We are anonymous, we are legion

NETmundial Day 1

achal — 2014-04-24T09:02:49Z

Brazilian President Dilma Rousseff's speech at the opening of NETmundial in São Paulo was refreshingly free of the UN-speak that characterised virtually every single other presentation this morning. The experience of sitting for five hours in a room where the word "multi-stakeholder" is repeated at the rate of five mentions per minute is not for the faint-hearted; it almost makes you wish for more of the straight-talking tough-love of people like Swedish Foreign Minister Carl Bildt.

Surveillance was mentioned by a few brave souls. Two peaceful, silent - and rather effective - protests broke out during the opening speeches; one, against the data retention clause in Brazil's otherwise path-breaking and brand-new law for civil rights on the Internet, Marco Civil, and another for honouring US NSA whistleblower Edward Snowden and urging action against surveillance. Sadly for Brazilian civil society, the Marco Civil protestations went unheard, and Rousseff signed the bill into law in full.

There were lots of speeches. Lots. If you missed them, here's a handy visualisation you can use to catch up quickly: just add some prepositions and conjunctions, and you'll have a perfectly anodyne and universally acceptable bureaucrat/politician keynote address.

The afternoon was given over to assimilating previously received comments on the outcome document and adding new ones from people in the room. Much contention, much continuity, lots of hard work, lots of nitpicking (some of it even useful) and lots of ambiguity; after more consultation - the slog goes on until tomorrow afternoon - the outcome document will be laid to rest. Lunch was excellent: there's a reason the Grand Hyatt São Paulo costs as much as it does.

Our quest to plumb the depths of multi-stakeholderism continued: we thank the kind folks who gave us their time and allowed us to record them.

Q: What does "multi-stakeholder" mean? What is "multi-stakeholderism"?

Multi-stakeholderism to me is the ability to engage with every stakeholder and have them in the room, and have them understand that it is not an equal opportunity for all. I also understand that civil society and academia will never be at the same place as business, which has far more resources, or governments, which have the sovereign right to make laws, or even the technical community, which is often missing from the policy dialogue. There are three things which are important to me: (1) Will I be able to make interventions not just in the dialogue but in the decision making process? For me, that is key. (2) Do I have recourse in a process which might be multilateral or inter-governmental - do I have recourse when international treaties are ratified or signed, because they become binding national laws? and (3) What is it that happens to dissent in a process that is not multi-stakeholder? I think even the ITU (the International Telecommunications Union) has taken cognizance of multi-stakeholderism. So it's not new, but it's also not old or accepted, which is why we contest it. We will never have equal stakeholders. And who gets to represent the stakeholder communities? I don't think power imbalances get resolved, and I think it's a deeply flawed process. It's not perfect. But what worries me is the alternative. So give me a better alternative.
Subi Chaturvedi, Media for Change/ Lady Shriram College (India)

Simply put, multi means many components, and stakeholders are people who have the stakes. So multi-stakeholder means many people who are informed to take the process forward. The process is still on: it's evolving. The idea is that everyone who has an interest should bring it forward, and the dialogue must be balanced. Proof of concept is important - it's not about taking a dogmatic position but a scientific position. Business is concerned about the justification around return on investment.
Jimson Olufuye, Africa ICT Alliance (Nigeria)

Everyone who has a stake in the use and operation of the Internet should have a stake in the way it is managed. I think we shouldn't be considering this as a power game - it's not winner takes all. Decision making should be as much as possible consensual, where no one has a veto power.
Getachew Engida, Deputy Director-General, UNESCO (France)

It is very simple. I think people are complicating matters. It's not a power game. The Internet is fundamentally a global network of interconnected computers. People have become not only consumers of information but providers of information, so the stakes in the media/ICT world are massive. Unprecedented. Therefore, around major issues confronting the Internet, decision making should be as participatory as possible.
Indrajit Banerjee, Director, UNESCO (France)

Additional Links

Watch Brazilian President Dilma Rousseff's speech at the opening of NETmundial
Follow Swedish foreign minister Carl Bildt on Twitter

For more details visit https://cis-india.org/internet-governance/blog/net-mundial-day-1

NETmundial Roadmap: Defining the Roles of Stakeholders in Multistakeholderism

jyoti — 2014-04-28T12:51:40Z

NETmundial, one of the most anticipated events in the Internet governance calendar, will see the global community convening at Sao Paolo, with an aim to establish 'strategic guidelines related to the use and development of the Internet in the world.' This post analyses the submissions at NETmundial that focused on Roadmap, towards an understanding of stakeholder roles in relation to specific governance functions and highlighting the political, technical and architectural possibilities that lie ahead.

Introduction

A technically borderless Internet, in a world defined by national boundaries, brings many challenges in its wake. The social, ethical and legal standards of all countries are affected by technical standards and procedures, created by a few global players. This disparity in capacity and opportunities to participate and shape Internet policy, fuelled by Edward Snowden's revelations led to the development of the Global Multi-stakeholder Meeting on the Future of Internet Governance or NETmundial. Set against, an urgent need for interdisciplinary knowledge assessment towards establishing global guiding principles with respect to the technological architecture and the legal framework of the Internet–NETmundial is seen as a critical step in moving towards a global policy framework for Internet Governance (IG). As stakeholder groups from across the world come together to discuss future forms of governance, one of the most widely discussed issues will be that of Multistakeholderism (MSism).

Multistakeholderism

The governance structure of the Multistakeholder model is based on the notion, that stakeholders most impacted by decisions should be involved in the process of decision making. The collaborative multistakeholder spirit has been widely adopted within the Internet Governance fora, with proponents spread across regions and communities involved in the running, management and use of the Internet. So far, MSism has worked well in the coordination of technical networking standards and efforts to set norms and best practices in defined areas, in the realm of technical governance of the Internet. However, the extension of MSism beyond truly voluntary, decentralized and targeted contexts and expanding its applicability, to other substantive areas of Internet Governance is proving a challenge. Beyond defining how the process of policymaking should be undertaken, MSism does not provide any guidance on substantive policy issues of Internet governance. With the increasing impact of Internet technology on human lives and framed against the complexity of issues such as security, access and privacy, the consensus on MSism is further rendered unattainable.

The need for contextualizing the model aside, as with most policy negotiations certain open concepts and words have also prevented agreement and adoption of MSism as the best way forward for IG. One such open and perhaps, the most contentious issue with respect to the legitimacy of MSism in managing Internet functions is the role of stakeholders. A key element of MSism is that decisions will be made by and including all relevant stakeholders. Stakeholder groups are broadly classified to include governments, technical community and academia, private sector and civil society. With each stakeholder representing diverse and often conflicting interests, creating a consensus process that goes beyond a set of rules and practices promising a seat at the negotiation table and is supportive of broad public interest is a challenging task that needs urgent addressing.

This post aims to add to the discourse on defining the role and scope of stakeholders' decision-making powers, towards a better understanding of the term "in their respective role". Addressing the complexity of functions in managing and running the Internet and the diversity of stakeholders that are affected and hence should be included in decision making, I have limited the scope of my analysis to cover three broad internet management functions:

Technical: Issues related to infrastructure and the management of critical Internet resources
Policy: Issues relating to the developmental aspects, capacity building, bridging digital divide, human rights
Implementation: Issues relating to the use of the Internet including jurisdictional law, legislation spam, network security and cybercrime

While this may be an oversimplification of complex and interconnected layers of management and coordination, in my opinion, broad categorisation of issues is necessary, if not an ideal starting point for the purpose of this analysis. I have considered only the submissions categorised under the theme of Roadmap, seeking commonalities across stakeholder groups and regions on the role of stakeholders and their participation in the three broad functions of technology, policy and implementation.

Towards a definition of respective roles: Analysis NETmundial submissions on Roadmap

There were a total of 44 submissions specific to Roadmap with civil society (20) contributing more than any other group including academia (7), government (4), technical community (5), private sector (3) and other (5). MSism sees support across most stakeholder groups and many submissions highlight or agree on participation and inclusion in decision making processes.

Regionally, submissions from North (24) were dominated by USA (10) with contributions cutting across academia (4), civil society (2), technical community (2) and other (2). Brazil (5) contributed the most to submissions from South (15), followed by Argentina (3). The submissions were consistent with the gender disparity prevalent in the larger technology community with only 12 females contributing submissions. An overwhelming number of submissions (38), thought that the multistakeholder (MS) model needs further definition or improvements, however, suggestions on how best to achieve this varied widely across stakeholders and regional boundaries. Only 16 submissions referenced or suggested Internet Governance Forum (IGF) in its present capacity or with an expanded policy role as a mechanism of implementing MSism on the Internet.

