-few-books-for-print-impaired

Workshop on 'Privacy after Big Data' (Delhi, November 12)

sumandro — 2016-11-12T10:14:52Z

The Centre for Internet and Society (CIS) and the Sarai programme, CSDS, invite you to a workshop on 'Privacy after Big Data: What Changes? What should Change?' on Saturday, November 12. This workshop aims to build a dialogue around some of the key government-led big data initiatives in India and elsewhere that are contributing significant new challenges and concerns to the ongoing debates on the right to privacy. It is an open event. Please register to participate.

Invitation note and agenda: Download (PDF)

Venue and RSVP

Venue: Centre for the Study of Developing Societies 29, Rajpur Road, Civil Lines, Delhi 110054.

Location on Google Maps: https://www.google.com/maps/place/CSDS/@28.677775,77.2162523,17z/.

Registration: Complete this form.

Concept Note

In this age of big data, discussions about privacy are intertwined with the use of technology and the data deluge. Though big data possesses enormous value for driving innovation and contributing to productivity and efficiency, privacy concerns have gained significance in the dialogue around regulated use of data and the means by which individual privacy might be compromised through means such as surveillance, or protected. The tremendous opportunities big data creates in varied sectors ranges from financial technology, governance, education, health, welfare schemes, smart cities to name a few.

With the UID (“Aadhaar”) project re-animating the Right to Privacy debate in India, and the financial technology ecosystem growing rapidly, striking a balance between benefits of big data and privacy concerns is a critical policy question that demands public dialogue and research to inform an evidence based decision.

Also, with the advent of potential big data initiatives like the ambitious Smart Cities Mission under the Digital India Scheme, which would rely on harvesting large data sets and the use of analytics in city subsystems to make public utilities and services efficient, the tasks of ensuring data security on one hand and protecting individual privacy on the other become harder.

As key privacy principles are at loggerheads with big data activities, it is important to consider privacy as an embedded component in the processes, systems and projects, rather than being considered as an afterthought. These examples highlight the current state of discourse around data protection and privacy in India and the shapes they are likely to take in near future.

This workshop aims to build a dialogue around some of the key government-led big data initiatives in India and elsewhere that are contributing significant new challenges and concerns to the ongoing debates on the right to privacy.

Agenda

09:00-09:30 Tea and Coffee

09:30-10:00 Introduction

Mr. Amber Sinha and Mr. Sandeep Mertia
This session will introduce the topic of the workshop in the context of the ongoing works at CIS and Sarai.

10:00-11:00 From Privacy Bill(s) to ‘Habeas Data’

Dr. Usha Ramanathan and Mr. Vipul Kharbanda
This session will present a brief history of the privacy bill(s) in India and end with reflections on ‘habeas data’ as a lens for thinking and actualising privacy after big data.

11:00-11:30 Tea and Coffee

11:30-12:30 Digital ID, Data Protection, and Exclusion

Ms. Amelia Andersdotter and Mr. Srikanth Lakshmanan
This session will discuss national centralised digital ID systems, often operating at a cross-functional scale, and highlight its implications for discussions on data protection, welfare governance, and exclusion from public and private services.

12:30-13:30 Digital Money and Financial Inclusion

Dr. Anupam Saraph and Ms. Astha Kapoor
This session will focus on the rise of digital banking and online payments as core instruments of financial inclusion in India, especially in the context of the Jan Dhan Yojana and UPI, and reflect on the concerns around privacy and financial data.

13:30-14:30 Lunch

14:30-15:30 Big Data and Mass Surveillance

Dr. Anja Kovacs and Mr. Matthew Rice
This session will reflect on the rise of mass communication surveillance across the world, and the evolving challenges of regulating il/legal surveillance by government agencies.

15:30-16:15 Privacy is (a) Right

Mr. Apar Gupta and Ms. Kritika Bhardwaj
This brief session is to share initial ideas and strategies for articulating and actualising a constitutional right to privacy in India.

16:15-16:30 Tea and Coffee

16:30-17:30 Round Table

An open discussion session to conclude the workshop.

Speakers

Mr. Amber Sinha

Amber works on issues surrounding privacy, big data, and cyber security. He is interested in the impact of emerging technologies like artificial intelligence and learning algorithms on existing legal frameworks, and how they need to evolve in response. Amber studied humanities and law at National Law School of India University, Bangalore.

E-mail: amber at cis-india dot org.

Twitter: @ambersinha07.

Ms. Amelia Andersdotter

Amelia Andersdotter has been a Member of the European Parliament. She works on practical implications of data protection laws and consumer information security in Sweden, and digital rights in the Europe in general. Presently she is residing in Bangalore, where she is a visiting scholar with Centre for Internet and Society. She holds a BSc in Mathematics.

URL: https://dataskydd.net.

Twitter: @teirdes.

Dr. Anja Kovacs

Dr. Anja Kovacs directs the Internet Democracy Project in Delhi, India, which works for an Internet that supports free speech, democracy and social justice in India and beyond. Anja’s research and advocacy focuses especially on questions regarding freedom of expression, cybersecurity and the architecture of Internet governance. She has been a member of the of the Investment Committee of the Digital Defenders Partnership and of the Steering Committee of Best Bits, a global network of civil society members. She has also worked as an international consultant on Internet issues, including for the Independent Commission on Multilateralism, the United Nations Development Programme Asia Pacific and the UN Special Rapporteur on Freedom of Expression, Mr. Frank La Rue, as well as having been a Fellow at the Centre for Internet and Society in Bangalore, India.

Internet Democracy Project: https://internetdemocracy.in.

Twitter: @anjakovacs.

Dr. Anupam Saraph

Anupam Saraph has extensively researched India's UID number that has been widely regarded as the game changer in development programs. It has come to be linked with both public and private databases and become the requirement for access to entitlements, benefits, services and rights. Dr. Saraph, who has the design of at least two identification programs to his credit has researched the UID’s functional creep since its inception.

He has been dissecting the myths of what the UID is or is not. He has also tracked the consequences of its linkages on databases that protect national security, sovereignty, democratic status and the entire banking and money system in India. He has also highlighted the implications of its use for targeted delivery of cash subsidies from the Consolidated Fund of India. He has written and lectured widely about the devastating impact of the UID number on development programs, national security and the governability of India.

As a Professor of Systems, Governance and Decision Sciences, Environmental Systems and Business he mentors students and teaches systems, information systems, environmental systems and sustainable development at universities in Europe, Asia and the Americas. He has worked with the Rensselaer Polytechnic Institute, Rijksuniversitiet Groningen, RIVM, University of Edinburgh, Resource Use Institute, Systems Research Institute among others. Dr. Saraph has had the unique distinction of being India’s only person who has held the only office of a City CIO in India, in a PPP arrangement with government, industry and himself. He has also been the first e-governance Advisor to a State government. Dr. Saraph has held CxO and ministerial level positions and serves as an independent director on the boards of Public and Private Sector companies and NGOs. He is also the President of the Nagrik Chetna Manch, an NGO charged with the mission to bring accountability in governance.

Dr. Saraph is also actively engaged in civil society where he participates in several environmental, resource and nature conservation initiatives, has authored draft legislations for river and natural resource conservation, right to good governance and has contributed to governance, election and democratic reforms. Dr. Saraph is a regular columnist in newspapers and writes on issues of governance, future design, technology and education from a systems perspective.

As a future designer and recognized as a global expert on complex systems he helps individuals and organisations understand and design the future of their worlds. Together they address the toughest challenges, accomplish missions and achieve business goals. He also supports building capacity to address the challenges of today as well as to build future designs through teams and effective leadership. Since the eighties Dr. Saraph has modeled complex systems of cities, countries, regions and even the planet. His models have been awarded internationally and even placed in 10-year permanent exhibitions.

Dr Saraph works with business and government executives, civil society leaders, politicians, generals, civil servants, police, trade unionists, community activists, United Nations and ASEAN officials, judges, writers, media, architects, designers, technologists, scientists, entrepreneurs, board members and business leaders of small, mid and large single and trans-national companies, religious leaders and artists across a dozen countries and various industry sectors to help them and their organisations succeed in their missions. He advises the World Economic Forum through its Global Agenda Council for Complex Systems and the Club of Rome, Indian National Association as a founder life member.

Dr Saraph holds a PhD in designing sustainable systems from the faculty of Mathematics and Natural Sciences of the Rijksuniversiteit Groningen, the Netherlands.

Website: http://anupam.saraph.in.

Twitter: @anupamsaraph.

Mr. Apar Gupta

Apar Gupta practices law in Delhi. He is also one of the co-founders of the Internet Freedom Foundation. His work and writing on public interest issues can be accessed at his personal website www.apargupta.com.

Twitter: @aparatbar.

Ms. Astha Kapoor

Astha Kapoor is a public policy strategy consultant working on financial inclusion and digital payments. Currently, she is working with MicroSave. Her tasks involve a focus on government to people (G2P) payments - and her work spans strategy, advisory and evaluation with the DBT Mission, Office of the Chief Economic Advisor, NITI Aayog and ministries pertaining to food, fuel and fertilizer. She recently designed a pilot to digitize uptake of fertilizers in Krishna district, and evaluated the newly introduced coupon system in the Public Distribution System in Bengaluru.

Twitter: @kapoorastha.

Ms. Kritika Bhardwaj

Kritika Bhardwaj works as a Programme Officer at the Centre for Communication Governance (CCG), National Law University, Delhi. Her main areas of research are privacy and data protection. At CCG, she has written about the privacy implications of several contemporary issues such as Aadhaar (India's unique identification project), cloud computing and the right to be forgotten. A lawyer by training, Kritika has a keen interest in information law and human rights law.

Centre for Communication Governance, NLU Delhi: http://ccgdelhi.org.

Twitter: @Kritika12.

Mr. Matthew Rice

Matthew Rice is an Advocacy Officer at Privacy International working across the organisation engaging with international partners and strengthening their capacity on communications surveillance issues. He has previously worked at Privacy International as a consultant building the Surveillance Industry Index, the largest publicly available database on the private surveillance sector ever assembled. Matthew graduated from University of Aberdeen with an LLB (Hons.) and also has an MA in Human Rights from University College London.

Privacy International: https://privacyinternational.org.

Twitter: @mattr3.

Mr. Sandeep Mertia

Sandeep Mertia is a Research Associate at The Sarai Programme, Centre for the Study of Developing Societies, Delhi. He is an ICT engineer by training with research interests in Science & Technology Studies, Software Studies and Anthropology. He is conducting an ethnographic study of emerging modes of data-driven knowledge production in the social sector.

Sarai: http://sarai.net.

Twitter: @SandeepMertia.

Academia: https://daiict.academia.edu/SandeepMertia.

Mr. Srikanth Lakshmanan

Srikanth is a software professional with interests in Internet, follower of Internet policy discussions, volunteers for multiple online campaigns related to Internet. He is also fascinated by FOSS, opendata, localization, Wikipedia, maps, public transit, civic tech and occasionally contributes to them.

Site: http://www.srik.me.

Twitter: @logic.

Mr. Vipul Kharbanda

Vipul Kharbanda is a consultant with the Center for Internet and Society, Bangalore. After finishing his BA.LLB.(Hons.) from National Law School of India University in Bangalore, he worked for India’s largest corporate law firm for two and a half years in their Mumbai office for two years working primarily on the financing of various infrastructure projects such as Power Plants, Roads, Airports, etc. Since quitting his corporate law job, Vipul has been working as the Associate Editor in a legal publishing house which has been publishing legal books and journals for the last 90 years in India. He has also been involved with the Center for Internet and Society as a Consultant working primarily on issues related to privacy and surveillance.

For more details visit https://cis-india.org/internet-governance/events/privacy-after-big-data-delhi-nov-12-2016

September 2016 Newsletter

praskrishna — 2017-02-06T12:51:22Z

Welcome to the September 2016 newsletter of the Centre for Internet and Society (CIS).

Dear readers,

Thank you for reading the Centre for Internet and Society's September newsletter. The past month was notable for the media presence that various CIS members had. Dr. Nirmita Narasimhan continued our work looking at the inaccessibility of everyday electronics with a piece in the Huffington Post about mobile applications and their low usability for persons with disabilities.

Ting-Yi Chang continued her research into the gender gap in Wikipedia, with a series of blog posts looking at the various movements and discoveries she has made about the Indian and the global context.

We are also happy to announce that CIS, in partnership with the Centre for Information Technology and Public Policy, will organize the second Internet Researchers' Conference next year.

Previous issues of the newsletters can be accessed here.

Highlights
CIS in partnership with Centre for Information Technology and Public Policy will organize the second Internet Researchers' Conference (IRC17) from March 3 - 5, 2017 at the International Institute of Information Technology in Bengaluru. It is a free and open conference. Sessions must be proposed by teams of two or more members on or before Friday, October 21, 2016. All submitted session proposals will go though an open review process, followed by each team that has proposed a session being invited to select ten sessions of their choice to be included in the Conference agenda. Final sessions will be chosen through these votes, and be announced on January 2, 2017. In an article published in the Huffington Post, Nirmita Narasimhan threw light on the fact that mobile applications which today form an essential part of our lives such as booking cabs, ordering groceries, making payments online, or simply connecting to friends are still excluding millions of people in India particularly the visually impaired who want to use them. Rohini Lakshané has published a methodology to answer the research questions pertaining to working statements of mobile technology patents in India, also known as Form 27, using the granted patents from the landscape. In furtherance to the Wikimedia Foundation’s 2011 editor survey which revealed gender imbalance on online encyclopaedia, Ting-Yi Chang in a blog post series (of three parts) has summarized the movements and discoveries about Wikipedia gender gap on both local (India) and global scales. In an article published in the DNA, Subhashish Panigrahi has explained the concepts of FOSS, Free Software, Open Source, and FLOSS in light of the Software Freedom Day celebrated every year. Pranesh Prakash in a response note to Unique Identification Authority of India’s (UIDAI) reply to Hans Verghese Mathews' article titled “Flaws in the UIDAI Process” (EPW, March 12, 2016) has noted that UIDAI do not illustrate the extent to which the false positive identification rates is expected to grow—neither in their initial paper, nor in their rebuttal to Mathews—whereas Mathews provides a method of estimating the increase of false positive identification rates. The article by Pranesh was published in the Economic & Political Weekly. CIS made a submission to the Telecom Regulatory Authority of India (TRAI) on Proliferation of Broadband through Public WiFi Networks. Through comments prepared by Sunil Abraham, Sharath Chandra Ram, Vidushi Marda, and Thejaswi Melarkode, CIS pointed out that Wi-Fi, a radio transceiver must be deregulated further to bridge India's digital divide.

CIS in the news:

Talking Point: Futile Battle Against Torrents (Deccan Herald; September 1, 2016)
Despite SC order, thousands booked under scrapped Sec 66A of IT Act (Aloke Tikku; Hindustan Times; September 7, 2016).
The DigiLocker was supposed to cut down paperwork but less than 0.1% of Indians are using it (Mayank Jain; Scroll.in; September 12, 2016).
How does the government track all its legal cases? (Shreeja Sen; Livemint; September 13, 2016).
SpaceX Explosion Slows Facebook & Israeli Efforts To Control Online Content (Kit O' Connell; Mint Press News; September 13, 2016).
India's Aadhaar mandate for smartphone makers may rile global firms (Alnoor Peermohammed; Business Standard; September 14, 2016).
“Made in India” Innovation Policy (Prof. Collen Chien and Prof. Contreras; SpicyIP; September 19, 2016).
Is India Prepared for a Cyber Attack? Suckfly And Other Past Responses Say No (Sushil Kambampati; September 21, 2016).
To embed a tweet or not? (Vidhi Choudhary; Livemint; September 23, 2016).
WhatsApp ruling: Experts seek privacy law (Apurva Venkat and Moulishree Srivastava; Business Standard; September 24, 2016).
When the war’s on WhatsApp (Manju V.; The Times of India; September 25, 2016).