Many submissions referred to issues related to the management of critical internet resources (CIRs), the role of ICANN and US oversight of IANA functions. A total of 11 submissions referred to or specified governance processes with respect to technical functions and issues related to critical resources with civil society (5) and academia (3) contributing the most. In an area that perhaps has the most direct relevance to their work, the technical community was conspicuous with just two submissions making any concrete recommendations. The European Commission was the only governmental organisation that addressed this issue, recommending an expansion of the role of IGF. There were no specific recommendations from the private sector.

The suggestions on oversight and decision making mechanism were most conflicted for this category of Internet functions and included:

setting up a technical advisory group, positioned within a new intergovernmental body World Internet Organization (WIO) framework;
splitting IANA functions into protocol parameters, that Internet Engineering Task Force (IETF) will be responsible for and IP address-related functions retained by ICANN
expanding the role of IGF, possibly creating an IGF Secretariat
expanding the role of Government Advisory Committee (GAC) to mainstream government representatives participation within supporting organisations, in particular the Generic Name Supporting Organisation (GNRO)
expanding the role of private sector
expanding the role of ICANN with multistakeholder values
expanding the role of all stakeholders
implementing changes that do not necessarily require legislative acts or similar hard law approaches and implementation does not necessitate international treaties or intergovernmental structures
establishing a new non-profit corporation DNS Authority (DNSA) combining the IANA Functions and the Root Zone Maintainer roles in
improving transparency and accountability of current bodies managing CIRs

16 submissions referred to issues related to policy development and implementation including developmental aspects, capacity building, bridging digital divide and human rights. All submissions called for a reform or further definition of MSism and included recommendations from civil society (5), academia (4), technical community (2), governments (2), private sector (1) and Other (2). All stakeholder groups across regions, unanimously agreed that all stakeholders within their respective role should have a role in decision making and within public policy functions. There was however, no broad consensus on the best way to achieve this.

Specific recommendations and views captured on who should be involved in policy related decision making and what possible frameworks could be developed included:

improving existing intergovernmental organizations
creating Internet Ad Hoc Group
modularization of ICANN’s functions
creating a stewardship group IETF, ICANN and the RIRs
creating an independent IANA as an International NGO with host country agreements governed by its MOUs-defined by the IANA Stewardship Group prior to the signing of MOUs with IANA Partners
creating a 'new body' to develop international level public policies in concerned areas; seek appropriate harmonization of national level policies; and facilitate required treaties, conventions and agreements
responsibility of the definition of these policies rests within the States as an inalienable right
continuity of bottom-up oversight enables a better view of an organization and thus better accountability as government oversight will destroy multistakeholder character
evolving global governance norms that separate DNS maintenance from policies on TLDs, as well as public policies that intersect with nations’ rights to make them
policy makers incrementally develop formal and informal relationships
dealing with conflict of interest and ensuring pluralism
full multi-stakeholder framework including possible establishment of Working Groups where all parties concerned are represented

18 submissions referred to issues related to the implementation of standards including issues relating to the use of the Internet including jurisdiction, law, legislation, spam, network security and cybercrime. All submissions called for a reform or further definition of MSism values and included recommendations from civil society (8), academia (3), technical community (3), governments (2), private sector (1) and other (1). Stakeholders from academia (5), civil society (3) and government (1) collectively called for the reform of ICANN guided by multistakeholder values, but did not specify how this reform would be achieved.

Specific recommendations on the improvements of institutional frameworks and arrangements for issues related to implementation of standards included:

establishment of double system of arbitrage/settlement placed under World Internet Forum (WIF) scrutiny and under the neutral oversight and arbitrage of the UN general secretariat
new legal instruments in establishing MS model need to be adopted
establishment of the Internet Technical Oversight and Advisory Board (ITOAB) replace the US government's current oversight role
multilateral frameworks with oversight role of governments

In summation, the classification of Internet functions discussed above, presents a very broad view of complex, dynamic and often, interrelated relationships amongst stakeholder groups. However, even within these very broad categories there are various interpretations of how MSism should evolve.

To come back to the very beginning of this post, NETmundial is an important step towards a global policy framework for Internet governance. This is the first meeting outside formal processes and it is difficult to know what to expect, partly as the expectations are not clear and range widely across stakeholders. Whatever the outcome, NETmundial's real contribution to Internet Governance has been sparking anew, the discourse on multistakeholderism and its application on the Internet through the creation of a spontaneous order amongst diverse actors and providing a common platform for divergent views to come together.

For more details visit https://cis-india.org/internet-governance/blog/net-mundial-roadmap-defining-roles-of-stakeholders-in-multistakeholderism

NETmundial Day 0

achal — 2014-04-23T10:58:50Z

Day O of NETmundial began at Arena NetMundial, an alternative-ish, Brazilian counterpart to the official "multistakeholder" meeting being organised at the very expensive Grand Hyatt. Arena NETmundial began today and will extend until the last day of NETmundial; it's being organised at the very democratic Centro Cultural São Paulo - free to all, no registration required - and offers space for a whole host of organised and spontaneous activity.

Every evening is capped by a music performance, and the opening act was a stand-out two-hour visual extravaganza by Tom Zé, Tropicalia's most avant-garde exponent. Lula (Luiz Inácio Lula da Silva, the previous President of Brazil) was supposed to join us at 7 p.m. today to discuss Marco Civil da Internet - the Brazilian bill for "civil rights" on the Internet - but was a no show.

No matter: Marco Civil was passed into law by the Senate at about 8 p.m. this evening, and President Dilma Rousseff (who reportedly willed this meeting into being) is expected to sign her assent to it tomorrow morning at the opening of NETmundial, which she is scheduled to attend. (While the global press around Marco Civil is unanimously positive and upbeat, it's worth noting that there is one problematic provision — the issue of data retention — that many folks from Brazilian civil society see as a huge loss).

A host of civil society groups spent the day at Arena NETmundial figuring out how to stage a coordinated, detailed and forceful response to what many saw as watered-down text from the NETmundial organisers. (Several corporate representatives and some academics also saw it as watered-down, but from another direction).

There are several puzzling aspects to the shape NETmundial has assumed. What began as a response to the Snowden leaks — the unprecedented scale of the US government sponsored, NSA-executed surveillance — has become a meeting that strangely doesn't have all that much to say about surveillance, perhaps thanks to the various partners roped in to manage the process. There is little that references the bitter SOPA/PIPA battles of two years ago, and not much in the NETmundial outcome document that addresses the manner in which a sovereign state has outrageously sought to export its national application of copyright onto the global Internet landscape. The civil society meeting produced language to address both these situations.

Perhaps the most confounding aspect of this meeting is the manner in which the word "multistakeholder" is thrown about by people of every political stripe. Seemingly, if there is one thing that most everyone, from governments to businesses to civil society activists at NETmundial agree on, it is that multistakeholderism has an essential place in the future of Internet governance.

That being as it is, I asked a bunch of people what their interpretation of the term was, and many agreed to be recorded. Their answers were surprising, to say the least.

This is what they said:

Q: What does "multi-stakeholder" mean? What is "multi-stakeholderism"?

I think multistakeholderism is a kind of democracy, which means, in the public policy area, other than the critical internet resources, usually only governments make public policy. They sometimes consult with other stakeholders, but it is not usually open or transparent and it is very selective. They only choose the experts they like. I think "multistakeholder" is useful in comparison with an inter-governmental or governmental process.

Byoungil Oh from the Korean Progressive Network Jinbonet

Multistakeholderism is a mechanism to ensure that people who are affected or have the potential to be affected by a policy or a technical decision get to have a say in the decision, in the process, or in coming to a decision, so that their rights — the rights of the affected people — are assured. I think there should be some sort of equity, currently the way multistakeholderism is being carried out is that certain stakeholders carry much higher weight and I think that is something that needs to be addressed.

YoungEum Lee from Korea National Open University (Korea)

If multistakeholderism is a form of institutionalising participatory democracy, then it's good. But public policy decision making is only something that the representatives of people can do. For me, that's sacrosanct. When you're taking in views, in consultation, multistakeholderism works. But public policy decision-making, at a global level, has to be a multilateral process. However, it has to be embedded into a huge amount of public consultations, transparencies, accountabilities, etc., which could be a multistakeholder system.

Parminder Jeet Singh from IT for Change (ITFC) (India)

I hate with a passion the concept of multistakeholderism. For me, how it can make sense is by recognising there are multiple stakeholders. And they’re not fixed. But issues affect different people in different ways and these people need to be involved in decision making processes. It's an approach that can potentially democratise processes by identifying who is affected by those processes and making sure they participate in them. But turning them into an -ism which is undifferentiated, which doesn't recognise conflict, power, voice, and that there are differences, makes it meaningless and also possibly dangerous.

Anriette Esterhuysen from the Association for Progressive Communications (APC) (South Africa)

This multistakeholderism thing I think is bullshit. We now a have a clear picture of technology as a whole being turned against its users, being turned into a tool for oppression, for control. And when you look at the most important struggles of the 20th century, whether women's rights or civil rights or gay rights, it never happened with a total global consensus. This is an illusion. What we need is to affirm that we citizens have the right to decide. We are the only stakeholders here, because we are the co-owners of the Internet as a public good.

Jérémie Zimmermann, co-founder of La Quadrature du Net (France)

Everyone has to participate, and everyone has to decide what is the future of the Internet. I think that we need to improve our networks. There is no real answer here: for me it is very difficult to think of the kind of discussion we will have, but I know that my voice is probably useful for others who are in a similar situation to me.

Pilar Saenz from the Karisma Foundation (Colombia)

Multistakeholderism means that we are going to smash the patriarchy. Ask me what the colour blue means? [Ok: What does the colour blue mean?] The colour blue means we are going to smash the patriarchy.

Jacob Appelbaum, journalist, activist and core member of the TOR Project (USA/Germany)

Ultimately rights are embedded in laws. But when it comes to an international framework, in the current Internet governance model, nothing is based in law, including the domain name system. So the whole structure of international Internet governance is divorced from international law, and that's why, when you talk of a multistakeholder model, what you are really saying is that the market will finally determine what happens. No stakeholder is going to operate against its own interest whether it be governments or corporations. We need an international legal framework, from which the powers - or rights - of Internet governance emerge. Without that you're leaving it to the market. In reality, even today, what we have is a private-sector-led multistakeholder model.

Prabir Purkayastha from Knowledge Commons and the JustNet Coalition (India)

What does multistakeholderism mean? Listen, I'm a brown person from a developing country, and I'm female.

Anonymous

For more details visit https://cis-india.org/internet-governance/blog/net-mundial-day-0

Accountability of ICANN

smarika — 2014-05-28T10:50:22Z

The issue of how to ensure the legitimacy and accountability of ICANN is a concern which finds voice in many of the proposals. Four broad stands can be gleaned from the submissions to NETmundial '14 on this issue.

The issue of how to ensure the legitimacy and accountability of ICANN is a concern which finds voice in many of the proposals. Generally speaking, the issue of representation, and legitimacy of ICANN members is a point which all proposals regarding ICANN accountability consider. The issue of funding also came up in several of the submissions. The Brazilian Internet Steering Committee, Joint Contribution of Civil Society from Latin America, submissions from University of Gezira in Sudan and NIC Mexico, called for increased funding for participation of stakeholders from developing countries in ICANN and other multistakeholder meetings. The Government of Austria expressed concern over dwindling funding of IGF and called for improvement of the same. In this scenario of crunched funds, submissions by Article 19 and BestBits as well as Net Coalition proposed the use of a percentage of ICANN’s gTLD revenues to fund inclusive participation in the multistakeholder process.

Apart from these concerns, submissions to NetMundial '14 also raised a myriad of different issues around the functioning of ICANN. Nevertheless, four broad stands can be gleaned from the issue of accountability of ICANN. These are as follows:

I. Submissions which suggest that oversight over ICANN should end, and ICANN accountability should be internalised.

8 submissions to the NetMundial 2014 were of the opinion that ICANN should become an independent body with no oversight exercised by any other body on it. In other words, these proposals opposed the replacement of current US government oversight on ICANN, by oversight through any other body. In such a case, accountability of ICANN was sought to be ensured through strengthening multistakeholderism and reform within the ICANN structure.

Most of these submissions came from the civil society (4) or the technical community (2); 1 from Panel on Global Internet Cooperation and Governance Mechanisms, which identifies as “other”, and 1 from the Government of France. 3 of these proposals represent a global community, 2 come from North America or USA, 1 from France, 1 from New Zealand and 1 from the Democratic Republic of Congo.

The ICANN model proposed in the submission from Internet Governance Project (IGP), from the North American civil society, found support among other contributors in this category. The proposal was based on the principle that oversight of ICANN must not be internationalised but ended. The rationale behind such proposal was that giving additional stakeholders besides the NTIA a say in IANA function and ICANN oversight will only politicise ICANN and make it a subject of possible geopolitical power struggles by governments, ultimately ignoring the interests of internet users all over the world. While calling for an end to ICANN oversight through any or all government agencies, the proposal also called for the strengthening of multistakeholderism within ICANN. This proposal was explicitly supported by InternetNZ, from the New Zealand technical community, in its proposal, as well as to quite an extent by Article 19 and BestBits, from the global civil society, in their proposal.

IGP’s submission also suggested whittling down of ICANN’s powers in order to separate management of IANA functions from ICANN’s present mandate. This is a point where the submissions in this category diverge. Submissions from IGP with Article 19 and BestBits, Association for Progressive Communications (APC) from the civil society and InternetNZ and Avri Doria, from the technical community, recommended the separation of IANA functions from the ICANN. The French Government submission, on the other hand, did not envisage separation of management IANA function from ICANN, but rather the internalisation of the former within the latter, even as proposing an independent and multistakeholder structure for ICANN with suitable accountability mechanisms for all stakeholders.

The submission from Article 19 and BestBits, in fact, suggested further narrowing of ICANN’s mandate by explicitly including a clause in its bylaws to prevent it from engaging in content regulation or conduct that could violate freedom of expression or privacy on the internet, including technical policy making involving trademarks and intellectual property. Such suggestions were made based on the fear that, if unregulated, ICANN might increasingly make its foray into public policy issues like content regulation, as happened in the .xxx controversy. Consequently, the submission from Article 19 and BestBits also suggested that ICANN’s bylaws include a provision whereby private parties can legally challenge ICANN’s actions on grounds of human rights violations before local courts or arbitration tribunals.

This approval for local dispute resolution when the submission agrees with the suitability of Californian law for ICANN incorporation is, however, likely to cause consternation amongst non-American stakeholders. While the submission is not averse to the idea of ICANN expanding its reach globally through creation of subsidiaries (preferably in western Europe), it also takes a firm stand on ICANN not moving its headquarters out of the US. The advantages of such status quo are seen in stability of current agreements with registrars etc., but the idea of ICANN being ultimately subject to Californian law and its courts is unlikely to go down well with other global stakeholders.

One concern found across board, but more explicitly in submissions of Article 19 and BestBits and Avri Doria was the strengthening of ICANN board by making it more representative and accountable through mechanisms of internal accountability like the ATRT2 Transparency and Accountability Review process. Avri Doria of USA, in her submission suggested, the improvement of accountability mechanisms in ICANN by supplementing the ATRT process with a strong appeals mechanism, as found in IETF, for accountability process and results with powers to remove officers from their roles if they do not fulfil their responsibilities. Strengthening of GAC within ICANN by making it more participatory and representative is another concern which is highlighted.

II. Submissions which suggest that oversight of ICANN should be transferred to a multilateral or intergovernmental body

A second, small category of 4 submissions argued that the oversight function of the ICANN should be transferred from the present unilateral U.S. government (NTIA) oversight, to oversight by all countries. This was suggested to counter the power imbalance exercised by one country over critical internet infrastructure, over others, by sharing oversight of ICANN with all others.

In their details, submissions in this category can be vague. While some of them envisioned transfer of ICANN control by the US Government to an intergovernmental body like the ITU, others do not specify the details of the transfer, but merely mention that ICANN oversight should be multilateral in nature. Submissions from CIPIT, part of the Kenyan academia and The Society for Knowledge Commons, civil society stakeholder covering India and Brazil, mentioned that the oversight of technical policy functions should be “multilateral” in nature, while the submission by the Government of Iran called for restructuring ICANN as an “international” organisation.

The submission by Swiss civil society organisation, Association for Proper Internet Governance, referred to the response by the Syrian representative in ITU to RFC sought by the US Department of Commerce, to bring ICANN in the aegis of ITU by signing of a MoU between the two entities, as far as technical policy decisions (eg. development of policies relating to operation of root servers and those relating to operation and administration of gTLDs and ccTLDs) are concerned. Such a proposal was found necessary in light of the non-binding advisory nature of GAC in ICANN, especially when technical policy decisions by ICANN have public policy implications. In such a scenario, the submission dubs it “strange” to relegate government to a subsidiary role within ICANN and “unusual (to say the least)” for governments to constitute a sub-committee of the board of a private company like ICANN. Consequently, the MoU between ITU and ICANN is sought to make GAC a group within ITU so as to strengthen its legitimacy and accountability.

III. Submissions which suggest that oversight of ICANN should be transferred to another body not intergovernmental in nature.

10 submissions suggested the transfer of ICANN oversight to a non-intergovernmental or multilateral body. 2 of these proposals came from governments and 1 from the Brazilian Internet Steering Committee, which identifies as “other”, 3 from the private sector, 2 from civil society and 1 from technical community and academia each. Most of these proposals come from European stakeholders (5), 1 each from Brazil and Argentina, 1 from India, 1 from Nigeria, and 1 from the global civil society group, Just Net Coalition.