CIS members wrote the following articles

Internet Rights and Wrongs (Pranesh Prakash; India Today; September 1, 2016).
Digital India Needs These Policy Changes (Shyam Ponappa; Business Standard and Organizing India Blogspot; September 1, 2016).
Glaring Errors in UIDAI's Rebuttal (Pranesh Prakash; Economic & Political Weekly; Vol. 51, Issue No. 36; September 3, 2016).
Quarter Life Crisis: The World Wide Web turns 25 this year (Nishant Shah; Indian Express; September 3, 2016).
Indians Ask: Is Visiting a Torrent Site Really A Crime? (Subhashish Panigrahi; Global Voices; September 5, 2016).
Making Telugu Suitable for Internet (Rahmanuddin Shaik; Ammanudi; September 6, 2016).
Where is the Regional Comprehensive Economic Partnership Headed? (Anubha Sinha; Spicy IP; September 12, 2016).
Software Freedom Day: The Importance of Free and Open Source Software (Subhashish Panigrahi; DNA; September 17, 2016).
ଆମ ହାତେ ଆମ କୋଡ୍ ଲେଖିବା (Subhashish Panigrahi; Samaja; September 17, 2016).
It's September, and That Means It's Time for Software Freedom Day (Subhashish Panigrahi; Global Voices; September 17, 2016).
Who Owns Your Phone? (Nishant Shah; Indian Express; September 18, 2016).
Mobile Apps Are Excluding Millions Of Indians Who Want To Use Them (Nirmita Narasimhan; Huffington Post; September 22, 2016).
Delhi High Court’s Ruling Against Publishers is a Triumph For Knowledge (Anubha Sinha; September 23, 2016).

Jobs

CIS is presently seeking applications for the following positions

Policy Officer (Cyber Security)
Senior Policy Officer (Cyber Security)
Programme Officer (Communications)
Intern (Pervasive Technologies Project) - Application accepted throughout the year
Internship - Application accepted throughout the year
Survey Participants for Research on Musician Livelihood

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Accessibility & Inclusion
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India has an estimated 70 million persons with disabilities who don't have access to read printed materials due to some form of physical, sensory, cognitive or other disability. As part of our endeavour to make available accessible content for persons with disabilities, we are developing a text-to-speech software in 15 languages with support from the Hans Foundation. The progress made so far in the project can be accessed here.

►NVDA and eSpeak

Monthly Report

September 2016 Report (Suman Dogra; August 31, 2016).

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Access to Knowledge
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Our Access to Knowledge programme currently consists of two projects. The Pervasive Technologies project, conducted under a grant from the International Development Research Centre (IDRC), aims to conduct research on the complex interplay between low-cost pervasive technologies and intellectual property, in order to encourage the proliferation and development of such technologies as a social good. The Wikipedia project, which is under a grant from the Wikimedia Foundation, is for the growth of Indic language communities and projects by designing community collaborations and partnerships that recruit and cultivate new editors and explore innovative approaches to building projects.

►Copyright and Patent

Blog Entry

Methodology: Statements of Working (Form 27) of Indian Mobile Device Patents (Rohini Lakshané; September 14, 2016).

Participation in Events

Workshop on Innovation, Economic Development and IP in India and China (Organised by the Singapore Management University, O.P. Jindal Global University, and Renmin University of China; New Delhi; September 27 - 28, 2016). Anubha Sinha made a presentation on Investigating Limits to Innovation and Peer Production in India's Mobile Apps Economy. Rohini Lakshané made a presentation on Exploring Open Hardware in Mass Produced Mobile Phones.
Law and Economy Policy Conference 2016 (Organized by National Institute of Public Finance and Policy and Institute of New Economic Thinking; India Habitat Centre, New Delhi; September 28 - 30, 2016). Sunil Abraham served as a discussant on the "Towards a privacy framework for India" session of this conference.

►Wikipedia

As part of the project grant from the Wikimedia Foundation we have reached out to more than 3500 people across India by organizing more than 100 outreach events and catalysed the release of encyclopaedic and other content under the Creative Commons (CC-BY-3.0) license in four Indian languages (21 books in Telugu, 13 in Odia, 4 volumes of encyclopaedia in Konkani and 6 volumes in Kannada, and 1 book on Odia language history in English).

Blog Entries

Wikiwomen’s Meetup at St. Agnes College Explores Potentials and Plans of Women Editors in Mangalore, Karnataka (Ting-Yi Chang; September 1, 2016).
A workshop to improve Telugu Wikipedia articles on Nobel laureates (Pavan Santhosh; September 12, 2016).
Another 5 Years: What Have We Learned about the Wikipedia Gender Gap and What Has Been Done? (Part 1, Part 2 and Part 3; Ting-Yi Chang; September 18, 2016).
ସଫ୍ଟଓଏର ସ୍ୱାଧୀନତା ଦିବସ: ଆମ ହାତେ ଆମ କୋଡ଼ ଲେଖିବା (Subhashish Panigrahi; September 18, 2016). The blog post was mirrored in Your Story, Odisha Story and Aajira Odisha on September 17, 2016. The originally published piece can be accessed here.
Campaign for relicensing copyrighted books under Creative Commons licenses (Pavan Santhosh S. & Subhashish Panigrahi; September 20, 2016).

►Openness

Our work in the Openness programme focuses on open data, especially open government data, open access, open education resources, open knowledge in Indic languages, open media, and open technologies and standards - hardware and software. We approach openness as a cross-cutting principle for knowledge production and distribution, and not as a thing-in-itself.

Submission

Comments on the Telangana State Open Data Policy 2016 (Sumandro Chattapadhyay; September 1, 2016).

Participation in Event

Fuel Gilt Conference 2016 (Organized by Fuel Project; New Delhi; September 24 - 25, 2016). Subhashish Panigrahi participated and made a presentation.

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Internet Governance
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As part of its research on privacy and free speech, CIS is engaged with two different projects. The first one (under a grant from Privacy International and IDRC) is on surveillance and freedom of expression (SAFEGUARDS). The second one (under a grant from MacArthur Foundation) is on restrictions that the Indian government has placed on freedom of expression online.

►Privacy

Participation in Events

The Future of Privacy in the Age of Big Data (Organized by Friedrich Naumann Foundation for Freedom; September 3 - 10, 2016; Berlin and Hamburg). Vanya Rakesh was one of the participants from South Asia.
LITD 17 Committee, Bureau of Indian Standards Meeting (Organized by Bureau of Indian Standards; September 23, 2016; Bengaluru). Vanya Rakesh attended the meeting.

►Big Data

Participation in Event

Young Scholars' Programme, CPRSouth 2016 (Organized by Communication Policy Research South; September 6 - 7, 2016; Zanzibar). Rohini Lakshané participated in this programme.

►Cyber Security

Participation in Event

CYFY 2016 - The India Conference on Cyber Security and Internet Governance (Organized by Observer Research Foundation; September 28 - 30, 2016; New Delhi). Sunil Abraham was a speaker.

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Telecom
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CIS is involved in promoting access and accessibility to telecommunications services and resources, and has provided inputs to ongoing policy discussions and consultation papers published by TRAI. It has prepared reports on unlicensed spectrum and accessibility of mobile phones for persons with disabilities and also works with the USOF to include funding projects for persons with disabilities in its mandate:

Submission

TRAI Consultation on Proliferation of Broadband through Public WiFi Networks (Sunil Abraham, Sharath Chandra Ram, Vidushi Marda, and Thejaswi Melarkode; September 1, 2016). Shyam Ponappa and Arjun Venkatraman provided inputs.

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Researchers at Work
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The Researchers at Work (RAW) programme is an interdisciplinary research initiative driven by an emerging need to understand the reconfigurations of social practices and structures through the Internet and digital media technologies, and vice versa. It aims to produce local and contextual accounts of interactions, negotiations, and resolutions between the Internet, and socio-material and geo-political processes:

Event Organized

7 Ways to Con/fuse the Internet with Analogy (Intergalactic Mix) - Talk by Surfatial (CIS, Bangalore; September 26, 2016). Surfatial, a trans-local collective that works with text and sound gave a talk about their essay.

Blog Entries

IIRC: Reflections on IRC16 (Sumandro Chattapadhyay; September 6, 2016)
Internet Researchers' Conference 2017 (IRC17) - Call for Sessions (Sumandro Chattapadhyay; September 23, 2016).
How Green is the Internet? The Good, the Bad, and the Ugly (Aishwarya Panicker; September 23, 2016).
Mobilizing Online Consensus: Net Neutrality and the India Subreddit (Sujeet George; September 27, 2016).

Participation in Event

Designathon 2016 (Organized by Sequoia India; Bangalore; September 10 - 11, 2016).
Workshop on Center for IT and Society (Organized by IIIT, Delhi; September 17, 2016). Sumandro Chattapadhyay participated in the event.

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About CIS
-----------------------------------
The Centre for Internet and Society (CIS) is a non-profit organisation that undertakes interdisciplinary research on internet and digital technologies from policy and academic perspectives. The areas of focus include digital accessibility for persons with disabilities, access to knowledge, intellectual property rights, openness (including open data, free and open source software, open standards, open access, open educational resources, and open video), internet governance, telecommunication reform, digital privacy, and cyber-security. The academic research at CIS seeks to understand the reconfigurations of social and cultural processes and structures as mediated through the internet and digital media technologies.

► Follow us elsewhere

Twitter: http://twitter.com/cis_india
Twitter - Access to Knowledge: https://twitter.com/CISA2K
Twitter - Information Policy: https://twitter.com/CIS_InfoPolicy
Facebook - Access to Knowledge: https://www.facebook.com/cisa2k
E-Mail - Access to Knowledge: a2k@cis-india.org
E-Mail - Researchers at Work: raw@cis-india.org
List - Researchers at Work: https://lists.ghserv.net/mailman/listinfo/researchers

► Support Us

Please help us defend consumer and citizen rights on the Internet! Write a cheque in favour of 'The Centre for Internet and Society' and mail it to us at No. 194, 2nd 'C' Cross, Domlur, 2nd Stage, Bengaluru - 5600 71.

► Request for Collaboration

We invite researchers, practitioners, artists, and theoreticians, both organisationally and as individuals, to engage with us on topics related internet and society, and improve our collective understanding of this field. To discuss such possibilities, please write to Sunil Abraham, Executive Director, at sunil@cis-india.org (for policy research), or Sumandro Chattapadhyay, Research Director, at sumandro@cis-india.org (for academic research), with an indication of the form and the content of the collaboration you might be interested in. To discuss collaborations on Indic language Wikipedia projects, write to Tanveer Hasan, Programme Officer, at tanveer@cis-india.org.

CIS is grateful to its primary donor the Kusuma Trust founded by Anurag Dikshit and Soma Pujari, philanthropists of Indian origin for its core funding and support for most of its projects. CIS is also grateful to its other donors, Wikimedia Foundation, Ford Foundation, Privacy International, UK, Hans Foundation, MacArthur Foundation, and IDRC for funding its various projects.

For more details visit https://cis-india.org/about/newsletters/september-2016-newsletter

October 2016 Newsletter

praskrishna — 2017-02-06T12:52:02Z

Welcome to the October 2016 newsletter of the Centre for Internet and Society (CIS).

Dear readers,

We are pleased to bring you the Centre for Internet & Society's October newsletter. The month of October was fervent for CIS as can be gauged from the number of outputs in various publications and our overall presence in the media. A research paper co-authored by Prof. Arunachalam has shed light on the contribution of Indian researchers in open access journals which has been considerably higher as against contributions from rest of the world.

Vipul Kharbanda and Elonnai Hickok in continuance of their research on mutual legal assistance treaties, examined a new approach to international bilateral cooperation being suggested in the United States, by creating a mechanism for certain foreign governments to directly approach the data controllers.

CIS also published the impact report form for receiving the Annual Plan Grant from Wikimedia Foundation.

Previous issues of the newsletters can be accessed here.

Highlights
In a research paper jointly authored by Prof. Subbiah Arunachalam and Muthu Madhan, published in the National Medical Journal of India and on the eprints@IISc repository, Prof. Arunachalam and Muthu Madhan have stated that ORCID, the Open Researcher and Contributor ID, makes research more discoverable. It helps ensure that one’s grants, publications and outputs are correctly attributed. It helps the research community not just in aggregating publications, but in every stage of research, viz. publishing, reviewing, profiling, metrics, accessing and archiving. In a research paper jointly authored by Muthu Madhan, Siva Shankar Kimidi, Subbiah Gunasekharan, and Prof. Subbiah Arunachalam published in the Indian Institute of Science Repository, the authors have raised the financial and ethical issue of paying for getting papers published in professional journals. The paper has thrown light on the fact that Indian researchers have published more than 37,000 papers in over 880 open access journals from 61 countries in the five years 2010-14 as seen from Science Citation Index Expanded. This accounts for about 14.4% of India’s overall publication output, considerably higher than the 11.6% from the world. The second iteration of Wikipedia Asian Month (WAM), a month-long edit-a-thon to create and improve Asia-related articles on Wikipedia began on November 1, 2016. Tito Dutta in a blog post revisited the stats of the 2015 iteration of the event and also spoke to Addis Wang, an organizer of WAM, to know more about their progress and preparation. CIS published the impact report form for receiving the Annual Plan grant from Wikimedia Foundation. The time period of this report is the first 6 months of each grant (e.g. 1 January - 30 June of the current year). RBI directions for account aggregator services in India seem to lay great emphasis on data security by allowing only direct access between institutions and do away with data scraping techniques, wrote Elonnai Hickok and Vipul Kharbanda in a blog post. The recent security breach in an Indian payment switch provider, was confirmed by National Payments Corporation of India. This forced domestic banks into damage control mode over the past few days. Udbhav Tiwari analyzed the developments in a blog post published by Bloomberg.

CIS in the news:

Eye on Mumbai (Tariq Engineer; Mumbai Mirror; October 2, 2016).
Indian language localization community meets in New Delhi (Mayank Sharma; Opensource.com; October 3, 2016).
An 'app'ening world (Chetana Divya Vasudev; Deccan Herald; October 4, 2016).
Changing Wikipedia’s (and society’s) male bias is work in progress (Shrabonti Bagchi; Factor Daily; October 5, 2016).
A Market Structure for Digital India (Shyam Ponappa; Business Standard and Organizing India Blogspot; October 5, 2016).
If all goes well, Indian IT Act may enter 21st century (Surabhi Agarwal; Economic Times; October 6, 2016).
Tech for the blind: How app developers can help end the ‘disturbing touchscreen trend’ (Naina Khedekar; First Post; October 10, 2016).
Tech companies like Gmail, WhatsApp may be asked to store user information (Surabhi Agarwal; Economic Times; October 14, 2016).
Here is why government twitter handles have been posting offensive and partisan messages (Danish Raza; Hindustan Times; October 15, 2016).
Digital Native: The Future is Now (Nishant Shah; Indian Express; October 16, 2016).
New regulations in place; Aadhaar Card records to be preserved for 7 yrs by Centre (Financial Express; October 17, 2016).
Govt to keep Aadhaar record for 7 years, activists worried (Aloke Tikku; Hindustan Times; October 17, 2016).
The Big Debit Card Breach: Three Things Card Holders Need To Understand (Alex Mathew; Bloomberg; October 20, 2016).
Intelligence agencies will not have open access to Aadhaar data: UIDAI chief (Aloke Tikku; Hindustan Times; October 20, 2016).
‘Entrepreneurship will become a common, respectable profession’ – 25 quotes from Indian startup journeys (Madanmohan Rao; Your Story; October 23, 2016).
Some Key Words Are Missing (Arindam Mukherjee; Outlook; October 23, 2016).
Bridging the gap: Tech giants bring the internet to women in rural India (KumKum Dasgupta; Hindustan Times; October 28, 2016).
Behind Modi’s Heartwarming Diwali Ad for Soldiers, An App That’s Primed for Political Messaging (Sangeeta Barooah Pisharoty; The Wire; October 29, 2016).