Like the last category, these submissions also expressed their dissatisfaction with the unilateral US Government oversight of ICANN, but suggested replacing it with a non-multilateral body. Details of the composition of such bodies vary. Some called for replacement by a technical body, other envision a wholly newly created multistakeholder body, yet others called for signing of the present ICANN AoC with US Government, by a number of stakeholders, which would not include just governments.

One such submission came from Portuguese academic, Luis Magalhaes, which called for the signature of ICANN AoCs with all the stakeholders in internet governance, thus effectively replacing oversight by NTIA to oversight by all stakeholders. This submission also expressed concern over the incorporation of ICANN under Californian law, and suggests that ICANN should be regulated in an international law framework, though without relinquishing its control to merely governments. Submission by the private sector stakeholder Orange Group also looked to expand the AoC of ICANN to include within it, the “ICANN community and stakeholders including Governments represented through the GAC.”

Private sector stakeholder from the UK, Nominet, similarly, called for wider engagement in the ICANN AoC and ensuring wider engagement for transparency and accountability in the AoC process. It also called to end ambiguity about the legal jurisdiction for ICANN, while including and strengthening ITU and IGF in the internet governance ecosystem. Submission by private player, Data Security Council of India, while endorsing “a multistakeholder model with defined roles of relevant stakeholders” was vaguer about the model it sought for ICANN. But it called for nomination of stakeholders by Governments rather than ICANN selecting them without transparency.

The Austrian Government submission, on the other hand, was more ambiguous. It envisaged the extension of AoCs regarding ICANN and IANA while ensuring “the full participation of all stakeholders, from both developed and developing countries, within their respective roles and responsibilities.” In its submission, the Government of Argentina sought to “promote the internationalisation of ICANN through a deep revision of the current structure,” and ensure “active representation from all regions and all actors in the ICANN structure, including representatives of governments on an equal footing,” especially in the structures of ICANN Board, SSAC and GNSO.

The submission by Brazilian Internet Steering Committee similarly, looked to export oversight to entities outside of ICANN in its submission, as long as such entities are recognised as representative of the international public interest. This was suggested with the rationale to avoid a situation where the same organisation is responsible is responsible for policy making as well as its implementation. The Committee also suggested strengthening of ATRT2 process, as well as reform of GNSO and of ALAC so that the latter can have transparent processes for nomination of members, as well as participate in policy development processes in GNSO, along with increased government participation in GNSO. It was also suggested that the number of ICANN Board seats allocated by NomCom should be reduced in order to increase slots for Board members directly elected by the SOs.

Other submissions offered a more detailed view into the composition of the oversight entity recommended to replace NTIA. The submission by global civil society organisation, Just Net Coalition, for example, proposed the formation of a “Internet Technical and Advisory Board” to discharge ICANN oversight function by replacing the present NTIA oversight role. In addition, this board was recommended to advice on public policy perspectives to various technical standards bodies, and thus act as the link between public policy bodies and these standards bodies. The composition of such a board was recommended to consist of people with specialised technical expertise but also with appropriate political legitimacy, ensured via a democratic process. 10-15 members were envisaged in such a board which could include 1 member from each of the Regional Internet Registries (RIRs). 2-3 members from each of the 5 geographic regions as understood in the UN system to be selected through an appropriate process by the relevant technical standards bodies and/or country domain name bodies of all the countries of the respective region were suggested to be part of the board. It was preferred that these members would come from the top recognised technical academic bodies of each country/region, but the entire constitution of the board was left open to other suggestions in Just Net Coalition’s submission.

The technical community stakeholder, Nigeria Internet Registration Association, on the other hand, offered a rather confused proposal for the formation of a “World Internet Governance Organisation (WIGO),”envisaged as “a global organisation with equal participation of the Government, Private sector, Civil Society, Technical Community in a multi-stakeholder consensus building NET-NATIONS.” But while in the beginning the submission suggests a multistakeholder composition of WIGO, seemingly for oversight of ICANN, later the submission sparks the idea that ICANN itself should be changed to WIGO.

Global Geneva’s submission proposed to transfer ICANN oversight to a body called World Internet Forum, which, while part of the UN system, is envisioned as a multistakeholder venue for citizens globally, where constituencies are not governments. ICANN is allowed to pursue technical policy functions like gTLD management under the supervision of WIF, while not encroaching on public policy matters. IANA function is envisaged to be managed separately from the ICANN.

In many of these submissions, like those of Argentinian Government and Brazilian Internet Steering Committee emphasis was also paid on the strengthening of GAC, while taking into consideration stakeholders other than governments.

IV. Submissions which endorse globalisation and multistakeholder governance of ICANN but are vague about the specifics of such governance model

Lastly, there are submissions which call for the globalisation of ICANN and express their dissatisfaction with the U.S. Government oversight of it, while endorsing multistakeholder governance. However, these submissions are also vague about the details of such ICANN globalisation, and the structures in which it will be held accountable. 4 such submissions emerge from governments (Spain, Norway, Mexico and the European Commission), 6 from the private sector, 2 from the technical community, and 2 from the civil society. Europe leads in this category of proposals with 6 of these proposals emerging from there, 2 from Latin America and Mexico each (4 altogether), 1 from Kuwait, 1 from Japan, 1 from the NRO (identifying itself from Mauritius) and 1 from the global GSM Association of mobile operators.

A list of these submissions is provided below.

Sl.No.	Proposal No.	Name of Proposal	Organisation	Sector	Region	Link
	46	Norwegian Contribution to the Sao Paulo Meeting	Norwegian government	Government	Norway, Europe	http://content.netmundial.br/contribution/norwegian-government/137
	50	Contribution from the GSM Association to the Global Multistakeholder Meeting on the Future of Internet Governance	GSMA	Private Sector	Global	http://content.netmundial.br/contribution/contribution-from-the-gsm-association-to-the-global-multistakeholder-meeting-on-the-future-of-internet-governance/141
	51	Contribution of Telefonica to NETmundial	Telefonica, S.A.	Private Sector	Spain	http://content.netmundial.br/contribution/contribution-of-telefonica-to-netmundial/143
	56	ETNO Contribution to NETmundial	ETNO [European Telecommunications Network Operators' Association]	Private Sector	Belgium	http://content.netmundial.br/contribution/etno-contribution-to-netmundial/148
	64	Submission by AHCIET to the Global Multistakeholder Meeting on the Future of Internet Governance. NETmundial	AHCIET	Private Sector	Latin America	http://content.netmundial.br/contribution/submission-by-ahciet-to-the-global-multistakeholder-meeting-on-the-future-of-internet-governance-netmundial/157
	70	Spanish Government Contribution to the Global Multi-stakeholder Meeting on the Future of Internet Governance	Ministry of Industry, Energy and Tourism, Spain	Government	Spain	http://content.netmundial.br/contribution/multistakeholder-human-rights-stability-gac/165
	80	Roadmap for the Further Evolution of the Internet Governance Ecosystem	European Commission	Government	Europe	http://content.netmundial.br/contribution/roadmap-for-the-further-evolution-of-the-internet-governance-ecosystem/177
10.	106	Submission on Internet Governance Principles and Roadmap for the Further Evolution of the Internet Governance Ecosystem	Kuwait Information Technology Society	Civil Society	Kuwait	http://content.netmundial.br/contribution/kuwait-information-technology-society-kits-submission-on-internet-governance-principles-and-roadmap-for-the-further-evolution-of-the-internet-governance-ecosystem/214
	111	Content Submission by the Federal Government of Mexico	Secretara de Comunicaciones y Transportes, Mexico	Government	Mexico	http://content.netmundial.br/contribution/content-submission-by-the-federal-government-of-mexico/219
10.	114	Better Understanding and Co-operation for Internet Governance Principles and Its Roadmap	Japan Internet Service Providers Association	Private Sector	Japan	http://content.netmundial.br/contribution/better-understanding-cooperation-for-internet-governance-principles-its-roadmap/222
11.	116	Deutsche Telekom’s Contribution for to the Global Multistakeholder Meeting on the Future of Internet Governance	Deutsche Telekom AG	Private Sector	Germany/Europe	http://content.netmundial.br/contribution/deutsche-telekom-s-contribution-for-to-the-global-multistakeholder-meeting-on-the-future-of-internet-governance/225
12.	135	Joint Contributions of Civil Society Organisations from Latin America to NetMundial	Group of individuals and Civil Society Organizations from Latin America	Civil Society	Latin America	http://content.netmundial.br/contribution/joint-contributions-of-civil-society-organizations-from-latin-america-to-netmundial/251
13.	143	NRO Contribution to NETmundial	NRO (for AFRINIC, APNIC, ARIN, LACNIC, RIPE-NCC)	Technical Community	Mauritius	http://content.netmundial.br/contribution/nro-contribution-to-netmundial/259
14.	183	NETmundial Content Submission- endorsed by NIC Mexico	NIC Mexico	Technical Community	Mexico	http://content.netmundial.br/contribution/netmundial-content-submission-endorsed-by-nic-mexico/302

***

A previous version of this post performed preliminary analysis of the NETmundial submissions. It may be found here.

For more details visit https://cis-india.org/internet-governance/blog/accountability-of-icann

NETmundial - Word Clouds of Contributions by Types of Organisation

sumandro — 2014-04-25T09:51:51Z

This set of analysis of the contributions submitted to NETmundial 2014 is part of the effort by the Centre for Internet and Society, Bangalore, India, to enable productive discussions of the critical internet governance issues at the meeting and elsewhere.

Created by Sumandro using R.
Download the R code .
Download the data.

These word clouds show the hundred most frequently appearing words in the aggregated contribution text of each type of organisations.

The size of the words in these diagrams refer to their frequency of appearance. A larger size refers to higher frequency of appearance. The colour of the words have been differentiated to group the words according to their freuqency of appearance. The color hierarchy is as follows: Green, Pink, Blue, Red.

While creating these word clouds, certain common English words (like, 'the' and 'and') and obvious words for the contributions (like, 'internet' and 'governance') have been ommitted. The full list of ommitted words have been documented in the R code used to generate the diagrams.

Built on Bootstrap by Sumandro.

All code, content and data is co-owned by the author(s) and Centre for Internet and Society, Bangalore, India, and shared under Creative Commons Attribution-ShareAlike 2.5 India license.

For more details visit https://cis-india.org/internet-governance/blog/net-mundial-word-clouds-of-contributions-by-types-of-organisation

NETmundial - Which Governments Have Not Submitted Contributions to NETmundial?

sumandro — 2014-04-25T09:47:53Z

Created by Sumandro using Datamaps.

The map shows (in *green*) all the countries from where no government agency has submitted any contribution to NETmundial. Governments of the countries appearing in *white* have contributed to the NETmundial process.

Inter-governmental and international bodies that have submitted contributions to NETmundial -- such as OECD and UNESCO -- have not been considered while creating the above map.

To see the map of all the countries from where there have been no contributions (by any kinds of organisation) to NETmundial, click here.

The Centre for Internet and Society, Bangalore, India, is a non-profit research organization that works on policy issues relating to freedom of expression, privacy, accessibility for persons with disabilities, access to knowledge and IPR reform, and openness, and engages in academic research on digital natives and digital humanities.

The visualisations are done by Sumandro Chattapadhyay, based on data compilation and analysis by Jyoti Panday, and with data entry support from Chandrasekhar.

Built on Bootstrap by Sumandro.

All code, content and data is co-owned by the author(s) and Centre for Internet and Society, Bangalore, India, and shared under Creative Commons Attribution-ShareAlike 2.5 India license.

For more details visit https://cis-india.org/internet-governance/blog/net-mundial-which-governments-have-not-contributed-to-net-mundial

NETmundial - Which Countries Have Not Submitted Contributions to NETmundial?

sumandro — 2014-04-25T09:40:03Z

Created by Sumandro using Datamaps.

The map shows (in *green*) all the countries from where no contributions (by any kinds of organisation) have been submitted to NETmundial. Countries appearing in *white* are those from where contributions have been submitted.

Organisations that have indicated (in their submitted contribution) that they are either 'global' or 'international' organisations with headquarter in a specific country(ies), or a coalition of several organisations from different countries, have not been considered while making the above map. Such organisations (not considered while making this map) include African ICT/IG Stakeholders, Association for Progressive Communications, Best Bits, Just Net Coalition, OECD, etc.

To see the map of all the countries from where the respective governments have not submitted any contributions to NETmundial, click here.

The visualisations are done by Sumandro Chattapadhyay, based on data compilation and analysis by Jyoti Pandey, and with data entry suport from Chandrasekhar.

Built on Bootstrap by Sumandro

All code, content and data is co-owned by the author(s) and Centre for Internet and Society, Bangalore, India, and shared under Creative Commons Attribution-ShareAlike 2.5 India license.

For more details visit https://cis-india.org/internet-governance/blog/net-mundial-which-countries-have-not-contributed-to-net-mundial

NETmundial - Contributions by Types of Organisation

sumandro — 2014-04-25T09:57:11Z

This Sankey diagram shows all the countries/regions from where contributions have come in on the left side, and all the various types of organisations on the right side. Use the mouse cursor to hover over a country to see what proportion of the submissions from that country has come from which type of organisation, or hover over an organisation type to see what proportion of submission from such organisations have come in from which countries.

The height of the blue bars next to the country/region names and organisation types indicate at the respective proportions among all the contributions.

Certain submissions have been contributed by global organisations, such as Internet Society, ICANN and Commonwealth agencies. These submissions have been included in the 'Global' division in the above chart.

Created by Sumandro using Google Charts.
Google Terms of Use and Data Policy.
Download the data.

The visualisations are done by Sumandro Chattapadhyay, based on data compilation and analysis by Jyoti Pandey, and with data entry suport from Chandrasekhar.

For more details visit https://cis-india.org/internet-governance/blog/net-mundial-contributions-by-types-of-organisation

NETmundial - Contributions by Countries of Origin

sumandro — 2014-04-25T09:55:43Z

Created by Sumandro using Google Charts.
Google Terms of Use and Data Policy.
Download the data.

This treemap chart divides up contributions submitted to NETmundial 2014 into their countries of origin, which are also clustered into regional divisions. The size of the rectangles indicate the total number of submissions from the respective region/country.

Right click on the regions to see the division of submissions from the countries within that region. Left click to go back.

Certain submissions have been contributed by global organisations, such as Internet Society, ICANN and Commonwealth agencies. These submissions have been included in the 'Global' division in the above chart. Also, Russia has been included within Europe, and China has been included within East Asia.

The visualisations are done by Sumandro Chattapadhyay, based on data compilation and analysis by Jyoti Pandey, and with data entry suport from Chandrasekhar.

All code, content and data is co-owned by the author(s) and Centre for Internet and Society, Bangalore, India, and shared under Creative Commons Attribution-ShareAlike 2.5 India license.

For more details visit https://cis-india.org/internet-governance/blog/net-mundial-contributions-by-countries-of-origin

NETmundial - Comparing Appearance of Fifty Most Frequent Words

sumandro — 2014-04-25T09:59:13Z

Image above: Comparing Absolute Appearance of Fifty Most Frequent Words

Image above: Comparing Relative Appearance of Fifty Most Frequent Words

Created by Sumandro using R.
Download the R code.
Download the data.

These heatmaps compare the appearance of fifty most frequently appearing words (for all 187 contributions) across the contributions made by different types of organisation. Click on them to see the larger images. Hit *escape* to come back to this page.

The first heatmap shows the absolute appearance of the words -- that is the total number of times each word appears in contributions by a type of organisation.

The second heatmap shows the relative appearance of the words -- that is the ratio of the word's appearance in contribution by a type of organisation divided by total number of contributions by that type of organisation.

For more details visit https://cis-india.org/internet-governance/blog/net-mundial-comparing-appearance-of-fifty-most-frequent-words

Banking Policy Guide

Kartik Chawla — 2015-01-22T14:54:57Z

To gain a practical perspective on the existing banking practices and policies in India in this project, an empirical study of five separate and diverse banks has been conducted. The forms, policy documents, and other relevant and available documents of these banks have been analysed in this project.

These documents were obtained from the websites of the respective banks, and wherever they were lacking, from the branches of the banks themselves. Attempts were made to obtain any information required for the project that was not available on the website or in the forms from the officers of the respective banks.

The State Banks of India (hereinafter ‘SBI’), Central Bank of India (hereinafter ‘CBI’), ICICI Bank (hereinafter ‘ICICI’), IndusInd Bank (hereinafter ‘IndusInd’) and Standard Chartered Bank (hereinafter ‘SCB’) are the banks chosen for this project. As mentioned, these banks have been chosen to ensure a diverse sample pool. SBI is an Indian public multinational bank, CBI is an Indian public bank and it is not multinational, ICICI is an Indian private and multinational bank, IndusInd is an Indian private bank which isn’t multinational, and SCB is a British bank operating in India.

The forms and other documents of each of the banks have been compared against a template of twenty nine questions created from the nine principles given in Justice A.P. Shah Group of Experts’ Report on Privacy.