CIS members wrote the following articles

Request for Specifics: Rebuttal to UIDAI (Hans Varghese Mathews; Economic & Political Weekly; September 3, 2016; Volume 51, Issue No.36). This was mirrored on CIS website in the month of October.
Love in the Time of Tinder (Nishant Shah; Indian Express; October 2, 2016).
IANA Transition: a case of the Emperor’s New Clothes? (Vidushi Marda; Digital Asia Hub; October 6, 2016).
Internet democratisation: IANA transition leaves much to be desired (Vidushi Marda; Hindustan Times; October 6, 2016).
Services like TwitterSeva aren’t the silver bullets they are made out to be (Sunil Abraham; Factor Daily; October 6, 2016).
Why Open Access Has To Look Up For Academic Publishing To Look Up (Anubha Sinha; October 12, 2016).
What Indian Language Wikipedias can do for Greater Open Access in India (Subhashish Panigrahi; Your Story; October 20, 2016).
How Long Have Banks Known About The Debit Card Fraud? (Udbhav Tiwari; Bloomberg; October 22, 2016).
How Open Access Content helps Fuel Growth in Indian-language Wikipedias (Subhashish Panigrahi; Opensource.com; October 24, 2016).

Jobs

CIS is presently seeking applications for the following positions

Policy Officer (Cyber Security)
Senior Policy Officer (Cyber Security)
Programme Officer (Communications)
Intern (Pervasive Technologies Project) - Application accepted throughout the year
Internship - Application accepted throughout the year
Survey Participants for Research on Musician Livelihood

►NVDA and eSpeak

Our project with the Hans Foundation got over this month. Archives of the reports can be accessed on this page.

►Pervasive Technologies

Participation in Events

Workshop on Innovation, Economic Development and IP in India and China (Co-organized by the Singapore Management University, O.P. Jindal Global University, and Renmin University of China; September 27 - 28, 2016). Anubha Sinha and Rohini Lakshané made presentations. The event details were published on the website in the month of October.

Workshop on Competition Law and Policy (Co-organized by National School of Law India University and the Delegation of European Union to India; New Delhi; October 19 - 21, 2016). Anubha Sinha and Rohini Lakshané participated and made presentations.

►Wikipedia

Blog Entries

Grants:APG/Proposals/2014-2015 round2/The Centre for Internet and Society/Impact report form (Tanveer Hasan; October 9, 2016).
UTF-8, Indic and Stub Length Article in Wikipedia (Dr. U.B. Pavanaja; October 20, 2016).
Querying Wikipedia Data (Dr. U.B. Pavanaja; October 21, 2016).

Wikipedia Asian Month — 2016 iteration starts on 1 November (Tito Dutta; October 30, 2016).

►Openness

Journal Articles

Adopting ORCID as a Unique Identifier will Benefit all Involved in Scholarly Communication (Prof. Subbiah Arunachalam and Muthu Madhan; National Medical Journal of India, Vol. 29, No.4, 2016 and Indian Institute of Science Repository; October 28, 2016).
Should Indian Researchers Pay to Get their Work Published (Muthu Madhan, Siva Shankar Kimidi, Subbiah Gunasekharan, and Prof. Subbiah Arunachalam; Indian Institute of Science Repository; October 29, 2016).

Participation in Events

OpenData Week in Madrid - OD4D Summit, Open Data Charter Meetings, and IODC16. Sumandro Chattopadhyay took part in three open data events in Madrid in the first week of October 2016:

OD4D Summit (Organized by IDRC; October 3, 2016).
Open Data Charter Meeting (Organized by Open Data Charter Lead Stewards; October 5, 2016).
4th International Open Data Conference (IODC 16) (Organized by red.es, IDRC, the World Bank and Open Data; October 6-7, 2016).

Blog Entries

(Lack of) Representation of Non-Western World in Process of Creation of Web Standards (Harsh Gupta; October 20, 2016).
Technical Alternative to Encrypted Media Extensions (Harsh Gupta; October 20, 2016).

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Internet Governance
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Not Everyone Plays by the Rules in the Digital Playground: Addressing Online Child Sexual Exploitation (Organized by International Centre for Missing and Exploited Children, Singapore (ICMEC) and TULIR - Centre for the Prevention and Treatment of Child Sexual Abuse, India; October 3 - 4, 2016; India Habitat Centre, New Delhi). Japreet Grewal was a speaker.

►Privacy

Participation in Events

The Future of Privacy in the Age of Big Data (Organized by Friedrich Naumann Foundation for Freedom; September 3 - 10, 2016; Berlin and Hamburg). Vanya Rakesh was one of the participants from South Asia.
LITD 17 Committee, Bureau of Indian Standards Meeting (Organized by Bureau of Indian Standards; September 23, 2016; Bengaluru). Vanya Rakesh attended the meeting.

Blog Entries

MLATs and the proposed Amendments to the US Electronic Communications Privacy Act (Elonnai Hickok and Vipul Kharbanda; October 20, 2016).
RBI Directions on Account Aggregators (Elonnai Hickok and Vipul Kharbanda; October 21, 2016).

►Big Data

Event Organized

Workshop on Big Data in India: Benefits, Harms, and Human Rights (India Habitat Centre, New Delhi; October 1, 2016).

Upcoming Event

Workshop on 'Privacy after Big Data' (Co-organized by CIS and the Sarai Programme, CSDS; New Delhi; November 12, 2016).

►Cyber Security

Participation in Event

National Cyber Defence Summit 2016 (Organized by National Cyber Safety and Security Standards in association with State & Central Governments, Ministry of Defence, Government of India, AICTE & Anna University; Chennai; September 30 and October 1, 2016). Vanya Rakesh attended the event.
Hakon 2016 (Organized by by Ninja Information Security Systems; Indore; September 30 - October 2, 2016). Udbhav Tiwari attended the conference.

Participation in Events

Seminar on Quality of Services in Telecom and Data Services: Issues, Challenges and Solutions (Organized by National Institute of Public Finance and Policy, New Delhi; September 21, 2016). Shyam Ponappa was a speaker. This was mirrored on CIS website in October.
Free data, net neutrality: Discussion on TRAI paper (Organized by Telecom Regulatory Authority of India; Hyderabad; October 24, 2016).

Event Organized

CISxScholars Delhi - William F. Stafford (CIS, New Delhi; November 3, 2016). William F. Stafford, PhD candidate in UC Berkeley, made a presentation on "Public Measurements, Private Measurements, and the Convergence of Units.

Participation in Event

Learning through Archives: A Colloquium on Digital Scholarship (Organized by FLAME University; Pune; October 16, 2016). P.P. Sneha participated in the dialogue.

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About CIS
-----------------------------------
The Centre for Internet and Society (CIS) is a non-profit organisation that undertakes interdisciplinary research on internet and digital technologies from policy and academic perspectives. The areas of focus include digital accessibility for persons with disabilities, access to knowledge, intellectual property rights, openness (including open data, free and open source software, open standards, open access, open educational resources, and open video), internet governance, telecommunication reform, digital privacy, and cyber-security. The academic research at CIS seeks to understand the reconfigurations of social and cultural processes and structures as mediated through the internet and digital media technologies.

► Follow us elsewhere

Twitter: http://twitter.com/cis_india
Twitter - Access to Knowledge: https://twitter.com/CISA2K
Twitter - Information Policy: https://twitter.com/CIS_InfoPolicy
Facebook - Access to Knowledge: https://www.facebook.com/cisa2k
E-Mail - Access to Knowledge: a2k@cis-india.org
E-Mail - Researchers at Work: raw@cis-india.org
List - Researchers at Work: https://lists.ghserv.net/mailman/listinfo/researchers

► Support Us

► Request for Collaboration

For more details visit https://cis-india.org/about/newsletters/october-2016-newsletter

Should Indian Researchers Pay to Get their Work Published

Muthu Madhan, Siva Shankar Kimidi, Subbiah Gunasekaran and Subbiah Arunachalam — 2016-10-29T14:47:52Z

We raise the financial and ethical issue of paying for getting papers published in professional journals. Indian researchers have published more than 37,000 papers in over 880 open access journals from 61 countries in the five years 2010-14 as seen from Science Citation Index Expanded. This accounts for about 14.4% of India’s overall publication output, considerably higher than the 11.6% from the world. Indian authors have used 488 OA journals levying article processing charge (APC), ranging from INR 500 to US$5,000, in the five years to publish about 15,400 papers.

The research paper jointly authored by Muthu Madhan, Siva Shankar Kimidi, Subbiah Gunasekharan, and Subbiah Arunachalam was published in the Indian Institute of Science Repository on October 29, 2016.

More than half of these papers were published in just 13 journals. PLoS One and Current Science are the OA journals Indian researchers use most often. Most leading Indian journals are open access and they do not charge APC. Use of OA journals levying APC has increased over the four years from 242 journals and 2557 papers in 2010 to 328 journals and 3,634 papers in 2014. There has been an increase in the use of non-APC journals as well, but at a lower pace. About 27% of all Indian papers in OA journals are in ‘Clinical Medicine,’ and 11.7% in ‘Chemistry.’ Indian researchers have used nine mega journals to publish 3,100 papers. We estimate that India is potentially spending about US$2.4 million annually on APCs and suggest that it would be prudent for Indian authors to make their work freely available through interoperable repositories, a trend that is growing significantly in Latin America and China, especially when research is facing a funding crunch.

We further suggest bringing all Indian OA journals on to a single platform similar to SciELO, and all repositories be harvested by CSIR-URDIP which is already managing the OA repositories of the laboratories of CSIR, DBT and DST. Such resource sharing will not only result in enhanced efficiency and reduced overall costs but also facilitate use of standard metadata among repositories.

More than two decades ago Harnad posted his subversive proposal to a mailing list in which he called on researchers “to make copies of all the papers they published in scholarly journals freely available on the internet.”^1,2 Many researchers now make their papers freely available either by publishing them in open access (OA) journals or by placing them in repositories or websites. Indeed, a 2013 report asserted that by 2011 “free availability of a majority of papers has been reached in general science and technology, in biomedical research, biology, and mathematics, and statistics,” and that the number of open access papers has been growing by about 2% a year.³

Journals make papers open access in two ways: OA journals make all papers open access immediately on publication, and hybrid OA journals make selected papers open access. Most OA journals listed in the Directory of Open Access Journals (DOAJ) do not charge to make a paper open access. Current Science is such a journal. Many OA journals – about 26% according to Solomon and Björk⁴ – and all hybrid OA journals levy an article processing charge (APC) to provide OA to a paper. However, according to Crotty,⁵the majority of OA papers are published by paying an APC. The APC levied by journals used by Indian researchers is in the range INR 500 (~US$8) - US$5,000.

OA journal publishing, particularly by commercial publishers and in the field of biomedicine, is growing rapidly. According to DOAJ there are 9,192 OA journals as of 2 September 2016 published from 130 countries and one can access more than 2.27 million articles. Currently, DOAJ is growing at the net rate of 6 titles per day.⁶ The Directory of Open Access Scholarly Resources (ROAD) lists 14,031 OA journals published from some 140 countries.⁷

Repositories, where full texts of research publications are deposited and made available online, are of two kinds: central repositories, such as arXiv, and distributed (or institutional) repositories, such as the University of Southampton institutional research repository, <eprints.soton.ac.uk>, the first of its kind.

Here we are concerned only with the open access journals which make all content open access immediately on publication. Further, our interest is in papers from India that are published in journals levying APC. The question we are particularly interested in is, ‘is paid open access affordable for India?’ And, even if it is affordable, should we go for it?

We assessed the current status of the use of OA journals by Indian researchers using bibliometric analysis of data gathered from Web of Science – Science Citation Index Expanded (SCIE). We used this analysis to find out the number of papers Indian researchers have published in OA journals charging APC, leading to an estimate of the amount the country as a whole would potentially have spent on APC costs, and to see if publishing in paid OA journals led to higher levels of citations.

Methodology

We searched for articles, letters, proceedings papers and reviews from India in OA journals

indexed in SCIE in the five years 2010-2014. The search made on 11 January 2016 resulted in

37,122 papers. Of these, 44 papers resulting from five international collaborations (CMS,

ATLAS, ALICE, STAR and FAITH), and appearing in journals such as Physics Letters B, New Journal of Physics, Nuclear Physics B and BMC Musculoskeletal Disorders, had a very large number of authors (running to several hundreds). We removed them from the data set as they hindered processing the data. Thus we considered 37,078 papers. We downloaded full bibliographic data for all these and analysed the data using Visual FoxPro and found that Indian researchers have used 881 OA journals in which to publish these papers. We visited the web site of each of these journals during January- February 2016 to find out information on APCs levied by them. Also we classified the journals into 22 major field categories following the Essential Science Indicators (ESI) classification. This classification does not allocate journals to multiple fields. We identified papers in which at least one author was from a country other than India.

Using the same strategy as used for Indian publications, we recorded the number of papers published by 12 other countries and the proportion of OA papers (data gathered on 29 January 2016).

Results

We present here the key findings. Details of our bibliometric analysis are available from the

authors and will soon be presented in a report.

Use of OA journals by researchers – In the five years considered, SCIE had indexed 6,460,105 papers, of which 748,127 (or 11.58%) were in OA journals. In Fig. 1, we present the share of proportion of journal publications which have appeared in OA journals in 13 countries in the 5year period 2010-2014. Brazil has the highest proportion (close to one in three papers), with

India coming a distant second (one in seven papers). That Brazil leads is not surprising. Long before the OA movement began, the funding community led by the São Paulo Science

Foundation (FAPSEP) and the information community led by the Latin American and Caribbean

Center on Health Sciences Information recognized the need for strengthening the visibility of the Brazilian journals, and initiated the SciELO movement in the state of São Paulo, Brazil, in 1997, which later spread to Chile and the rest of Ibero-America and South Africa.⁸ As Vessuri et al.⁹ have pointed out, a strong sense of public mission among Latin American universities, coupled with the realization that OA improves the presence and impact of Latin American research publications led Latin America to develop its own knowledge exchange mechanisms on its own terms.

Estimates of the proportion of open access papers vary widely depending on the source used and when the estimate was made. For example, by analysing journals indexed in Scopus we found that 4,231 of the 22,460 active titles (as of 6 February 2016) were OA (as seen from DOAJ on September 2015) and were listed in either or both of DOAJ and ROAD.¹⁰ Of the more than

12,000 journals covered by Web of Science, 1,313 journals are OA as of October 2015 as listed

by DOAJ.¹¹ Analyzing data from Google Scholar, Jamali and Nabavi showed that more than 61% of papers were accessible in full text.¹²

Use of journals charging APC - In 2010, Indian researchers had published their work in 479 OA journals, of which 237 did not charge APC. The number of OA journals used by Indian researchers to publish their work is increasing (Table 1). It has risen from 445 in 2009¹³ to 611 in 2014. More than half of the 611 journals levy APC.