The two services provided by these banks that have been analysed are Opening an Account and Taking out a Personal Loan. This comparison has been done keeping in mind the obligations of the banks under the Master Circular and the KYC Norms detailed in it, Code of Conduct, and the Rules under Section 43A of the IT Act. Attempts have been made to clarify the basis of the response as much as possible. An analysis of the obligations of the banks is present below, along with an explanation of the relevance of various parts of the two services that are analysed.

Click to download:

For more details visit https://cis-india.org/internet-governance/blog/banking-policy-guide

NETmundial and Suggestions for IANA Administration

smarika — 2014-04-23T04:00:49Z

Following NTIA's announcement to give up control over critical Internet functions, the discussion on how that role should be filled has gathered steam across the Internet governance space.

This post maps the discussion across the NETmundial submissions and presents six emerging evolution scenarios related to the IANA functions:

Separation of IANA from policy/ICANN, control of IANA to a multilateral body
Separation of IANA from policy/ICANN, control of IANA to a non-multilateral body
No separation of IANA from policy/ICANN, control of IANA to a multilateral body
No separation of IANA from policy/ICANN, control of IANA to a non-multilateral body
Multiplication of TLD registries and root servers
Maintenance of status quo

I. Separation of IANA from policy/ICANN, control of IANA to a multilateral body

The proposal under this category demands for the separation of IANA function from technical policy making, and suggests that the IANA function be transferred to an intergovernmental body.

Such proposal is listed below:

Sl.No.	Proposal No.	Name of Proposal	Organization	Sector	Region	Link
1	186	The Next Best Stage for the Future of Internet Governance is Democracy	Global Geneva	Civil Society	Geneva, Switzerland	http://content.netmundial.br/contribution/the-next-best-stage-for-the-future-of-internet-governance-is-democracy/305

This proposal by Global Geneva seeks the establishment of an intergovernmental organisation called World Internet Organisation (WIO), under which IANA (which is understood to be essentially technical and concerning safety and security of the Internet would be located. WIO would additionally have a special link/status/contract with IANA to avoid unwanted interference from governments. A 75% majority at WIO would be requested to act/modify/contest an IANA decision, making it difficult for governments to go beyond reasonable and consensual demands. WIO would act in concert with World Internet Forum, under which ICANN would be located, whereby it would make policy decisions regarding gTLDs apart from its other present functions.

II. Separation of IANA from policy/ICANN, control of IANA to a non-multilateral body

There are certain proposals whereby it is proposed that IANA function should be separated from technical policy making, or ICANN, and IANA function, which is perceived to be a purely administrative one in such submissions, should be handed over to some sort of non-multilateral organisation, which take different forms in each proposal.

Most such submissions have emerged from the civil society or the technical community.

The Internet Governance Project submission envisions the creation of a DNS Authority under whose umbrella IANA would function. The DNS Authority would be separate from ICANN. This proposal has been endorsed by the submissions of InternetNZ as well as Article 19 and Best Bits. Avri Doria’s submission, along with the submission of APC, envisions the establishment of an independent IANA, separate from the technical policy function. Such independence is sought to be preceded by a transition period by a body called IANA Stewardship Group which would be constituted mostly by members from the technical community. IANA is sought to be governed via MoUs with all stakeholders, on the same lines as the MoU between ICANN and the IETF, as described in RFC2860, RFC6220. The focus of these MoUs would not be policy but will be on performance and adherence to service level agreements.

These submissions are listed below:

Sl. No.	Proposal No.	Name of Proposal	Organisation	Sector	Region	Link
1	19	Roadmap for Globalising IANA: Four Principles and a Proposal for Reform	Internet Governance Project	Civil Society	North America	http://content.netmundial.br/contribution/roadmap-for-globalizing-iana-four-principles-and-a-proposal-for-reform-a-submission-to-the-global-multistakeholder-meeting-on-the-future-of-internet-governance/96
2	26	Roadmap for the Further Evolution of the Internet Governance Ecosystem- ICANN	Article 19 and Best Bits	Civil Society	Global	http://content.netmundial.br/contribution/roadmap-for-the-further-evolution-of-the-internet-governance-ecosystem-icann/109
3	42	Content Contribution to NetMundial on the Roadmap for the Futher Evolution of the IG Ecosystem regarding the Internationalisation of the IANA Function	InternetNZ	Technical Community	New Zealand	http://content.netmundial.br/contribution/content-contribution-to-netmundial-on-the-roadmap-for-the-futher-evolution-of-the-ig-ecosystem-regarding-the-internationalisation-of-the-iana-function/130
4	60	One Possible Roadmap for IANA Evolution	Avri Doria, Independent Researcher	Other	USA	http://content.netmundial.br/contribution/one-possible-roadmap-for-iana-evolution/153
5	162	APC Proposals for the Further Evolution of the Internet Governance Ecosystem	Association for Progressive Communications (APC)	Civil Society	APC is an international organisation with its executive director's office in South Africa	http://content.netmundial.br/contribution/apc-proposals-for-the-further-evolution-of-the-internet-governance-ecosystem/280

III. No separation of IANA from policy/ICANN, control of IANA to a multilateral body

These submissions propose that the IANA function should come under a multilateral body. However they do not suggest the separation of IANA function from policymaking, or from ICANN; or they are at least silent on this latter issue. 2 such proposals come from the civil society and 2 from the government.

A list of these submissions is provided below:

Sl. No.	Proposal No.	Name of Proposal	Organisation	Sector	Region	Link
1	8	Roadmaps for Further Evolution of Internet Governance	Association for Proper Internet Governance	Civil Society	Switzerland	http://content.netmundial.br/contribution/roadmaps-for-further-evolution-of-internet-governance/65
2	45	Russian Parliament Submission to NET mundial	State Duma of the Russian Federation (Parliament of the Russia)	Government	Russian Federation	http://content.netmundial.br/contribution/themes/133
3	121	Contribution from the Islamic Republic of Iran to the Global Multiskaeholder (sic) Meeting for the Future of the Internet, 23-24 April 2014 Sao Paulo, Brazil	Cyber Space National Center, Iran	Government	Islamic Republic of Iran	http://content.netmundial.br/contribution/contribution-from-the-islamic-republic-of-iran-to-the-global-multiskaeholder-meeting-for-the-future-of-the-internet-23-24-april-2014-sao-paolo-brazil/236
4	125	Towards Reform of Global Internet Governance	The Society for Knowledge Commons	Civil Society	India and Brazil	http://content.netmundial.br/contribution/towards-reform-of-global-internet-governance/240

IV. No separation of IANA from policy/ICANN, control of IANA to a non-multilateral body

These submissions do not consider the issue of separation of IANA function from policymaking, or ICANN, or at least do not state an opinion on the separation of IANA function from ICANN. However, they do suggest that the control of IANA should be held by a non-multilateral body, and not the US Government.

Many of these submissions also suggest that the oversight of ICANN should be done by a non-multilateral body, therefore it makes sense that the IANA function is administered by a non-multilateral body, without its removal from the ICANN umbrella.

A list of such submissions is provided below:

Sl.No.	Proposal No.	Name of Proposal	Organisation	Sector	Region	Link
1	46	Norwegian Contribution to the Sao Paulo Meeting	Norwegian government	Government	Norway, Europe	http://content.netmundial.br/contribution/norwegian-government/137
2	50	Contribution from the GSM Association to the Global Multistakeholder Meeting on the Future of Internet Governance	GSMA	Private Sector	Global	http://content.netmundial.br/contribution/contribution-from-the-gsm-association-to-the-global-multistakeholder-meeting-on-the-future-of-internet-governance/141
3	51	Contribution of Telefonica to NETmundial	Telefonica, S.A.	Private Sector	Spain	http://content.netmundial.br/contribution/contribution-of-telefonica-to-netmundial/143
4	56	ETNO Contribution to NETmundial	ETNO [European Telecommunications Network Operators' Association]	Private Sector	Belgium	http://content.netmundial.br/contribution/etno-contribution-to-netmundial/148
5	61	French Government Submission to NETmundial	French Ministry of Foreign Affairs	Government	France	http://content.netmundial.br/contribution/french-government-submission-to-netmundial/154
6	63	Nominet Submission on Internet Governance Principles and the Roadmap	Nominet	Private Sector	UK	http://content.netmundial.br/contribution/nominet-submission-on-internet-governance-principles-and-the-roadmap/156
7	64	Submission by AHCIET to the Global Multistakeholder Meeting on the Future of Internet Governance. NETmundial	AHCIET	Private Sector	Latin America	http://content.netmundial.br/contribution/submission-by-ahciet-to-the-global-multistakeholder-meeting-on-the-future-of-internet-governance-netmundial/157
8	70	Spanish Government Contribution to the Global Multi-stakeholder Meeting on the Future of Internet Governance	Ministry of Industry, Energy and Tourism, Spain	Government	Spain	http://content.netmundial.br/contribution/multistakeholder-human-rights-stability-gac/165
9	80	Roadmap for the Further Evolution of the Internet Governance Ecosystem	European Commission	Government	Europe	http://content.netmundial.br/contribution/roadmap-for-the-further-evolution-of-the-internet-governance-ecosystem/177
10	94	Roadmap for the Future Development of the Internet Governance Ecosystem	Ministry of Foreign Affairs of Argentina	Government	Argentina	http://content.netmundial.br/contribution/roadmap-for-the-future-development-of-the-internet-governance-ecosystem/196
11	97	Orange Contribution for NETmundial	Orange Group	Private Sector	Deputy to the Chief Regulatory Officer Orange Group	http://content.netmundial.br/contribution/orange/199
12	106	Submission on Internet Governance Principles and Roadmap for the Further Evolution of the Internet Governance Ecosystem	Kuwait Information Technology Society	Civil Society	Kuwait	http://content.netmundial.br/contribution/kuwait-information-technology-society-kits-submission-on-internet-governance-principles-and-roadmap-for-the-further-evolution-of-the-internet-governance-ecosystem/214
13	111	Content Submission by the Federal Government of Mexico	Secretara de Comunicaciones y Transportes, Mexico	Government	Mexico	http://content.netmundial.br/contribution/content-submission-by-the-federal-government-of-mexico/219
14	114	Better Understanding and Co-operation for Internet Governance Principles and Its Roadmap	Japan Internet Service Providers Association	Private Sector	Japan	http://content.netmundial.br/contribution/better-understanding-cooperation-for-internet-governance-principles-its-roadmap/222
15	116	Deutsche Telekom’s Contribution for to the Global Multistakeholder Meeting on the Future of Internet Governance	Deutsche Telekom AG	Private Sector	Germany / Europe	http://content.netmundial.br/contribution/deutsche-telekom-s-contribution-for-to-the-global-multistakeholder-meeting-on-the-future-of-internet-governance/225
16	148	NRO Contribution to NETmundial	NRO (for AFRINIC, APNIC, ARIN, LACNIC, RIPE-NCC)	Technical Community	Mauritius	http://content.netmundial.br/contribution/nro-contribution-to-netmundial/259
17	146	Evolution and Internationalisation of ICANN	CGI.br- Brazilian Internet Steering Committee	Other	Brazil	http://content.netmundial.br/contribution/evolution-and-internationalization-of-icann/263
18	176	Addressing Three Prominent “How To” Questions on the Internet Governance Ecosystem Future	Luis Magalhes, Professor at IST of University of Lisbon, Portugal; Panelist of ICANN’s Strategy Panel on the Role in the Internet Governance System	Academia	Portugal	http://content.netmundial.br/contribution/addressing-three-prominent-how-to-questions-on-the-internet-governance-ecosystem-future/294
19	183	NETmundial Content Submission- endorsed by NIC Mexico	NIC Mexico	Technical Community	Mexico	http://content.netmundial.br/contribution/netmundial-content-submission-endorsed-by-nic-mexico/302

V. Multiplication of TLD registries and Root Servers

These submissions are based on the assumption that reform in the current ICANN/IANA administrative structure is impossible as the US government is unlikely to give up its oversight role over both. Instead, these submissions suggest that multiple TLD registries and root servers should be created as alternatives to today’s IANA/ICANN so that a healthy market competition can be fostered in this area, rather than fostering monopoly of IANA.

A list of such submissions is provided below:

Sl.No.	Proposal No.	Name of Proposal	Organisation	Sector	Region	Link
1	41	Internet Governance: What Next?	EUROLINC	Civil Society	France, Europe	http://content.netmundial.br/contribution/internet-governance-what-next/129
2	175	The Intergovernance of the InterPLUS	INTLNET	Civil Society	France	http://content.netmundial.br/contribution/the-intergovernance-of-the-interplus/293

VI. Maintenance of status quo

These submissions are based on the “if it ain’t broke, don’t fix it” principle, and are of the opinion that there is no need to change the administration of IANA function as it functions efficiently in the current system.

A list of such submissions is provided below:

Sl.No.	Proposal No.	Name of Proposal	Organisation	Sector	Region	Link
1	12	United Kingdom Government Submission	Department For Culture Media and Sport, United Kingdom Government	Government	Government	http://content.netmundial.br/contribution/united-kingdom-government-submission/79
2	133	Perspectives from the Domain Name Association	Domain Name Association	Private Sector	Private Sector	http://content.netmundial.br/contribution/perspectives-from-the-domain-name-association/249

Read more on ICANN/IANA: Role and Structural Considerations (PDF Document, 1215 Kb)

For more details visit https://cis-india.org/internet-governance/blog/net-mundial-and-suggestions-for-iana-administration

Principles for Internet Governance: NETmundial 2014 — What do the Contributions Reveal?

geetha — 2014-04-23T04:01:21Z

The Global Multi-stakeholder Meeting on the Future of Internet Governance (NETmundial) is scheduled for April 23-24, 2014. Towards its stated end of establishing "strategic guidelines related to the use and development of the Internet in the world", NETmundial sought contributions from stakeholders around the world on two topics: (1) Set of Internet governance principles; (2) Roadmaps for the further evolution of the Internet governance system.

This post analyses the contributions of the academic community to draw out broad agreements and divergences concerning Internet governance principles.

I. Introduction

In two days, a large measure of the global Internet community – governments, the private sector, civil society, technical community and academia – gather in São Paulo, Brazil, for the Global Multi-stakeholder Meeting on the Future of Internet Governance. The NETmundial (April 23-24, 2014), touted as the World Cup of Internet governance, is a global conference convened and supported by the Brazilian president, Dilma Rousseff, and organized by the Brazilian Internet Steering Committee (CGI.br) and /1Net, a forum comprising various stakeholders involved and interested in Internet governance. It hopes, importantly, “to establish strategic guidelines related to the use and development of the Internet in the world”. To this end, it sought open-ended Contributions from interested stakeholders on the topics, “Set of Internet governance principles” and “Roadmaps for the further evolution of the Internet governance system”. The agenda for NETmundial may be found here.

To fully utilize the 2 short days available, knowledge of the stakeholder positions, especially their broad agreements and divergences on the two topics, is of immense help. Through a series of posts, I analyse the contributions to NETmundial on the question of Internet governance principles, seeking to dig deep into definitions and interpretations of suggested principles, such as management of Critical Internet Resources (such as the Domain Name System), human rights including freedom of expression and privacy, cyber-security, inclusiveness and participation in Internet governance, etc. In separate posts, I shall analyse contributions of each sector (governments, the private sector, civil society, technical community, academia and ‘Other’) and finally, present an overall analysis of the contributions pitted against the Draft Outcome Document, which is presently under discussion.

II. The Contributions

The NETmundial has received 187 contributions from 46 countries. Sector break-ups are given below:

Sector	Number of Contributions (187)
Academia	20
Governments	28
Private Sector	43
Civil Society	61
Technical Community	16
‘Other’ (such as UNESCO, the European Commission, etc.)	19

A quick look at the contributors indicates that contributions are primarily from North America, Europe, South and East Asia, and South America. No or very few contributions were made from large parts of Africa and South East Asia, Central and West Asia, Eastern Europe and Western South America. We present a graphical representation of contributing countries here.

Of the contributions, stakeholders from various sectors contributed to the two topics listed above in the following manner:

Sector	Set of Internet Governance Principles	Roadmaps for Further Evolution of the Internet Governance System	Combined: Internet Governance Principles & Roadmaps
Academia	7	7	6
Government	7	4	17
Private Sector	11	3	29
Civil Society	25	21	15
Technical Community	8	5	3
‘Other’	7	4	8

Despite the above classification, I focus on all 187 contributions for analysis. This is as some contributions expressly set out principles while others do not. Therefore, eliciting and analyzing principles from stakeholder contributions has involved a certain amount of subjective maneuvering. However, such elicitation has been restricted on the following bases:

The contribution is externally categorized as falling under either “Set of Internet governance principles” or “Combined – Internet governance principles & Roadmaps”.
Internally, the document places principles under rubrics of ‘Internet governance principles’.
Internally, the document makes references to Internet governance principles before setting out (without rubrics) principles.

With this caveat, I go on to discuss the NETmundial contributions from the academic community to Internet governance principles.