Not all journals charging APC have a fixed APC. There are many models. Of the 881 SCIEindexed OA journals which Indian researchers have used, 488 charge a fee: 437 charge a fixed APC, 49 levy page charges, and two charge a non-refundable submission fee. Contrary to

Crotty’s observation that the majority of OA papers are published by paying an APC,⁵ Indian authors publish a larger number of papers in non-APC journals. However, papers published in journals levying APC are cited a larger number of times on average.

The APC OA journal used most often by Indian researchers in the five-year period is PLoS One with a total publication count of 2,404 and average cites per paper (CPP) of 7.32. Starting with 78 papers in 2009,¹³ the number increased to 724 papers from India in 2014. Indeed, Current Science, which comes next in the list with 2,334 papers with a CPP of 1.74, was the leader until 2011.

Overseas collaboration - All authors are from India in 30,152 of the 37,078 papers published by Indian researchers in the 881 OA journals; this includes papers in which all authors are from the same institution as well as papers with authors from more than one Indian institution. These papers have been cited 78,722 times for a CPP of 2.61. There are 6,926 papers with at least one author from an address outside India, and these have been cited 39,031 times for a CPP of 5.63.

Indian researchers have collaborated with authors from some 115 countries. Collaborators are mainly from USA (2,191 papers), UK (815 papers) and Germany (708 papers).

Country of journal publication - Indian authors have published in OA journals from 61 countries. More than half (18,781) were published in 48 Indian journals, six of which charge APC. As one would expect, US and UK journals followed Indian journals in the number of papers published: 7,647 papers were published in 149 US journals of which 107 charge APC, and 2,834 papers were published in 172 UK journals of which 162 charge APC. Indian researchers have published

675 papers in 54 Brazilian OA journals of which nine levy APC, 229 papers in 9 Chilean OA journals of which two levy APC, 231 papers in 14 journals published from China of which five charge APC in the five yeras. In these five years Indian authors have published 652 papers in seven Nigerian APC journals. Of these, all but one were delisted from Web of Science after a few years of coverage. Such delisting is all too common. Of the 881 journals studied here, only 263 have been used by Indian researchers in all five years.

Citations to papers published in journals levying APC – Number of papers by Indian researchers in 57 journals charging APC and publishing at least 10 papers from India and has a CPP of not less than 10 are listed in Table 2. Table 3 lists the 10 journals that do not levy APC and have been cited at least 10 times on average in the five years. Three journals, viz. Nucleic Acids Research, PLoS Neglected Tropical Diseases, and BMC Genomics, all of which charge an APC of well over US$2,000, have published more than 100 papers from India. In all three journals, CPP of Indian papers are less than CPP of the journal as a whole, and there is a big difference between the CPP of papers written solely by Indian authors and that of those written in collaboration with foreign authors. For example, Nucleic Acids Research has published 138 papers from India (CPP 14.09) out of a total of 6,614. The journal’s average CPP for the 5-year period is 25.29 as against India’s CPP of 14.09. The 80 papers entirely written by Indian researchers has a CPP of less than 10, and the CPP of the 58 papers with foreign collaborators is more than 22.

As many as 92 papers have appeared in 10 OA journals which do not charge APC, none of which are from India, and these have been cited more than 15 times on average. Of the 92 papers, 41 were published in the Bulletin of the World Health Organization at a CPP of about 12.5. In contrast, the CPP of the 478 papers published in the journal during the five years is above 15.

Use of mega journals- Indian authors have published 3,100 papers in nine mega journals where the papers are accepted without applying the usual standards of strict peer review if they are perceived to be technically sound (Table 4).

Papers classified by field - It is in Clinical Medicine that Indian researchers have published in the largest number of OA journals (208) as well as contributing the largest number of papers (10,036). They have published in 88 journals in the field of Plant and Animal Science, but have published a much larger number of papers in both Chemistry and Biology & Biochemistry in a smaller number of journals.

Discussion

Over 14.4% of the 37,122 papers from India as seen from SCIE have been published in OA journals. The actual number of OA papers from India will be much larger since, for example,

Scopus is likely to have indexed a larger number of such papers. Additionally, there are papers published in hybrid OA journals and papers published in non-OA journals that are made open access by placing them in institutional or central repositories or freely available through author websites, which indicates that there is a welcome growing awareness of the need for making one’s work OA. Our earlier study¹³ has revealed that some 16% of Indian papers were pulished in OA journals indexed in SCIE 2009, but in that study we had considered all categories of papers from OA journals collected comprehensively from various sources.

Potential spend on APC seen in perspective

We estimated the total APC for all 14,293 papers published by Indian authors in OA journals charging a fixed APC (leaving out 7% of all OA papers charging variable APC). We found there is an average cost of ~ US$1,173 per paper. We compared this figure with the costs on APCs incurred by institutions elsewhere.

From a survey of a large sample of journals listed in DOAJ carried out in 2014, Morrison et al.

reported an average APC of US$964.¹⁴

The Wellcome Trust, which supports payment of charges incurred by their grantees, reported a total spend of about £4.7 million paid for 2,556 papers, published in OA or hybrid journals, in 2013-14 at an average APC of £1,837. Close to 60% of these papers were published in the journals of the five leading publishers, and of these 68% were in hybrid journals. In 2014-15, the

Charity Open Access Fund, comprising the Trust and five other funders, had paid more than £5.6 million towards APCs for 2,942 papers at an average cost of £1,914.¹⁵

In its report dated March 2015, RCUK indicated an average APC of £1,600, based on APC paid for 6,504 papers from 55 universities during the two years 2013-14 and 2014-15. The average APC paid varies from university to university, from £778 for the School of Oriental & African

Studies to £2,248 for Durham University.¹⁶ Over the 15-month period April 2013 – July 2014,

Leeds University alone had paid publishers a little over £270,000, of which about £10,000 was for colour and page charges. For the 166 RCUK funded papers for which APCs were paid during the review period, the average cost of APC was £1,626.74.¹⁷University of Cambridge spent

£936,000 towards APC in 2014. For the 495 RCUK funded papers the average cost was £1,891.¹⁸ Besides this, the university has also supported payment of page and colour charges and has paid for researchers to join memberships that offer a discount for APCs out of the RCUK fund. There is a growing concern in the university if they should be spending so much money on

APCs.¹⁸

Björk and Solomon, in their report submitted to a consortium of European funding agencies in March 2014, had estimated the average APC from a study of journals indexed in Scopus for at least two years to be US$ 1,418.¹⁹

Gerritsma reported that in 2013, the Netherlands had spent €4 million towards 3,314 papers published in OA journals charging APC and in hybrid journals, and indexed in SCIE, at an average APC of €1,220.²⁰

In 2015, the Austrian Science Fund (FWF) spent over €418,000 on APCs for 288 papers in Gold OA journals (average €2,376) and €2.38 million on APCs for 913 papers (average €1,453). In addition FWF incurred an expenditure of €273,600 on other costs.²¹

The variation is to be expected, as the sampled journals vary and in the case of India a substantial number of low-APC journals would have been used. Wang et al. have found that the level of APCs varies with the region. European and North American APC OA journals have average

APC of more than US$2000, while Asian, African and South American APC OA journals have average APC of less than US$1000.²²

If we assume that APC was paid in full for all the 14,297 papers (4,775 with foreign collaborators and 9,522 by exclusively Indian authors) published by Indian authors in OA journals charging APC, the total expenditure would be around US$16.75 million. This figure does not include the APC for the other 7% of papers published in journals charging APC on the basis of number of pages, submission fee, and so on. Nor does it include the expenditure on OA papers published in hybrid journals. These journals usually charge much more than journals with fixed APC. According to Björk and Solomon (2014), the average APC for publication charged by hybrid journals published by subscription publishers (such as Elsevier and Wiley) is US$

2,727, almost double that chaged by fully OA journals published by non-subscription publishers (such as PLoS), US$ 1,418.¹⁹ It is possible that APCs for many papers jointly authored with foreign collaborators might have been paid by the other party. Also, in some cases authors might have been granted either a fee waiver or a discount. Allowing for these possibilities, we may assume that the sum spent would still be very high, more than ~US$12 million, or an average of US$2.4 million a year. This amount is in addition to the national expenditure on its academic and research library budget. Data releaesed early this year as part of the Natioanl Institutional Ranking Framework (https://www.nirfindia.org/Ranking) exercise reveal that the academic and library budget is by no means small.

Author pays model has failed

In the initial years of the ‘author pays’ OA journals, the hope was that OA publishing would be cheaper than subscription publishing. Eisen claimed that APC would go down “and will continue to do so, asymptotically approaching zero.”²³ What we see in reality, however, is that the APC charged by PLoS One has gone up from US$1,250 when it was founded in December 2006 to US$1,450 now. The APC charged by PLoS Biology and PLoS Medicine has increased from

US$1,500 at launch in 2003 to US$2,900 in 2012, a rise of 93% in nine years.²³ The situation at

BioMed Central is no different. Comparing the APC levied by the 165 BMC titles between 2010 and 2016, Wheatly has shown that for many titles there has been a substantial rise.²⁴ Neylon, a former employee of PLoS had recently conceded that “no functional market is emerging and it

(APC model) might be the wrong economic model.”²⁵

When the high energy physics community and librarians from more than 20 countries negotiated with publishers to make key journals OA, it resulted in a contract with 11 publishers that would ensure they could make 10 journals OA immediately on publication and, in return, continue to make the profits they were making earlier with the subscription model. From its inception in

January 2014, SCOAP³ is making papers available on an OA basis and it charges an average

APC of US$1,165.²⁶ According to Morrison,⁶ “SCOAP ³ nearly doubled in size this past year

(87% annual growth) for a total of 4,690 documents,” and “the Electronic Journals Library added 3,612 journals that can be read free-of-charge in the past year, for a total of 52,000 journals, a

7% growth rate.”

As early as 1999, Rosenzweig²⁷ pointed out that the world of knowledge was being “kidnapped and held for ransom” by commercial publishers who have “turned renegade, exiling themselves from the academic enterprise, and focusing entirely on making the most money for their stockholders” and in the process “restricting the flow of knowledge.” Laakso and Björk have pointed out that today commercial publishers are the most common publisher of OA papers and the number of papers published by them jumped from 13,400 in 2005 to 119,900 in 2011.²⁸ Björk and Solomon¹⁹ have shown that “among the established OA publishers with journals listed in Scopus, the average APC grew by about 5% a year over the two years 2012 – 2013.” Taking such increases into account, India’s APC bill is bound to grow far beyond the US$2.4 million in the future. These cost increases are unpredictable, making it difficult for organizations willing to pay APC to make appropriate provisions in their budgets.

_{Affordable OA publishing}

Concerned about the high subscription costs and audience-limiting access rules of many traditional journals and the high levels of APCs charged by OA journals, many editorial boards broke away from publishers of such journals ‘in order to launch a comparable journal with a friendlier publisher or less-restrictive access policy.’²⁹ The most recent example is the en masse resignation of Rooryck and the other members of the editorial board of Lingua to start Glossa.³⁰ An early example was the resignation of the editor of Evolutionary Ecology along with many members of the editorial board to start Evolutionary Ecology Research in 1998.²⁹Suber maintains a list of such ‘Journal declarations of independence.’²⁹ Gowers, a strong opponent of publishers making tall claims about the value they add to publications and the huge subscription prices they charge, has launched an arXiv overlay journal called Discreet Analysis, owned by a group of researchers, in which the overall cost per article will be well below $30.³¹ His idea is to demonstrate that “in the internet age, and in particular in an age when it is becoming routine for mathematicians to deposit their articles on the arXiv before they submit them to journals, the only important function left for journals is organizing peer review.”³¹ How will these journals survive? Initially, the Association of Dutch Universities and The Netherlands Organization for Scientific Research will fund Glossa so it can be completely free for both authors and readers, and the Open Libraries of the Humanities will take over the funding after five years.³²Seed money from the University of Cambridge will see through Discreet Analysis in the first five years.³¹

"It’s important [that these alternative models] acquire a reputation and prestige that people can feel it’s okay to submit to them — rather than the more established traditional journals — without damaging their careers," Gowers says.³² "We need an alternative, cheap system sitting there — at which point the commercial publishers will become redundant."³³

Should Indian researchers spend a large sum on APCs?

Why do authors choose to publish in certain journals? Scientists want their work not only to be seen and read but also to be appreciated and cited. For them publications are the culmination of their research and a means of achieving prestige and visibility. Moreover, the journals in which authors publish play an important role in the way the global community of scientists and funding agencies evaluate a scientist. Authors choose journals that would bring them maximum visibility, prestige and citations. Although there have been many discssions in recent times about the place of citations in scholarly communication and the undue importance paid to journal impact factors,³⁴ scientists of all age groups look forward to their papers being cited repeatedly and quickly, and journals proudly advertise their impact factors on their cover pages. Scientists do not really care if a journal is OA or if it charges APC (as long as their institution or funder is ready to cover the costs), nor surprisingly are they chary of surrendering all rights to their paper to the publisher. Many journals charging APC satisfy authors’expectations to a lesser or greater extent and authors are able to find the ones that would accept their papers. In addition, many of the journals run by major commercial publishers are run professionally and their unified graphical appearance gives them an identity. As scholarly communication moves from print to online, these publishers take advantage of emerging technological tools and standards to offer the research community ever better ways of presenting their content and they also energetically market their journals. PLoS, which was started with a view to fighting the commercial publishers, has spent US$3 million on software development in 2013-14 and more than US$413,000 on marketing and advertising in addition to expenses on promotion.³⁵

The question, from the point ofview of authors, is, “is it all right to spend huge sums for getting papers published in OA journals?” No, says Balaram, former director of Indian Institute of Science. He believes that Indian researchers should not use government funds – money given for research - to subsidize non-Indian journals, and that the money spent on APCs could be better spent on research per se or on libraries.³⁶ Williams-Jones and colleagues belive that “for many sectors of academe, ‘paying to publish’ is ethically suspicious.³⁷Such an ethical concern has also been raised by Wilson and Golonka.³⁸ There are other voices from the global South opposed to OA through APC. Babini of the Latin American Social Science Council asserts that paying huge sums as APC could increase the overall costs of research and financially undermine a nation’s research and scientific publishing ecosystem.³⁹ Nilsen says paying to publish represents a new apartheid system, and that “we need to move away from a system where someone decides who should have access to what.”⁴⁰For the sake of the global public good, Nilsen recommends that we should abandon the discriminative APC-based publishing practice and adopt open access through repositories.

The APC model of OA is not serving the true purpose of OA, which aims to create a level playing field for access to research. The APC levied by PLoS Biology and PLoS Medicine is roughly equal to half of a month’s salary for an assistant professor in the United States, but more than two months of salary for an assistant professor in India.

Moreover, at a time when science is facing a funding crunch, it would be prudent for Indian researchers and research institutions to refrain from paying APCs to journals. A few months ago, both Rao and Swaminathan lamented the shortage of funds for research,^41,42 and more recently the Ministry of Human Resource Development announced some budgetary cuts for Indian Institutes of Technology⁴³ and the Ministry of Science & Technlogy has told the CSIR laboratories to fund reseach by themselves and to convert ongoing projects into for-profit ventures.⁴⁴

What is the alternative model for making research OA?

What is the alternative to publishing in paid OA journals? Balaram suggests that the authors could publish their papers without paying APC and still make them open through interoperable institutional repositories.^36,45 Joshi has explained the advantages of depositing one’s papers in such repositories.⁴⁶ Authors may wonder if making a paper available through such a repository is equivalent to publishing in an OA or hybrid OA journal. The answer is yes, very nearly. Journals may insist on an embargo and they may let the author deposit only the author postprint (the refereed version). Experts such as Harnad would recommend the adoption of OA through repositories worldwide so that institutions could cancel subscriptions and use the savings to pay for the much lower-priced, affordable, sustainable OA journals.⁴⁷ Use of repositories is picking up around the world. According to Morrison,⁶ “Bielefeld Academic Search Engine (BASE) repositories collectively added more than 4.7 million documents this quarter for a total of just under 89 million documents,” and “the number of journals actively participating in PubMed Central, making all content immediately freely accessible, and making all content open access, continues to grow.” arXiv grew by over 107,000 documents to over 1.1 million documents during the last year.⁶

What is happening in India?

There are many OA journals in India, and 337 have been listed in DOAJ (as on 3 September 2016). These include journals published by leading Academies, societies and government organizations such as CSIR-NISCAIR, DESIDOC, ICMR, and ICAR, and these are free to authors and readers. MedKnow, although part of a private publishing group, publishes a large number of OA titles, most of which again are free to both authors and readers. But not all Indian OA journals are on a single platform like SciELO. Apart from a few exceptions like MedKnow journals, others do not offer all the web features and metrics that leading publishers offer, which is surprising considering the wealth of technological skills available in the country.

Another platform specifically designed to provide open access to journals published in developing countries is Bioline International, a not-for-profit partnership committed to providing open access to quality research journals and reducing the South to North knowledge gap. Bioline currently supports 36 journals from 16 countries. The download statistics of Bioline journals (http://www.bioline.org.br/stats) are very impressive. Kirsop, a founding member of

Bioline International, told us “Within a single month in 2016, some 1.5 million full text articles were downloaded – equivalent to approximately 18 million per annum – showing the value attached to publications resulting from research carried out in regions of the global south, often referred to as ‘the missing science’, but nevertheless essential to achieve a global understanding in such areas as health and the environment.” (Personal communication, 13 April 2016).

Organizations such as CSIR, DBT and DST have already adopted a policy of making research produced in their own laboratories, as well as research they support in other institutions, open access through placing the accepted papers in institutional open access repositories.^48,49CSIR-

URDIP, Pune, has set up a central platform for OA repositories and harvesting from all three organizations and these could be accessed at http://www.csircentral.net/ and http://sciencecentral.in/. Unfortunately, many laboratories under these apex bodies have not taken the OA policy seriously, nor there seems to be any will on the part of the apex bodies to implement the policy forcefully.These repositories are interoperable and have adopted the best international practices. ICAR also has an open access policy, but it does not seem to have much traction.⁵⁰ There are also many institutional repositories (listed in http://roar.eprints.org/), some of them well populated, but others are languishing, largely due to the indifference of scientists.

By contrast, China seems to have made considerable progress. It was only in 2014 that the

Chinese Academy of Sciences (CAS) and the National Natural Science Foundation of China

(NSFC) issued open access policies.⁵¹ By mid-March 2016 , the Open Repository of the

NSFC included 135,000 research papers published between 1998 and 2015 by authors from 1,305 institutions. These research papers have already been downloaded more than 669,000 times. CAS now has two OA portals, namely the Institutional Repository Grid of Chinese Academy of Sciences, with content from 102 repositories, and the China Open Access Journal Portal, with content from hundreds of journals.⁵²

Latin America has witnessed the emergence of strong cooperative scholarly publishing ventures, such as SciELO (www.scielo.org) which hosts about 1,250 journals, and Redalyc

(www.redalyc.org) which hosts, 1,095 journals. Of these more than 2,300 journals, 1,300 do not charge APC and others charge only a modest fee.⁵³ A SPARC report says, “SciELO and Redalyc do raise the visibility and accessibility of the journals they host, particularly with their local communities. These types of networked meta-publishers allow for central governance of policies, procedures and controls, but are intentionally decentralized to support the development of local capacity and infrastructure ensuring greater sustainability and alignment with local policies and priorities.”⁵⁴With these efforts, Latin America has become a model for affordable OA journal publishing.

Even so, researchers in Latin America continue to publish a very large proportion of their papers in non-OA journals. For example, as shown in Table 1, in the five years 2010-14, more than 65% of papers from Brazil were published in non-OA journals. The simplest way to make the large volume of non-OA papers freely available is to set up many institutional repositories and populate them quickly. Efforts are already under way in several countries and indeed a network of repositories from nine countries is coordinated by La Referencia

(http://lareferencia.redclara.net/rfr/), and there are legislations in place in Argentina, Mexico and

Peru to make publicly funded research freely available through repositories.⁵⁵

What needs to be done?

Compared with developments in Latin America and China, India is clearly lagging behind in making her research freely accessible. How can this be changed? We believe that making all research freely accessible through interoperable OA repositories is the ideal solution. According to Houghton and Swan,⁵⁶ till the time we reach an all Gold OA (OA through journals) world, Green OA (OA through repositories) may well be the most immediate and cost-effective way to support knowledge transfer and enable innovation across the economy. We suggest the following actions.

Populate OA repositories that are already there, as empty and sparsely populated repositories will not reflect well on the research community.
Set up repositories in institutions where one does not exist. Academic and research librarians can play an important role in setting up and populating repositories.
Academic and research organizations (at the state and central levels, as well as apex bodies), which do not have an OA policy, should adopt a policy similar to those of DBT, DST and CSIR and implement the same.
As part of the implementation, funding agencies and heads of organizations should have a compliance monitoring mechanism that would reward those who deposit their papers, and persuade those who do not.
If the policies of all agencies are aligned, it would bring about many advantages such as ease of compliance, optimization of workflow, and sharing of data and best practices.⁵⁷
All organizations may join the CSIR-URDIP effort so that a nation wide platform could emerge for OA repositories. Such resource sharing will not only result in enhanced efficiency and reduced overall costs but also, as demonstrated by HAL, France, facilitate “coherent meta-data description, connection to national authority files, quicker take up of new technologies (e.g. visualisation and data mining) and better connection with international initiatives.”⁵⁸
Funding agencies and research organizations that are so far unconcerned about their funds being used to meet APCs should stop supporting this practice.
A cadre of scholarly communication workforce should be developed for building institutional repositories and persuading researchers to upload materials.

Conclusion

If India and China follow the Latin American model of hosting all or most of their journals on a single decentralized platform and make as many journals as possible OA, and if India, China and Latin America vigorously promote a culture of OA repositories and encourage researchers to self-archive their publications, that would have a great impact on making science and scholarship open, not only in these regions but around the world. All of this can happen only with the willing participation of the scientific community. As Harnad would say, ‘Self-archive unto others as you would have them self-archive unto you’.⁵⁹

If, instead, researchers continue to pay publishers exorbitant APCs, as Poynder points out, there will soon be a crisis over the cost of APCs, which would hit research the world over, but research in the developing world will be hit harder.⁶⁰ As long as we continue to use APC based journals, we cannot expect to make access to research affordable to all.

Acknowledgement

We are grateful to Peter Suber and Ms Barbara Kirsop for their valuable comments.

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52. Liping, K., Open access and open research data in china, eifl blog, 2016; http://www.eifl.net/blogs/open-access-and-open-research-data-china (accessed on 27, March 2016).

53. Babini, D., Repositories as key players in non-commercial open access - a developing region perspective, COAR-SPARC conference, 15-16 April 2015, Portugal; http://www.slideshare.net/CLACSOredbiblio/repositories-as-key-players-innoncommercial-open-access-a-developing-region-perspective (accessed on 24 March 2016).

54. SPARC, Open Access in Latin America: a paragon for the rest of the world, 2015, SciELO in perspective; http://blog.scielo.org/en/2015/08/18/open-access-in-latinamerica-a-paragon-for-the-rest-of-the-world-originally-published-in-the-sparc-blog/(accessed on 27 March 2016).

55. Starczewski, M., and Referencia, L.A., – South American Open Science network, ceon Otwarta Nauka, 2015; https://otwartanauka.pl/analysis/nauka-otwartosc-swiat/lareferencia-poludniowoamerykanska-siec-otwartej-nauki/la-referencia-south-americanopen-science-network?showall=1&limitstart= (accessed on 27, March 2016).

56. Houghton, J. and Swan, A., Planting the Green Seeds for a Golden Harvest: Comments and Clarifications on "Going for Gold", D-Lib Magazine, 2013, 19,1/2.DOI:10.1045/january2013-houghton

57. Scholarly Publishing and Academic Resources Coalition,Open Access and Research Funders: A Report on Challenges, Opportunities, and Collaboration, 2016, http://sparcopen.org/wp-content/uploads/2016/04/RWJF-SPARC-public-report.pdf (accessed on 15 April 2016).

58. Baeten, J., Estraillier, P., Kirchner, C., Moatti, A. and Romary, L., Open Access in Japan– a multi-institutional perspective, 19 March 2016. [Research Report] Ambassade de France au Japon. 2016. <hal-01290936>

59. Harnad, S. and Swan, A., India, Open Access, the Law of Karma and the Golden Rule, DESIDOC J. Lib. Inf. Technol.,2008, 28, 35-40; DOI:14429/djlit.28.1.150

60. Poynder, R., Open access: What price affordability?, eCancer, 2014, 41; DOI:10.3332/ecancer.2014.ed41

Figure 1. Share of papers published by different countries in open access journals indexed in SCIE, 2010-2014.* Data gathered on 29 February 2016. Great Britain includes England, Scotland, Wales and Northern Ireland.

*Only articles, letters, proceedings papers, and reviews are considered.

Table 1. Distribution of research papers published by Indian scientists in open access journals by publishing year

[Data gathered on 11 January 2016]

Year	OA journals (APC)			OA journals (non-APC)			All OA journals
Year	No. of journals	No. of papers	Sum of citations	No. of journals	No. of papers	Sum of citations	No. of journals	No. of papers	Sum of citations
2010	242	2557	17550	237	4131	16301	479	6688	33851
2011	263	3067	17367	244	4280	12645	507	7347	30012
2012	308	2800	15715	251	4157	9276	559	6957	24991
2013	326	3335	12635	268	4457	6257	594	7792	18892
2014	328	3634	6950	283	4660	3057	611	8294	10007
Total		15393	70217		21685	47536		37078	117753

Table 2. OA journals charging APC in which Indian authors have published at least 10 papers that have been cited not less than 10 times on average in the five years

Journal	Publishing country^*	No. of papers	Sum of citations	CPP	APC
Nucleic Acids Research	GB	138	1945	14.09	$2,770
PLoS Neglected Tropical Diseases	US	126	1409	11.18	$2,250
BMC Genomics	GB	123	1330	10.81	$2,145
International Journal of Nanomedicine	NZ	94	1555	16.54	€1,843
Atmospheric Chemistry and Physics	DE	65	1116	17.17	€25^#
BMC Plant Biology	GB	44	579	13.16	$2,145
PLoS Pathogens	US	42	781	18.60	$2,250
Molecular Cancer	GB	34	540	15.88	$2,145
International Journal of Molecular Sciences	CH	28	298	10.64	CHF1,600
Molecules	CH	28	300	10.71	CHF1,800
PLoS Computational Biology	US	25	342	13.68	$2,250
PLoS Medicine	US	25	721	28.84	$2,900
DNA Research	GB	24	542	22.58	$750
PLoS Genetics	US	24	354	14.75	$2,250
Biogeosciences	DE	23	294	12.78	€25^#
International Journal of Environmental Research and Public Health	CH	22	278	12.64	CHF1,600
Journal of Translational Medicine	GB	15	238	15.87	$2,145
Marine Drugs	CH	14	256	18.29	CHF1,800
Journal of Neuroinflammation	GB	12	179	14.92	$450
Science and Technology of Advanced Materials	GB	12	181	15.08	$1,600
BMC Medicine	GB	11	374	34.00	$2,785
Remote Sensing	CH	11	125	11.36	CHF1,600
Cryosphere	DE	10	112	11.20	€25^#
Progress in Electromagnetics Research-PIER	US	10	128	12.80	$200
Articles in 33 other journals with CPP > 10		117	1930	16.50
Total		1077	15907

ISO 3166 country code

^#Page charges

Table 3. Non-APC journals in which Indian authors have published their papers that have been cited not less than 10 times on average in the five years

Journal	Publishing country^*	No. of papers	Sum of citations	CPP
Bulletin of The World Health Organization	CH	41	515	12.56
Journal of Pharmacy and Pharmaceutical Sciences	CA	14	173	12.36
Environmental Health Perspectives	US	10	188	18.80
Journal of Machine Learning Research	US	10	118	11.80
Materials Today	GB	4	81	20.25
Earth System Science Data	DE	3	88	29.33
Revista Mexicana de Astronomia Y Astrofisica	MX	3	181	60.33
Revista Mexicana de Ciencias Geologicas	MX	3	41	13.67
Folia Neuropathologica	PL	2	23	11.50
Upsala Journal of Medical Sciences	GB	2	20	10.00

ISO 3166 country code

Table 4. Mega journals used by Indian researchers

Journal	Publishing country^*	No. of papers	Sum of citations	CPP	APC
PLoS One	US	2404	17587	7.32	$1,495
Scientific Reports	GB	222	1523	6.86	£990
AIP Advances	US	196	645	3.29	$1,350
Springer Plus	CH	170	235	1.38	$1,290
BMJ Open	GB	56	148	2.64	£1,350
FEBS Open Bio	GB	21	86	4.10	$1350
PeerJ	GB	13	33	2.54	$695
Biology Open	GB	9	9	1.00	$1,495
G3 - Genes Genomes Genetics	US	9	83	9.22	$1,950
		3100	20349	6.56

ISO 3166 country code

For more details visit https://cis-india.org/openness/eprints-iisc-ernet-october-29-2016-muthu-madhan-siva-shankar-kimidi-subbiah-gunasekaran-subbiah-arunachalam-should-indian-researchers-pay-to-get-their-work-published

Adopting ORCID as a Unique Identifier will Benefit all Involved in Scholarly Communication

Subbiah Arunachalam and Muthu Madhan — 2016-10-28T16:28:49Z

ORCID, the Open Researcher and Contributor ID, is a nonprofit, community-driven effort to create and maintain a registry of unique researcher identifiers and a transparent method of linking research activities and outputs to these identifiers. Together with other persistent identifiers for scholarly works such as digital object identifiers (DOIs) and identifiers for organizations, ORCID makes research more discoverable.

The research paper jointly authored by Prof. Subbiah Arunachalam and Muthu Madhan was published on the eprints@IISc repository on October 28, 2016. The article was originally published in the National Medical Journal of India, Vol. 29, No.4, 2016.