Part I: Academia

Of the academic contributions, the main contributors are Africa (Kenya – 1, Sudan – 3), Europe (Germany – 1, Poland – 1, Portugal – 1, Russia – 2, Ukraine – 1), South America (Argentina – 1, Brazil – 3) and the United States (8). No Asian country has made an academic contribution, and as evident from above, academia is geographically severely under-represented. Furthermore, only 4 out of 20 contributions expressly set out Internet governance principles. These four are:

Semantics aside, certain broad, high-level consensus emerges within the academic community. On substantive principles of governance on the Internet, the greatest support is found for freedom of express and access to information, with 6 contributions emphasizing this. Equally important is Internet universality and non-discriminatory (3 contributions), universal access to the Internet (6). Protection of privacy and permissible levels of surveillance come a close second, with 5 contributions referring to these. Cyber-security (5), respect for human rights (4) and support for net neutrality (3) and cultural and linguistic diversity on the Internet (3) also emerge as issues of concern for the academic community. The UNESCO and academics from Sudan emphasize training and education to use the Internet. Inter-operability (2) and a single, unfragmented Internet (2) also find a place in the academic community’s contributions.

With regard to processual principles for Internet governance, inclusiveness and participation are the most important concerns (5). The academic community asks for an open, transparent and multi-stakeholder Internet governance system (4), calling for international cooperation (2) among governments and other stakeholders. Interestingly, one contribution requires that the role of governments in the multi-stakeholder model be limited to “the facilitation of the participation of their domestic stakeholder communities in Internet governance processes”, while a Brazilian contribution advocates a multilateral model.

While no contribution expressly calls for these principles to underscore global Internet governance, the author believes that a high-level consensus may be gleaned in favour of respect for and protection of human rights, especially freedom of expression, access to information, privacy and protection from unwarranted domestic or extraterritorial surveillance. This is further supported by cyber-security concerns. The call for universal access to the Internet, alongside mention of net neutrality, emphasizes inclusiveness and non-discrimination. Processually as well, inclusiveness and participation (including equal participation) of all stakeholders finds the largest support, reflected in the calls for multi-stakeholder models of Internet governance.

No glaring divergences exist with regard to human rights or principles of governance on the Internet. The only major divergence amongst academia is the call for multilateral or multi-stakeholder models of Internet governance. While a majority of the contributions call for multi-stakeholder models, the Brazilian contribution (linked above) calls for “Open, multilateral and democratic governance, carried out with transparency by stimulating collective creativity and the participation of society, Governments and the private sector”, while at the same time supporting a “real multi-stakeholder governance model for the Internet based on the full involvement of all relevant actors and organizations”. Indeed, even this divergence is marked by a common emphasis on open, transparent and inclusive participation in Internet governance.

For more details visit https://cis-india.org/internet-governance/blog/principles-of-internet-governance-net-mundial-2014

6th Biannual Surveillance and Society Conference

praskrishna — 2014-05-05T04:57:59Z

Malavika Jayaram is a speaker at the conference organized by Eticas Research and Consulting at the University of Barcelona and CCCB from April 24 to 26, 2014.

Malavika will present on the UID and biometrics at the session on “Surveillance: Ambiguities and Uncertainties". Malavika's talk title is "Biometrics in beta: experimenting on a nation (while normalising surveillance for 1.2 billion people)" and is being held on April 26. See the full event details on this page.

In the developing world, privacy is often portrayed as a luxury, as something alien to local culture and of interest only to the elite. This ignores the probability of the most marginalized sections of a society being disproportionately impacted by privacy intrusive technologies. The hype about ‘big data’, ‘open data’, ‘data for development’, ‘ICT4D’ and other buzzwords often ignores the fact that the global south is particularly vulnerable to data collection and processing. Literacy issues (lingual and technical), a massive digital divide, desperate socioeconomic conditions and the lack of a robust data protection law render ideas of consent or tradeoffs all but meaningless.

Techno-utopian welfare schemes present technology as progressive, neutral and frictionless – a seductive and compelling narrative in a region wracked by inequalities, corruption, lack of transparency and structural violence. This vision underpins the world’s largest biometric ID project, which has already registered the irises and fingerprints of 540 million people without even being completed. Yet the assumption that bodies can be rendered into infallible verifiers, as repositories of unchanging truth, ignores embedded biases and normative baselines within such technologies. Welfare projects are further complicated when they are architected as public-private partnerships: the collusion of governmental and corporate agendas in creating massive databases and profiles, in a manner that transforms the citizen-state relationship in profound ways, has sweeping implications for choice, autonomy, anonymity and ultimately, democracy. This is true even when the systems function as intended, without mechanical failure, data breaches, or other consequences of trading privacy for convenience, welfare and security.

I would like to discuss the risks of using technologies such as biometrics to solve socioeconomic problems, and their potential for excluding the very demographics that they seek to include. I intend to locate my presentation in the context of India’s growing surveillance state, which deliberately intends to use the unique identification number to link disparate databases. I propose to describe the new Centralised Monitoring System, the relative legal vacuum in which data is mined and harvested, and the shaky constitutional foundations on which many of these new regimes stand. In so doing, I will effectively have provided a tour of India’s Rogue’s Gallery of recent incursions into the zone of privacy, free speech, informational self-determination and dignity. I hope also to redress in some small measure the largely western focus of academic and policy debates in this field, despite the risks of developing countries seeking to commoditize and export identity schemes, normalize censorship or opportunistically benefit from the west no longer having the moral ground to resist third country surveillance practices.

For more details visit https://cis-india.org/news/ssn-2014-sixth-biannual-surveillance-and-society-conference

South African Protection of Personal Information Act, 2013

divij — 2014-05-05T06:59:51Z

As the rapid spread of technology in developing countries allows exponentially increasing availability of and access to personal data through automatic data processing, governments are beginning to recognize the necessity to evolve policies addressing data security and privacy concerns.

The source of pressure for strict legal regulations addressing data protection are both the growing recognition of the importance of privacy rights, as well as the risk of falling behind on international standards on data protection, which would hamper the potential of developing countries as destinations for outsourcing industries which depend largely on processing of information.[1] The Protection of Personal Information Act enacted by South Africa is an example of a policy which enables a comprehensive framework for data security and privacy and is a model for other developing nations which are weighing the costs and benefits of establishing a secure data protection regime.

The South African law traces the right to protection of personal information back to Section 14 of the South African Constitution, which provides for a right against the unlawful collection, retention, dissemination and use of personal information. The law establishes strict restrictions and regulations on the processing of personal information, which includes information including relating to race, gender, sexual orientation, medical information, biometric information and personal opinion. The processing of personal information under the Act must comply with 8 principles, namely - accountability, lawful purpose for processing and processing limitation, purpose specification, information quality, openness and notice of collection, openness, reasonable security safeguards and subject participation, in line with the international standards for fair information practices.[2] The Act also recognizes ‘special personal information’, including religious or political beliefs, race, sexual orientation and trade union membership, as well as any personal information of children below the age of 18, which require stricter safeguards for processing,. Similar to the draft Indian legislation on privacy, the Act contemplates an independent regulatory mechanism, the information regulator, which would have all the necessary powers to effectively monitor compliance under the Act, including the power for punishing offences under the Act.

The Protection of Personal Information Act contains 115 Sections and is meant to be an exhaustive and heavily detailed policy to bring South Africa’s laws in line with EU and international regulations on data protection.[3] Though such progressive policies should be a model for policy changes in other developing nations, one aspect in which the law fails is to address increasing privacy concerns arising from widespread government-enabled surveillance and data retention. The POPI excludes from its application the processing of information related to national security, terrorist related activities and public safety, combating of money laundering, investigation of proof of offences, the prosecution of offenders, execution of sentences or other security measures, subject to adequate safeguards being established by the legislature for protection of personal information. Unfortunately, the ambiguous wording of the exclusions, especially in determining “adequate safeguards”, leaves its interpretation and application open for governments to engage in mass surveillance in the name of public security. Over the past few years, governments have taken to using technology and information, particularly through mass surveillance, to collect comprehensive information on their citizens and violate their liberties and privacy. In India, particularly with programs like the Central Monitoring System being implemented, any policy which purportedly aims at the protection of privacy must not only seek bare minimal compliances with the current international standards for data protection, but should also address the mass, unrestricted surveillance and data retention which is taking place in the name of public security.

Developing nations like South Africa and India face significant challenges in ensuring individual privacy, particularly the lack of sufficient legal safeguards for the protection of privacy. The right to privacy is often dismissed as an elitist or western concept, which does not have value in the context of developing nations, without engaging with the realities and the nuances of the right. Further, the costs of expensive technical safeguards means private and public bodies are required to spend significant resources in maintaining data security and these factors often outweigh privacy considerations in policy debates. The South African Act, hence, serves both as an important model for legislation and as an indication that the right to privacy is valuable to recognize in developing countries as well.

[1]. Article 25 of the European Union Directive on the Protection of Individuals with regard to the Processing of Personal Data and on the Free Movement of such data (Directive 95/46/EC) prohibits the transfer of data to non-member states which do not comply with adequate data protection norms.

[2]. http://oecdprivacy.org/

[3]. Link to Act: www.gov.za/documents/download.php?f=204368

For more details visit https://cis-india.org/internet-governance/blog/south-african-protection-personal-information-act-2013