It helps ensure that one’s grants, publications and outputs are correctly attributed. It helps the research community not just in aggregating publications, but in every stage of research, viz. publishing, reviewing, profiling, metrics, accessing and archiving. Funding agencies in Austria, Australia, Denmark, Portugal, Sweden and the UK, and the world’s leading scholarly publishers and associations have integrated their systems with ORCID registry. Among the BRICS countries, China and South Africa are adopting ORCID avidly. India is yet to make a beginning. If research councils and funding agencies in India require researchers to adopt ORCID and link ORCID iDs to funding as well as tracking performance, it will help them keep track of the workflow. Journal editors can also keep track of contributions made by different authors and work assigned to different reviewers through their ORCID iDs.

INTRODUCTION

Names in scholarly publishing are not all that simple. Names here mean both names of authors of papers and names of researchers referred to in those papers. They can cause much confusion to researchers, editors of journals, database producers, librarians and bibliometricists, but if we handle them correctly we can overcome most of the problems.

SCHOLARLY LITERATURE: DISAMBIGUATION OF NAMES AND AGGREGATING ONE’S WORKS

As early as 1969, Eugene Garfield had expressed his dismay at the ‘needless ambiguity and confusion’ caused by authors who omit parts of their names and initials in their published works, and recommended that ‘scientists who are just now embarking on their careers would be well advised to measure the information content on their names as they appear in indexes such as Index Medicus, Physics Abstracts, Biological Abstracts and Science Citation Index.[1] Some 12 years later, he wrote a detailed paper on the problems the scholarly world faces on account of mere names of people.[2] He had reasons to worry more than anyone else; as the publisher of Science Citation Index, Current Contents and several other search and indexing tools for the world’s scientists and scholars, he had the unenviable task of processing millions of papers and author names not only in the byline of these papers but also in the references cited in them and rendering these author names accurately and attributing research papers to the right authors and institutions within a few weeks of publication.

People hail from all parts of the world and from different cultures, each having its own peculiarities in naming their people so much so people from one culture may find names of another strange. Added to that are the ways names from different cultures and languages are transliterated into the Roman script. The names in most parts of the western world have three parts, viz. the first name (or given name), middle name and last name (also called the family name or surname). Often the last name may have more than one word, e.g. Duncan Smith, von Braun, van der Waals, de Solla Price. The prefix ‘van’ in some names may be spelt with a capital V, albeit rarely, e.g. Van de Graaff (of generator fame). In some cultures there are a very large number of people having the same surname. For example, close to 85% of China’s population have one of only 129 surnames, and three names in particular, viz. Wang, Li and Chen, are predominant among authors publishing currently. Also there are two Chinese surnames that can be spelt as Wang when publishing in English language, says Jane Qiu.[3] Eight Chinese names transliterate in Roman script into Wei Wang and to avoid ambiguity in such cases journals may allow authors the option to include their names in their own language in parentheses after the transliterated name.[4] Among Korean authors, Kim and Park account for a large percentage. In India there are many Agarwals, Guptas, Mukherjees, Raos, Sharmas and Singhs among publishing authors. While some Indians have two-part surnames, e.g. Ghosh Dastidar, Guha Thakurta and Sen Sharma, a few drop their initials altogether, e.g. Karmeshu.

Some have hyphenated names, e.g. Noel-Baker, Szent-Györgyi, Julius Wagner-Jauregg, all three Nobel laureates. Curiously, Noel-Baker was born Philip Baker, but took Noel as his second surname on marriage to Irene Noel and subsequently started hyphenating his surname. But in the majority of cases hyphenated names are those of women who add their husband’s family name to their own, e.g. Françoise Barré-Sinoussi, Rita Levi-Montalcini, both of whom won Nobel Prizes for medicine, and Irene JoliotCurie, who won a Nobel Prize for chemistry. In a variation, Marie Curie, née Sklodowska, who won Nobel Prizes in both physics and chemistry, used her husband’s name ahead of her maiden name: Marie Curie, née Sklodowska. Some examples from among Fellows of the Indian Academy of Sciences and the Indian National Science Academy: mathematician Rajinder Jeet HansGill, photochemist Krishna Kamini Rohatgi-Mukherjee, plant physiologist Renu Khanna-Chopra, condensed matter physicist Tanusri Saha-Dasgupta, development biologist Professor Priyambada Mohanty-Hejmadi, conservation biologist Professor Asha Chandola-Saklani, and neurophysiologist Professor Sushil Dua-Sharma. Many of these women scientists have published papers both under their maiden names and under their hyphenated family names.

In Japan, married couples are required by a 1898 law, which is valid till date, to have the same surname, even though giving up one’s maiden name does disadvantage women in certain ways, including professionally.[5]

Both retaining one’s maiden name and adopting the husband’s surname have their advantages. If one achieves a lot as a young person, one would be better off retaining the name that brought her the reputation in the first place. If one achieves much after taking her husband’s name, she will have much to lose if she ever gets a divorce. Better to hold on to one’s maiden name, says Kalpana Sharma.[6] Some professionals, e.g. Bhatnagar award winner and fluid flows expert Professor Rama Govindarajan, has chosen this option. The situation is changing in India albeit slowly. A woman in Maharashtra can now use either her father’s or husband’s names in all official documents.

There are also rare instances of people changing their names midway in their career, e.g. a woman electrical engineer of Indian origin working in the University of Waterloo has over the years published under three different names, viz. K.H. Sheshakamal, Shesha Jayaram, Shesha H. Jayaram (personal communication, Muthanna J, 23 Dec 2015).

Missing middle name in the byline, spelling mistakes and problems faced in printing (or processing by computers) texts with diacritical marks can all lead to ambiguity. But with all these vagaries, it is important that contributions such as papers, patents, datasets and software are attributed to the right contributors.

Many researchers have recognized the problem of author name disambiguation. A Scopus search (on 28 June 2015) using the key words ‘author name’ and ‘disambiguation’ led to 86 papers in the 13-year period 2003–2015. Of these, 46 had the keywords in the title. Some of these papers were related to the problems faced by biomedical databases, e.g.

Author Name Disambiguation for PubMed, http://online library.wiley.com/doi/10.1002/asi.23063/pdf
Author Name Disambiguation in MEDLINE, http://www. ncbi.nlm.nih.gov/pmc/articles/PMC2805000

From 2012 onwards PubMed uses a ranking algorithm for author searches to show more relevant results by disambiguating common author names.[7] This helps pooling papers by the real A.K. Sen when there are papers by others with the same name and initials.

The name ambiguity problem can only be solved collaboratively, when all stakeholders agree on a standard identification scheme.

Rachel Bruce, deputy chief innovation officer, Joint Information Systems Committee (Jisc), UK, says that our inability to associate valuable research outputs with their right authors ‘has led to extremely inefficient research management and difficulty in identifying what has been produced. Ineffective reporting and sharing of research impact on both individual researcher’s and universities’ profiles.’ According to her, ‘wider adoption and use of Open Researcher and Contributor ID (ORCID)’ is the solution to this problem.[8]

WHAT IS ORCID?

A person’s ORCID iD takes the form of a unique 16-digit number, e.g. 0000-0000-0000-0000. ORCID also gives each person a web page profile based on the iD, e.g. http://orcid.org/0000-00024398-4658, listing their iD number, name(s), institution(s) and publications. (Generally ORCID is used for the organization and the registry, and ORCID iD to denote the identifier itself.) Publications here go beyond research publications such as journal articles, conference papers, dissertations, reports, research techniques, software and inventions to include books, lectures/ speeches, websites, etc.

These profiles or records together comprise the ORCID registry. This registry of unique researcher identifiers and a transparent method of linking research activities and outputs to these identifiers (http://orcid.org/node/47) is created and maintained by an open, non-profit, community-driven effort. ORCID iDs help distinguish individuals with common names, and they are not affected by changes in name or name order or alphabet in which the name is rendered. ORCID is researcher-controlled; the researcher decides what information is included in her ORCID record.

ORCID iDs can be embedded in research workflows. If included by the publisher or funding agency, they are part of the metadata associated with scholarly works and grants. Together with other persistent identifiers for scholarly works such as DOIs and identifiers for organizations, ORCID makes research more discoverable.

But ORCID is not the first such attempt to associate unambiguously research papers (and other output such as datasets and software) with the right authors. Fenner has listed a number of them.[9] Some of these cover only specific fields. Some are country specific. Some are proprietary. Some are linked to specific databases while others want to cover a wide area of science and scholarship. Fenner’s list includes RePEc Author (set up by Thomas Krichel in 1999), LATTES (an information platform mandatory for researchers in Brazil, set up by the National Council of Scientific and Technological Development or CNPq, in 1999), VIAF (set up by OCLC in 2003), NARCIS (set up in 2004 by the Royal Academy of Sciences of the Netherlands and mandatory for all researchers in the Netherlands), arXiv Author ID (set up in 2005 by Cornell University for researchers in physics and related disciplines), Scopus Author ID (set up in 2006 by Elsevier), Names Project Mimas (set up in 2007 by the British Library for authors and institutions in all academic disciplines), Researcher ID (set up in 2008 by Thomson Reuters) and Author Claim (set up by Thomas Krichel in 2008).

If there are many author identity services already available, why add ORCID, one may ask. The other services are not truly interoperable, whereas ORCID allows linkage to other identifiers such as Scopus ID and Researcher ID. ORCID is the only service trying to associate its identifier with other existing author identifiers, with more than publications, and to collaborate across the community to embed it at the time that a work is ‘released’ by a researcher. Also, most other services are linked to a single bibliographic database (e.g. Researcher ID is linked to Web of Science).

‘Thus, since none of the available author identifier services looked like the solution to the name ambiguity problem, the ORCID initiative was started in late 2009 and formed as a nonprofit organization in August 2010.’[10]

Why should a researcher have an ORCID iD?

This section draws on information mainly from private communication with the Executive Director and other staff of

ORCID and the Library Guide of the University of Southampton.[11]

ORCID helps ensure that one’s grants, publications and outputs are correctly attributed. It is for life, irrespective of where one chooses to live and work. Connections between the ORCID registry and other databases help one to keep one’s research profile updated and to make it visible worldwide. Authors with an ORCID iD can have Crossref automatically push information about their published work to their ORCID record.[12]

Often researchers waste much time in filling forms that require address, employment history, collaborator names, affiliation, etc. when applying for jobs, awards, academy fellowships or grants or submitting manuscripts to journals. One can have all such information in one’s ORCID profile and draw upon it at short notice. Researchers can save much of their productive time by linking their ORCID iDs to the grants or manuscript processing systems.

As the Caltech Library Guide points out, as one collaborates across disciplines, institutions and borders, one ‘must interact with an increasing number and diversity of research information systems. Entering data over and over again can be time-consuming, and often frustrating’ (http://libguides.caltech.edu/orcid).

To obtain the list of publications of a researcher from a database such as Web of Science, one would need to give the name (with all variants), research domains and names of organizations (with all their variants) associated with the author. With all that, one may not get the full list. But if one uses the researcher’s ORCID iD in the identifier field, the search will give the correct list instantaneously.

Anstey, editor of the 125-year-old British Journal of Dermatology, has explained lucidly why researchers, editors and funders should embrace ORCID and how through ORCID iDs one could connect to websites such as Web of Science, figshare, Impact story and others.[13]

How do researchers get an ORCID iD?

Scientists, researchers, teachers, students, clinicians, scholars, authors and anyone at all, contributing to scholarly outputs from anywhere in the world can sign up for a free ORCID iD through the ORCID website (https://orcid.org/register). It is also possible to create an ID at other websites that are integrated with ORCID, for example manuscript submission websites of journals. About 5000 journals, including those published by the Institute of Electrical and Electronic Engineers (IEEE), Taylor & Francis, and Cambridge University Press, use ScholarOne developed by Thomson Reuters and whenever one submits a paper to these journals one is asked to provide an ORCID iD. And if you do not have one you can create it through the publisher’s Application Program Interface (API). Claiming an ORCID iD is not at all difficult. After claiming, researchers can associate the ORCID iDs with their education and employment details and details related to collaborators, publications and outputs.

Including one’s publications is simple. One can import bibliographic details of one’s publications having unique identifiers (e.g. DOI, ISBN) from the list of databases integrated with ORCID registry. The list includes Scopus, Web of Science, Europe PubMed Central, Crossref Metadata Search, Redalyc, etc.[14]One can just log in to ORCID and choose the database from which one wants to import bibliographic data. For publications that are not indexed by the databases integrated with ORCID, one can use the template provided by ORCID to manually add details. Also ORCID has created a tool by which one can import bibliographic data from BibTeX (.bib) files into one’s ORCID record, including files exported from Google Scholar and other popular reference management tools.[15]

Is one’s ORCID private information?

Of course, one can choose which information to be assigned as public or private in one’s record except the actual iDs assigned by ORCID that are designed to be publicly available. Once researchers have claimed their ORCID iD, the settings are in their sole control. ORCID has a privacy selector option that lets one set the privacy level of all new works, education, employment and funding items. Usually, everyone makes the list of publications public.

ORCID features

ORCID offers its essential features for free to individual researchers and organizations across the world. Researchers would be able to automatically update their ORCID record with links to published manuscripts in which they have included their ORCID iD. However, ORCID charges membership fees from organizations such as publishers, funders, and academic and research institutions, in order to sustain the registry and the mission to achieve name disambiguation, and in return offers them premium API services and personalized technical support. Also, when many organizations join as a consortium, they benefit from reduced ORCID membership costs and enhanced technical support.

ORCID conforms to the values of an open scholarly infrastructure organization.[16] Indeed, Public Knowledge Project (PKP) Director John Willinsky considers ORCID ‘an important emerging technology with opportunities to help shape and improve the open access publishing landscape worldwide’.[17]Organizations can integrate ORCID iDs into research management systems and workflows using the free public API. ORCID releases a public data file annually under Creative Commons License (CC0 1.0 Public Domain Dedication) to support broad access to data that are made public by individual researchers through their ORCID records. The file contains the public information associated with each user’s ORCID record. Each record is included as a separate file in both JSON and XML formats (http://orcid.org/content/ orcid-public-data-file-2014).

ORCID helps institutions track one’s work, compile information for university-level reporting (including total funding received by its scholars), and more efficiently manage information on faculty profiles. By eliminating redundancies and automating some reporting functions, ORCID will be especially helpful in reducing time and monies spent on other assessment activities such as the Research Excellence Framework (REF) in the UK.[18]

Feedback from a pilot study with eight UK universities showed that organizations that have adopted ORCID were likely to see ‘measurable efficiency improvements within two years of implementation—especially in internal data quality, streamlining of publications management, and enhanced reporting to funders— with accrued benefits increasing steadily over the following three to four years.’[19]

Jan Jan Jan Jan

2013 2014 2015 2016

Year

FIG 1. Growth of ORCID iDs (http://support.orcid.org/ knowledgebase/articles/150557-number-of-orcid-ids)

Funders, 5%

Associations, 7%

Repositories,

10%

Publishers,

13%

Research institutes,

65%

FIG 2. Sectoral distribution of ORCID members (Haak LL, personal communication, 30 Sep 2015)

Middle East and

Africa, 2% South America, 1%

Australasia, 6%

Asia, 8%

North Europe, 53%

America,

30%

FIG 3. Geographical distribution of ORCID members (Haak LL, personal communication, 30 Sep 2015)

Uptake of ORCID

The number of live ORCID iDs grew rapidly from late 2012 (Fig. 1) and as of 29 July 2016, it exceeded 2.43 million. These are currently used by more than 200 research and workflow platforms at academic and other research institutions, at funding agencies and at publishers.

As of mid-December 2015, more than 350 organizations have opted for ORCID’s member services and are at different stages of integrating ORCID iDs into their systems and workflows (Miyairi N, personal communication, 18 Dec 2015). As of 30 September 2015, 65% of ORCID members were universities (Fig. 2) spread all over the globe (Fig. 3). A representative list of different categories of members is provided in Box 1. The large European contingent is a result of three national consortia. These proportions are expected to be fluid over the next couple of years as more consortia are formed and join ORCID (Haak LL, personal communication, 30 Sep 2015).

Recognizing that publishers can promote systems that would provide support to researchers and to science, commencing January 2016, eight publishers will be requiring the use of ORCID iDs by corresponding authors during the publication process. These include the American Association for Advancement of Science (AAAS; publishers of Science), American Geophysical Union

(AGU), eLife, EMBO, Hindawi, IEEE, the Public Library of

Box 1. Uptake of ORCID Among the long list of members of ORCID are:

Publishers: AIP Publishing, Elsevier, National Academy of Sciences (USA), Oxford University Press, Public Library of Science (PLoS), Science Open, Springer, Taylor & Francis, Wiley, Wolters Kluwer

Associations: American Association for Advancement of Science (AAAS), American Astronomical Society, American Chemical Society, American Psychological Association, American Physical Society, American Society of Microbiology, American Society of Civil Engineers, Association of Computing Machinery, Electrochemical Society, Institute of Electrical and Electronic Engineers (IEEE), IOP, Modern Language Association, Royal Society of Chemistry

Universities: Harvard University, Massachusetts Institute of Technology, Caltech, Cornell University, Lund University, Stockholm University, City University of Hong Kong, National Taiwan University, CINECA, Italy’s consortium of 70 universities and four research institutes

Academies: African Academy of Science, Chinese Academy of Science, Royal Society

Funding agencies: National Institutes of Health (USA), Department of Energy (USA), Wellcome Trust (UK), National Institute for Health Research (UK), Fundação para a Ciência e a Tecnologia (Portugal)

Intergovernmental bodies: CABI, CERN, International Food Policy Research Institute, International Water Management Institute

Libraries: British Library, Royal Library – Denmark

Repositories: Social Science Research Network (SSRN) For the full list of members, see http://orcid.org/about/ community/members

Science (PLoS), and the Royal Society. More than 3000 journals are already collecting ORCID iDs from corresponding authors. Currently about 75% of all registrations are through journal accounts.

Similarly, six consortia too will require the use of ORCID iDs. These are: Jisc (50 universities and research councils, UK), Italy/ ANVUR (70+ universities and research institutes), Australia, via the Australian Access Federation (40 universities, research institutes, and Australian Research Council and National Health and Medical Research Council funders), and three library consortia in the US: Committee on Institutional Cooperation (CIC) consisting of 15 universities in the US midwest, the Greater Western Library Alliance (GWLA), a consortium of 35 research libraries located in the central and western US, and the North East Research Libraries Consortium (NERL) comprising 29 core member academic research libraries and approximately 90 affiliate member academic and/or research libraries.

Jisc negotiated an ORCID consortium through which universities would benefit from premium ORCID membership at significantly reduced costs. The official launch event for the consortium took place at Imperial College in late September 2015 with the participation of more than 50 UK universities, ORCID, Jisc, GuildHE, RCUK and Current Research Information System (CRIS) vendors.[20]Since August 2015, the Wellcome Trust has required all lead applicants for grants to provide an ORCID iD.[21]From 23 September 2015, an ORCID iD has become mandatory for all new National Institute of Health Research (NIHR, UK) personal award applications.[22]

Italy has implemented ORCID on a national scale, and has signed a three-year consortium membership agreement with ORCID. Under the auspices of ANVUR (National Agency for the Evaluation of the University and Research Systems) and CRUI (the Conference of Italian University Rectors), 70 universities and four research centres initially participate in the consortium (Cineca). ANVUR made ORCID mandatory in order to participate in the National Assessment from November 2015.[23]The Italians expect that at least 80% of Italian researchers will have an ORCID iD, with links to their research output by the end of 2016.[23]

ORCID is now included in the Danish National Open Access Strategy and the National Research Data Strategy. The Danish Council for Independent Research recommends, and the Novo Nordisk foundation requires an ORCID iD in funding applications. Currently DEFF, a library collaboration funded by several ministries, is sponsoring a national ORCID implementation project with project partners including seven of the eight Danish universities, a consortium of all Danish university colleges and a consortium of research institutions under the Ministry of Culture.[24]

In Australia, according to Arthur Sale of the University of Tasmania, ‘there is an active ORCID activity, and it has been adopted (or recommended) for universal application, but this has not yet reached the status of a mandate by government’ (personal communication, 2 Jan 2016). The Australian ORCID Consortium was launched on 1 January 2016 with 38 organizations (http:// aaf.edu.au/orcid/). The Universities of Sydney, Melbourne, New South Wales, and Queensland, Macquarie University, Griffith University, Queensland University of Technology, La Trobe University and Charles Darwin University and the Australian National Data Service (ANDS) are all members of ORCID. ORCID Working Group of Australia comprising research councils and associations has developed a consortium model for implementing ORCID iDs across the Australian research sector.[25]Funding agencies are also keen to partner with ORCID. Portugal’s Foundation for Science and Technology (FCT) mandated the use of ORCID in 2013. The National Institutes of Health (NIH) asks that grantees use ORCID iDs to manage information in their ScienCV system.

Many other funding agencies across the world have also adopted ORCID:[26]

The Swedish Research Council (SRC) mandated the use of ORCID in Spring 2015.
Austrian Science Fund (FWF) has mandated the use of ORCID starting in 2016.
European Commission H2020 Grantee Guidelines recommend that contributors be uniquely identifiable through identifiers which are persistent, non-proprietary, open and interoperable (e.g. through leveraging existing sustainable initiatives such as ORCID).[27]
Science Foundation Ireland (SFI) will mandate the use of ORCID in the next funding cycle.
Autism Speaks, a US-based awareness, advocacy and funding body, requires all investigators and mentors to register with ORCID to obtain a unique iD. This enables Autism Speaks to update one’s funding record and to monitor one’s research progress. Autism Speaks will not consider applications without ORCID accounts for the key personnel.[28]

Publishing platforms such as Aries Editorial Manager, eJournal Press, and ScholarOne have already built-in ORCID support so authors publishing in those journals can create their ORCID iDs through them. PKP is working on developing modules for the Open Journal Systems used by more than 8600 journals.

Research information systems such as Elements, Plum Analytics, PURE, SmartSimple, InfoEd, University Office and Research Master, and the open access repository platforms DSpace, Dryad, EPrints, and VIVO have also built-in ORCID support.

Towards the end of 2015, Altmetrics integrated ORCID with its Explorer apps, and now one can search for Altmetric attention data for all the research outputs associated with one’s ORCID profile and thus scholars can get credit for all their research contributions, including journal articles and participation in social media.

SUPPORT TO ORCID

Right from the beginning, ORCID’s aim was to become completely self-sustaining based on member fees. However, they did have some sponsors and they did take some loans from their own members/stakeholders (http://orcid.org/about/community/ sponsors).

In September 2011, ORCID received an NSF Eager grant of US$ 200 000 via the University of Chicago.[29] The APIs developed with this funding and released in November 2011 could be used by third parties to integrate grant, manuscript or personnel tracking systems with ORCID. This project led to the formal launch of ORCID and its website (http://orcid.org). The philosophy and evolution of ORCID were disseminated through journals such as Nature and EduCAUSE, outreach meetings and social media channels such as twitter.

Seeing its value, a few philanthropic foundations came forward to support ORCID. An award by Alfred P. Sloan Foundation to ORCID funded the pilot integration of ORCID identifiers by a group of universities and science and social science professional associations, such as Purdue University and the Society of Neurosciences. This programme supported the collaborative elicitation and documentation of ‘use cases’ and open source code, and established a collaborative venue for disseminating best practices. All projects were completed in December 2014. Partnering institutions have shared integration source code and lessons learnt with the ORCID community through ORCID’s GitHub open source repository and online ‘use cases’, and now serve as reference sites for organizations planning similar integrations.[30]

In April 2015, the Leona M. and Harry B. Helmsley Charitable Trust awarded US$ 3 million to ORCID to develop the infrastructure and capacity to support international adoption and technical integration.[31]

ORCID IN EMERGING AND DEVELOPING COUNTRIES

The National Science Library (NSL) of the Chinese Academy of Sciences (CAS) has taken the lead in China and is taking steps to adopt ORCID nationwide.[32] China fully recognizes the importance of the unique author identifiers, especially so for Chinese authors and the NSL sees the value in an international, open, and researcherdriven person identifier. Scientists in China are willing to work with ORCID to promote it in CAS and in the country. To this purpose, the NSL is enlisting cooperation from Web of Science, the Chinese Science Citation Database (CSCD), Chinese Social Science Citation Index (CSSCI), CAS Science, Technology and Medicine (STM) Journal Association, University STM Journal Association, and a number of major research and academic libraries. NSL has developed the iAuthor platform, as an easy Chinese front gate to register for an ORCID identifier and to interoperate with Chinese journals, CSCD and others. The NSL iAuthor service was launched in October 2014.[32]

ORCID is yet to pick up in India. As of 15 September 2015, more than 1.5 million ORCID iDs have been assigned. Of these, 14 439 have been registered with an email address that ends in ‘.in’ and 17 048 records where the country is set to India (email communication from ORCID, 29 Jun 2015). That comes to <1.14%. Many authors may be using web mail addresses and we will not be able to identify them as Indian researchers.

ORCID is just starting in Latin America, according to Dominique Babini, Open Access Program Coordinator at the Latin American Council of Social Sciences (CLACSO) (personal communication, 1 Jan 2016). According to Abel Packer, Director of SciELO, ‘ORCID is not yet widely adopted in LA. There is an increasing awareness of it and its role and importance. But, only a few institutions adopted it as an obligatory policy to their affiliates’ (personal communication, 2 Jan 2016). Less than 10% of the authors fill the ORCID field in the submission form in the online manuscript submission/processing services used by SciELO Brazil. But, it will be adopted if funding agencies and journals make it mandatory on their submission systems. A barrier to its wide adoption is that researchers have many options to manage their profiles (personal communication, 2 Jan 2016). The first to join ORCID were:[33] Redalyc, the University of the State of Mexico’s open access platform; CONCYTEC – National Council of Science and Technology in Peru; and UNESP (Sao Paulo State University) in Brazil.

Interest in ORCID has been growing in Africa for some time. In South Africa alone over 3500 researchers have registered and three universities, viz. University of Cape Town, Stellenbosch University, and the Gordon Institute of Business Science are ORCID members, as is the National Research Foundation. In all of Africa, there are >7000 registered researchers mostly from South Africa, Egypt, Nigeria, Tunis, Ghana, Kenya and Botswana. The cities in Africa that lead in ORCID use are Cairo, Tunis, Lagos, Algiers, Giza, Cape Town, Pretoria and Alexandria.[34]

In the Asia–Pacific region there were 37 members of ORCID[35]as of August 2015, including 13 in Australia, 3 in New Zealand, 6 in Hong Kong, 5 in Taiwan and 4 in Japan. There is one in India—a multinational company providing editing and publishing services—with offices in many countries and does not really qualify to be known exclusively as an Indian entity.

SOME CONCERNS

Some are critical of ORCID. One criticism is that ORCID is not open access and it appears to be a complicated, expensive, proprietary and monopolistic system, and the participation of several commercial publishers makes it a Trojan horse which could eventually lead to strengthening the stranglehold of the publishing industry over scholarly communication. We were alerted to this concern by Thomas Krichel (personal communication, 6 Jul 2015). Krichel ignores the fact that without the participation of large bibliographic databases, ORCID cannot provide the service effectively. Bringing on board Scopus (Elsevier), Web of Science (Thomson Reuters), etc. is not only a clever move but is an absolute necessity.

Many others do not agree with this view. Bilder et al.[16] believe that ORCID conforms to the values of an open scholarly infrastructure organization. Also, as Paglione[36] has put it: ‘One of the core principles of ORCID is that all software we develop will be publicly released under an open source software license approved by the Open Source Initiative. In addition to transparency, releasing our code will improve interoperability and integration with external services, lead to more robust code because more individuals are auditing and testing it, and, with an extended developer community, enable faster code iteration and evolution.’ Haak has also listed the open features of ORCID, viz. it provides free, barrier-free access, it is democratic and transparent, and it is open access.[37]

Another concern is: what if unscrupulous individuals claim authorship on papers that are not theirs, if the ORCID authorship has not been previously claimed by the true author? Is there any safeguard to prevent such a possibility? Can ORCID help prevent fraudulent reviewing?

In the early days, it is possible for someone to claim authorship of papers written by others. But, according to Laure Haak (personal communication, 10 Dec 2015), ‘ORCID is a public resource, and if someone claims erroneously this can be monitored by the community and reported and addressed using ORCID’s dispute procedures (see http://orcid.org/orcid-dispute-procedures). As universities and other employers of researchers are using ORCID to assert affiliation (and funders are asserting awardees also using ORCID), there becomes built a web of trusted data about an individual’s research activities, all with researcher consent.’ Also, as more and more publishers receive ORCID iDs of authors as part of the metadata when authors submit papers, and as Crossref updates the ORCID records, it will reduce unethical claims.

As far as peer-review fraud is concerned, there are attempts to counter it using ORCID.[38] But, these are social problems and technical solutions are not the answer. The fight between good and evil is often a see-saw. However, as the uptake of ORCID gains momentum it will become difficult for such fraudsters to lay claim on others’ works.

There are some reservations though about the costs involved in becoming a member of ORCID. Here is what J.K. Vijayakumar of King Abdullah University, Saudi Arabia, told us: ‘if an institution wants to use ORCID to integrate with their repository, research management systems, etc., the institution needs to become a member (the fees are high and one has to pay even more if ORCID integration is required for more than one system). This needs to be debated and ORCID should bring down the membership fee according to income of the country, so that developing nations can also take part’ (personal communication, 11 Jul 2015). This seems to be a good suggestion. In fact, a member can use one member API credential in many systems. ORCID also provides a substantial discount for small organizations (<US$ 200 000). In addition, affordability is partly why the consortium member model was launched. Haak says: ‘We continue to evaluate membership fees and are starting an initiative for adoption in developing countries in 2016’ (personal communication, 2015).

What we are concerned more is the fact that although the number of live ORCID iDs exceed 2.43 million (as of 29 July 2016), only about 337 000 of them have at least one work (https://orcid.org/statistics). Only about one in five iDs is actually being used.

DISCUSSION

The value of ORCID is evident even in its first 5 years. As Jonathon Kram of the Strategic Planning and Policy Unit at Wellcome Trust says, ‘the ability to uniquely identify contributors is a deceptively simple concept which, if realized, could enable forms of real-time understanding of scientific research that up to now have been extremely costly (if not impossible).’[39]

When the Modern Language Association (MLA) enabled in June 2015 retroactive assigning of ORCID iDs to the nearly two million records in its International Bibliography, which holds the key to language and literary scholarship for more than 90 years, it met an especially critical need in the humanities and arts, where publication types and venues are so diverse, needing more work to be done to create clarity and connect the parts than in the sciences. It would also bring increased recognition and validation of humanities scholarship.[40]

As early as 2012, concerned by the lack of quality, comprehensive data about biomedical researchers, the US NIH recommended the development of a simple, comprehensive tracking system for trainees, and implemented a researcher profile system called the Science Experts Network Curriculum Vitae (SciENcv), and encouraged the adoption of unique, persistent ORCID identifiers for researchers.[41]

ORCID, along with open access and open educational resources, is integral to the open knowledge movement. It supports ‘the transition from science to e-Science, wherein scholarly publications can be mined to spot links and ideas hidden in the ever-growing volume of scholarly literature’.[42]

Such benefits of ORCID adoption will be fully realized only if ORCID iDs are adopted widely across the research community, and if ORCID iDs are integrated within systems of higher educational institutions, funders and publishers.[43]

If research councils such as the Council of Scientific and Industrial Research (CSIR), Indian Council of Agricultural Research (ICAR), and Indian Council of Medical Research (ICMR) and funding agencies such as the Department of Science and Technology (DST), Department of Biotechnology (DBT) and the University Grants Commission (UGC) mandate ORCID iDs for all researchers in all their laboratories and for all applicants for grants, India can make quick progress. Vice chancellors of universities, directors of research institutions, and the governing boards of academies and professional associations and societies could insist on all researchers in their respective institutions registering for an ORCID iD. Scholarly journals published by the science academies, CSIR-NISCAIR, ICAR, ICMR, professional associations, etc. could mandate inclusion of ORCID iDs by all authors at the time of submitting manuscripts. It would help immensely if India were to adopt a manpower tracking system based on ORCID in all areas of science, technology and innovation, similar to that used by NIH.

India has done reasonably well in the area of open educational resources (OER). In particular, the National Programme of Technology Enabled Learning (NPTEL) executed by a consortium of IITs and Indian Institute of Science is highly regarded and is used well. But it took several years of voluntary effort before green open access became acceptable to a small percent of Indian researchers and research institutions, long after it became standard practice in many countries. We hope this time around things will move quickly and many researchers and institutions will adopt ORCID soon.

ACKNOWLEDGEMENTS

We are grateful to Dr L.L. Haak, Alice Meadows, Nobuko Miyairi and Alainna Wrigley of ORCID, Rachel Bruce of Jisc, Thomas Krichel of GESIS and RePEc, Peter Suber of the Harvard Berkman Center for Internet & Society, Martin Fenner of DataCite, Arthur Sale of University of Tasmania, John Willinsky of Stanford University, Dominique Babini of CLACSO, Abel Packer of SciELO, for answering our questions and providing some valuable information. We are indebted to Subbiah Gunasekaran of the Central Electrochemical Research Institute, Karaikudi, for valuable discussion and for alerting us to some important developments. The comments of two referees were very helpful in rewriting and improving the original text.

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[18] Joint Information Systems Committee (Jisc). National consortium for ORCID set to improve UK research visibility and collaboration. 2015. Available at jisc.ac.uk/ news/national-consortium-for-orcid-set-to-improve-uk-research-visibility-andcollaboration-23-jun (accessed on 29 Sep 2015).

[19] Joint Information Systems Committee (Jisc). Jisc-ARMA ORCID Pilot Project.Available at http://orcidpilot.jiscinvolve.org/wp/hei-based-projects/ (accessed on 3 Jan 2016).

[20] Reimer T. UK ORCID members meeting and launch of Jisc ORCID consortium at Imperial College, London, 28 September 2015, Available at http:// wwwf.imperial.ac.uk/blog/openaccess/2015/10/07/uk-orcid-members-meeting-andlaunch-of-jisc-orcid-consortium-at-imperial-college-london-28th-september-2015/ (accessed on 3 Jan 2016).

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[38] Ferguson C, Marcus A, Oransky I. Publishing: The peer-review scam. Nature 2014;515:480–2.

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[40] Taylor LN. MLA (Modern Language Association) International Bibliography launches ORCID App. 2015 Available at http://laurientaylor.org/2015/06/19/news-mlamodern-language-association-international-bibliography-launches-orcid-app/ (accessed on 3 Jan 2016).

[41] Schaffer W. The adoption of ORCID identifiers by funding organizations. Available at slideshare.net/ORCIDSlides/20140423-webinar-schaffer (accessed on 3 Jan 2016).

[42] Higher Education Funding Council for England (HEFCE). Metrics cannot replace peer review in the next REF. Available at hefce.ac.uk/news/newsarchive/2015/ Name,104464,en.html (accessed on 3 Jan 2016).

[43] Research Councils UK (RCUK) Administrator. We’re now a member of ORCID. Available at http://blogs.rcuk.ac.uk/2015/12/03/were-now-a-member-of-orcid/ (accessed on 3 Jan 2016).

For more details visit https://cis-india.org/openness/eprints-iisc-ernet-october-28-2016-subbiah-arunachalam-madan-muthu-adopting-orcid-as-unique-identifier-will-benefit-all-involved-in-scholarly-communication

How Open Access Content helps Fuel Growth in Indian-language Wikipedias

subha — 2016-10-25T01:39:42Z

Mobile Internet connectivity is growing rapidly in rural India, and because most Internet users are more comfortable in their native languages, websites producing content in Indian languages are going to drive this growth. In a country like India in which only a handful of journals are available in Indian languages, open access to research and educational resources is hugely important for populating content for the various Indian language Wikipedias.

This was published by Opensource.com on October 24, 2016.

Indian-language Wikipedias and open access

Most commonly spoken Indian languages have had Wikipedia projects for almost a decade. Languages like Konkani and Tulu are new entrants in the Wikipedia family, and currently there are 23 Indian language Wikipedias. One example of high-quality open access content is the Open Textbook of Medicine, an offline encyclopedia consisting of Wikipedia articles related to medicine, which was created by a group of dedicated volunteer medical professionals that happen to be Wikipedia editors. There is enormous potential to grow Wikipedia in multiple languages with high-quality, open content like this.

To help fuel the growth of Wikipedia and its various projects, such as the Indian-language Wikipedias, the Wikipedia community has created an ecosystem with Wikimedia chapters and other affiliates, which are run by both volunteers and paid staff from the Wikimedia Foundation, an organization responsible for fundraising, technical, and community support. In India, Wikimedia India, the Centre for Internet and Society’s Access to Knowledge program (CIS-A2K), and Punjabi Wikimedians are three such official affiliates working on catalyzing the growth of the content and the communities.

Whereas Wikimedia India focuses on expanding all the Indian-languages content, Punjabi Wikimedians focus on Punjabi language content (in both Gurmukhi and Shahmukhi scripts), and CIS-A2K focuses on five languages: Kannada, Konkani, Marathi, Odia, and Telugu.

Indian-language Wikipedia projects can only grow with the help of volunteers editing their own language Wikipedias and adding missing information from a reliable sources, which is where open access content can help.

Open in action

The 2016 International Open Access Week will be held October 24-30, 2016. The theme this year is Open in Action. The announcement explains, "International Open Access Week has always been about action, and this year's theme encourages all stakeholders to take concrete steps to make their own work more openly available and encourage others to do the same. From posting preprints in a repository to supporting colleagues in making their work more accessible, this year’s Open Access Week will focus on moving from discussion to action in opening up our system for communicating research."

Indian contributors show the spirit of Open in Action as they help add content to the various Indian-languages Wikipedias. They depend on open access to research and other publications to help millions of people, including those living in rural areas, who are joining us online.

For more details visit https://cis-india.org/a2k/blogs/opensource.com-subhashish-panigrahi-october-24-2016-open-access-growth-indian-language-wikipedias

Free data, net neutrality: Discussion on TRAI paper

praskrishna — 2016-10-25T01:34:13Z

Given the complicated issues around net neutrality, an open house discussion was held in Hyderabad on October 24, 2016 on Telecom Regulatory Authority of India’s consultation paper on free data. The event was organized by TRAI. Udbhav Tiwari attended the open house discussion.

The consultation paper by TRAI can be found here. I largely espoused the position put forth by CIS in its Written Comments submitted to TRAI in June, 2016 which can be found here. The TRAI open house discussion was attended by:

Telenor
Reliance Communications Ltd.
Idea Cellular
Aircel
COAI & AUSPI
IAMAI
Datami
Internet Freedom Foundation

There was also a seminar on Unsolicited Downloads & Background Exchange organised by TRAI and IIT Hyderabad. The participants in the seminar were:

Venki Nishtala, CTO, Rediff.com
Ashwani Rana, Head of Connectivity & Access Policy, Facebook
Sachin Yadav, Director Forensic Services, PWC
Vijay Kolli, Head Mobile Strategy and Market Development, Akamai India
Dr. Abhinav Kumar, Assistant Professor, IIT Hyderabad

Also see the report on Indian Television

For more details visit https://cis-india.org/telecom/news/free-data-net-neutrality-discussion-on-trai-paper

CCI Workshop on Competition Law and Policy

praskrishna — 2016-10-23T01:50:02Z

For more details visit https://cis-india.org/a2k/blogs/cci-workshop-on-competition-law-and-policy.pdf

What Indian Language Wikipedias can do for Greater Open Access in India

subha — 2016-10-22T04:12:40Z

The number of internet users in India was expected to reach 460 million by 2015, as the growth in the previous year was 49 percent. The total number of users for Hindi content alone reached about 60 million last year.

This was published by Your Story on October 20, 2016.

State of Indian languages on the internet

Based on a study, Internet activist Anivar Aravind mentioned that in 2014, although 89 percent of Indian population used mobile phones, only 10 percent of the population used smartphones (contributing to 13 percent of total mobile users). This means we can safely assume that a large section of online activity in India is through mobile devices ‑ thanks to the declining data charges because of high competition. That said the mobile internet connectivity in rural India is growing at a fast pace and vernacular content plays an important role in this great journey. With over 90 percent of the users being comfortable in their own native languages, websites that are producing content in Indian languages are going to drive this bandwagon.

Why open access is important for Indian languages?

Open access, in a nutshell, would mean research outputs and other educational resources that are free from restriction of access and use. The former includes resources like journals that are not paywalled, and the latter is freedom from copyright restriction. Open access as a movement encourages license migration ‑ a process of migrating from several copyrighted license terms to Creative Commons licenses and several other licenses that provide freedom to use, share and remix. In a country like India where there are only a handful of research journals available in vernacular languages, the need for open content becomes much more important. The more the restricted content, the less will be the access to knowledge. Creating more vernacular content with open licenses is like digging a well in a dessert.

Indian language Wikipedias as open access journals

It’s been almost a decade since most largely spoken Indian languages started having a Wikipedia project of their own. Presently, there are 23 Indian language Wikipedias, including newest entrants like Konkani and Tulu. That said, these projects are growing with more and more encyclopedic content written with a neutral point of view, which any internet user will find useful. Wikipedia is considered as the people’s encyclopedia and hence can have quite contrasting content ‑ some being poor because some volunteer editors lack expertise in high quality articles written by professionals. A great example of creating very high quality content in one particular subject area is Open Textbook of Medicine ‑ an offline encyclopedia consisting of Wikipedia articles related to medicine that was created by a group of dedicated volunteer medical professionals that happened to be Wikipedia editors. There is enormous potential to grow Wikipedia in multiple languages with high quality content.

How to grow open access in Indian languages using Wikipedia as a tool

The list of challenges to grow Wikipedia-like projects with volunteer effort could be endless. And one of the biggest challenges is bringing self-motivated people who are willing to contribute as volunteers. Also, there are many such people who are not aware that they can contribute to Wikipedia. The Wikipedia community has created an ecosystem by having several Wikimedia chapters and other affiliates that are run by both volunteers and paid staff ‑ the Wikimedia Foundation, a paid staff-run organisation that is responsible for fundraising, major technological and some community support. In India, Wikimedia India, Centre for Internet and Society’s Access to Knowledge program (CIS-A2K) and Punjabi Wikimedians are three such official affiliates that are working on catalysing the growth of the content and the communities. Where the affiliate Punjabi Wikimedians focuses on Punjabi language (in both Gurmukhi and Shahmukhi scripts), both Wikimedia India and CIS-A2K focus on all the Indian languages. CIS-A2K also specially focuses on five languages; Kannada, Konkani, Marathi, Odia and Telugu. Indian language Wikipedia projects can only grow if people can edit their own language Wikipedias.

With the Open Access Week—a week dedicated for promoting Open Access globally—around the corner with “Open in Action” as the theme of the year, there is no better time for anyone who can read and write in their native Indian language.

For more details visit https://cis-india.org/a2k/blogs/your-story-subhashish-panigrahi-october-20-2016-what-indian-language-wikipedias-can-do-for-greater-open-access-in-india

Querying Wikipedia Data

pavanaja — 2016-10-21T14:51:01Z

Recently I wrote a blog about the stub article length of Wikipedia articles. I mentioned the difference in actual number of characters and the number of bytes used to define stub articles between English and Indian language Wikipedias. One can open any language Wikipedia, type Special:ShortPages in the search box to get the list of articles which have less than 2048 bytes.

Originally published blog can be accessed here.

However, as already mentioned in that blog, the number of bytes for Indian languages to be considered as stub should be actually 2048*3 = 6144 bytes employing the same criteria. How to find the list of articles fulfilling this condition?

This brings us to the topic of querying Wikipedia data. Wikimedia Foundation Labs has put up a website wherein one can run SQL queries on Wikimedia data. The URL of the website is quarry.wmflabs.org. When we open the website, we get a textbox wherein one can type the SQL query which will run on Wikimedia data. In this example I will consider Wikipedia only. But the queries can be run on the data of other Wikimedia projects like Wikisource, Wikidata, Wiktionary, etc.

One has to login with his/her Wikimedia login. After logging the SQL query can be typed in the textbox and the Submit Query button has to be clicked. The result of execution of the query on Wikimedia data will be displayed. In this blog I will throw more light on Kannada Wikipedia. The database for Kannada Wikipedia is called knwiki_p. Complete list of databases can be obtained by running the SQL query “show databases”.

To get the list of tables in Kannada Wikipedia, the following SQL queries have to be executed:

use knwiki_p;
show tables;

To know the scheme of any table, run the query desc <tablename>;. For example, to know the details of the table by name, issue the query desc page;. The fields which are of importance in the current case is page_title and page_len. The following query will list all articles in Kannada Wikipedia which are having less than 6144 bytes.

use knwiki_p;
select page_title, page_len
from page where page_len < ‘6144’ and page_namespace = 0 and page_is_redirect = 0 order by page_len ;

Some other useful queries are listed below:

Query	What it does
Select Count(*) from page where page_namespace = 0 and page_is_redirect =0;	Number of articles without redirect
Select Count(*) from page where page_namespace = 0 and page_is_redirect =0 and page_len < 6144;	Number of articles which are having bytes less than 6144
select * from user where user_name Like “P%”;	List all users whose username starts with letter “P”
select user_id, user_name, user_editcount from user where user_editcount >3000 order by user_editcount desc;	List all users with editcount more than 3000
SELECT page_namespace, page_title, page_len FROM page WHERE page_len > 175000 AND page_title NOT LIKE “%/%” ORDER BY page_namespace ASC;	List of long articles (articles having bytes more than 175000)
SELECT rc_title as title, rc_comment as comments, count(*) as Edits FROM recentchanges WHERE rc_namespace = 0 GROUP BY 1 ORDER BY 3 DESC LIMIT 100;	Most edited 100 pages during past one month
SELECT log_title, COUNT() FROM logging WHERE log_type=”thanks” GROUP BY log_title ORDER BY COUNT() DESC LIMIT 100;	Who have been thanked most

Useful links -

For more details visit https://cis-india.org/a2k/blogs/querying-wikipedia-data